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Exercise Treatment of Obesity

ABSTRACT

 

Surveillance data from the general US population indicate a continued increase in the prevalence of overweight and obesity that is consistent with weight gain trends observed globally among industrialized countries. Physical inactivity and obesity are closely linked conditions and they account for a large burden of chronic disease and impaired function. The underlying agent in the etiology of obesity is a long-term positive energy balance; however, the pathways determining the rate and extent of weight gain due to a positive energy are complex. Engaging in regular, moderate-intensity physical activity for at least 150 min/week can help maintain energy balance and prevent excessive weight gain; however, this minimum requirement may not be sufficient for reversing already-existing obesity and chronic disease. In fact, physical activity closer to 300 min/week may be necessary for successful weight loss and weight loss maintenance. Regimented exercise programs alone may not be the most effective treatment for people with obesity, however. Rather, lifestyle changes that increase total daily energy expenditure need to be accompanied by dietary counseling for reducing daily caloric intake. Also, accumulating the necessary exercise and lifestyle physical activity in intermittent bouts, rather than one long continuous bout, can improve adherence and the success of weight loss regimens. It is also important for both clinicians and patients to understand that a simple solution to obesity treatment does not exist due to the constellation of underlying mechanisms that drive energy balance. Indeed, physiological, behavioral, environmental, and genetic factors play both independent and interrelated roles that contribute to the complex etiology of obesity.  Research from numerous scientific disciplines has shaped our understanding of obesity. While the relative contributions of insufficient energy expenditure versus excessive energy intake to obesity development continue to be debated, there is general agreement that exercise is a key element for both prevention and treatment. Future research should focus on the prevention of excess weight gain over the life course. In addition to the behavioral and intervention studies of the past several decades, an understanding of the regulatory processes governing energy intake, energy storage, and energy expenditure and how the reinstatement of exercise can correct the disruption of neural pathways is vital to the future of obesity research. Finally, public health science needs to link with public health practice to better enable the translation of this knowledge into policies that can alter the environment in a way that promotes an active lifestyle for all.

 

INTRODUCTION

 

Surveillance data from the general US population indicate a continued increase in the prevalence of overweight and obesity that is consistent with weight gain trends observed globally among industrialized countries (1-3). Myriad environmental, behavioral, physiological, and genetic factors contribute to the development of human obesity. However, the common underlying feature leading to these conditions is a positive energy balance. Attenuated metabolic responses to environmental exposures combined with predisposing factors and overall low energy expenditure may contribute to this positive energy balance. Although exercise is most effective in the prevention of obesity (4, 5), it can also contribute to weight loss and to weight maintenance over the long-term. Numerous intervention studies have evaluated the role of exercise training of various modes and intensities on the reduction of body weight and adiposity (6), and there is little doubt about the established benefits of increasing physical activity to the attainment and the maintenance of healthy body weight throughout the life span. Moreover, since exercise itself improves metabolic, respiratory, and cardiovascular function independent of weight loss (6), it has special significance for people with obesity who are at increased risk for obesity-related chronic conditions. In this chapter, we will describe the importance of exercise for the prevention and treatment of obesity, as well as to the prevention of weight regain following weight-loss therapy. In addition, this chapter will address the contributions of the built environment to the onset and possible reversal of obesity at the population level.

 

THE ETIOLOGY OF OBESITY

 

Inactivity and obesity are closely linked conditions accounting for a large burden of chronic disease and impaired function. Over the past several decades, ever-decreasing levels of daily energy expenditure, along with a ready supply of calorie-dense foods, have resulted in a marked disruption to energy regulatory systems, which are still genetically programmed for the subsistence efficiency of our late-Paleolithic ancestors (7, 8). As stated previously, the underlying agent in the etiology of obesity is a long-term positive energy balance. However, the relative importance of excess energy intake over low energy expenditure to this imbalance is controversial. Ultimately, the pathways determining the rate and extent of a positive energy balance with weight gain are complex, and the unique and combined contributions of heredity, physiology, and behavior, to the development of obesity are not understood completely—especially since the influence of any one of these primary factors is usually modified by a constellation of other secondary factors endemic to our current obesogenic environment (Figure 1).

Figure 1. Public health model illustrating the multifactorial model etiology of obesity. The traditional public health of disease transmission applied to obesity etiology. In this model, the impact of the agent (positive energy balance) can be modified by a number of host (specific to the individual) and environment (specific to collective behaviors or conditions) factors. In addition, a variety of vehicles/vectors are responsible for transmitting the causal agent.

 

The 2018 Physical Activity Guidelines for Americans, 2nd Edition (6), along with the 2020 World Health Organization (WHO) Physical Activity and Sedentary Behavior Guidelines (9) recommend for all adults 150-300 min/week of moderate-intensity physical activity (e.g., brisk walking) or 75-150 min/week of vigorous-intensity activity for the prevention of excessive weight gain, cardiovascular and metabolic diseases, and functional decline. These recommendations also include muscle strengthening exercises on two days/week. Although specific recommendations pertaining to sedentary behavior have not been made thus far, the evidence linking extended sedentary time to morbidity and all-cause mortality is growing (6). Indeed, both the 2018 Guidelines for Americans and the WHO Guidelines stress that everyone should "move more and sit less" (6) and "every move counts" (9). Importantly, current guidelines now stress the joint association between physical activity and sedentary time. For example, the health impact of sedentary behavior (particularly television viewing) becomes especially detrimental when combined with low levels of physical activity (6, 10). People can compensate for large amounts of sedentary time during the day (i.e., 8–14 h) by increasing their physical activity to achieve at least 30 min of accumulated moderate-intensity activity throughout the day. However, the more sedentary one is, the more accumulated activity is necessary to compensate (Figure 2).

Figure 2. The joint effects of physical activity on health and function. The red zone is harmful, while the green zone is healthful, suggesting that the more sedentary one is, the more accumulated physical activity they need to compensate.

The Role of Exercise in Weight Loss and Weight Maintenance

 

Population physical activity guidelines may be more effective for health promotion and the primary prevention of chronic disease risk factors than they are for the reversal of already established chronic conditions. Although increasing physical activity and reducing sedentary time has demonstrated benefits to improved health and function, even among people with chronic disease or with disabilities (6, 9), it is important to note that the minimum recommendation of 150 min/week of moderate-intensity physical activity, may not be sufficient to reverse these chronic conditions. Indeed, the treatment or reversal of some established conditions may require a dose of physical activity closer to 300 min/week. This may be especially true for the reversal of obesity and for weight loss maintenance. Although population- and laboratory-based data are limited, it appears that about 45–60 min/day of moderate-intensity activity is necessary to transition from overweight to normal weight, and ≥ 60 min/day may be necessary to transition from obesity (11-14), at least for a large part of the population with overweight and obesity who spend considerable time sitting throughout the day. In addition, there is substantial individual heterogeneity regarding a person's weight loss responsiveness to an exercise regimen, and this responsiveness may vary by age, sex, degree of obesity, adipose tissue distribution, and even adipocyte size (15-17). Thus, the benefits of increased physical activity to cardiovascular and metabolic health notwithstanding, its effectiveness per se for substantial weight loss and in the reversal of obesity may be less so.

 

Weight loss of 1–2 pounds (0.5–1 kg) per week is generally recognized as safe and effective (18). Weight loss at this recommended rate, however, would require a negative energy balance of ~ 500–1000 kcal/day over an extended period of time. Such an energy deficit is difficult to achieve by lowering energy intake (dieting) alone. More importantly, such drastic decreases in caloric intake could result in nutritional deficiencies and the loss of lean mass, thereby lowering the metabolic rate (19). Also, adherence to such a degree of caloric restriction is difficult to maintain over long periods of time and, therefore, increases the likelihood of relapse and compensatory weight re-gain.

 

On the other hand, whether exercise alone (without coincident caloric restriction) significantly alters body weight in people with obesity is debatable. Assuming that 60 min/day of moderate-intensity activity is necessary for meaningful weight loss for people with obesity, a man would need to perform 68–136 min/day of moderate-intensity walking (7.9 kcal/min), and a woman may have to perform 72–145 min/day of the same activity (6.4 kcal/min) to achieve 500-1000 kcal/day deficit necessary for a weight loss of 1–2 pounds (0.5–1 kg)/week (20). Further, although this walking pace (3.5 mph or 3.8 METs) may be comfortable for most people, sustaining it for over 60 min on 7 days/week may not be feasible for people with obesity. Indeed, it may be quite difficult for people with obesity to perform the volume (i.e., intensity, frequency and duration) of exercise necessary for meaningful weight loss in the absence of caloric restriction. Therefore, most evidence currently indicates that both exercise and caloric restriction are necessary components of a successful weight loss program.

 

People who are successful in losing substantial amounts of body weight through diet alone often quickly regain it. Weight regain is often seen following exercise-, medication-, and even surgery-induced weight loss, indicating that adaptations to a negative energy balance contribute to the obesity epidemic. Laboratory findings report that the level of daily energy expenditure necessary to prevent the re-gain of body weight following obesity is also quite high relative to the modern-day lifestyle (17). This challenge may be the result of changes in body composition or the body's overall adaptive energy expenditure and metabolic response to exercise that limits weight loss to activity alone (8, 21) (Figure 3). The 2003 consensus statement from the International Association for the Study of Obesity (14) recommended 60–90 min/day of moderate-intensity activity or about 35 min/day of vigorous activity for successful weight maintenance following the reversal of obesity, which, again, exceeds the upper threshold of current physical activity recommendations (6, 9).

Figure 3. Changes in Total energy expenditure ADJ, resting metabolic rate ADJ, and activity energy (CPM/d), (right, Pontzer (8), with permission are consistent with the findings shown in the schematic of exercise impact on body weight demonstrating a new equilibrium after an initial weight loss (left (21)), with permission

In sum, caloric restriction without exercise may result in a loss of lean mass along with adipose tissue, thereby resulting in a drop in the metabolic rate and setting the stage for weight re-gain. The amount of daily exercise that is necessary to achieve a healthy weight loss without caloric restriction may not be feasible over time for people with obesity, thus again resulting in relapse. Most research now supports the conclusion that exercise combined with caloric restriction increases the net caloric deficit induced by a weight loss program and markedly attenuates the loss of both fat-free and total body mass (19). Finally, as is the case through the period of dynamic weight loss, those who combine caloric restriction with exercise are more successful in maintaining that weight loss over time, compared with those relying on either diet or exercise alone.

 

THE ROLE OF RESISTANCE TRAINING FOR WEIGHT LOSS AND MAINTENANCE

 

Both aerobic and resistance exercise will preserve lean tissue during the period of dynamic weight loss, and this is primarily a function of the volume of exercise performed over the weight-loss period (i.e., dose-response). Resistance training is especially effective at preserving lean body mass during dynamic weight loss, although the amount of protein in the diet may impact this effectiveness (22). A program that combines caloric restriction with both aerobic and resistance training generally leads to greater weight loss and improved overall health, compared to a program combining caloric restriction with only aerobic exercise (11, 13). Of note is that the benefits of strength training to health and function can be independent of weight loss. For example, one 5-month study in older men and women with obesity that used both caloric restriction and resistance training led to reduced abdominal obesity, reduced hypertension, and improved metabolic syndrome without any changes in body weight (23). This is likely due to the increase in lean mass with resistance training, as well as the resulting quantitative and qualitative improvements in vascular and muscle function. Another study of older adults with obesity combined caloric restriction with one of three other exercise interventions: 1) aerobic exercise alone; 2) resistance training alone and 3) aerobic exercise and resistance training. Total body weight loss was similar across the three different exercise groups. However, the greatest improvements in measures of physical function were observed in the combined aerobic exercise with resistance training group (24). Thus, the benefits of resistance training extend beyond fat loss to include improved metabolic and physical function—and this may be especially so for older people.

 

THE ROLE OF TOTAL DAILY ACTIVITY IN WEIGHT MAINTENANCE

 

Evidence suggests that total daily accumulated energy expenditure is the strongest predictor of weight loss in people with obesity (25-27). Therefore, an alternative to the typical recommendation of large continuous bouts of exercise may be intermittent exercise, which can result in a similar weight loss but with improved adherence over the long-term. Also, the integration of increased physical activity as part of an overall lifestyle change (e.g., more walking and stair climbing as part of the daily routine) may be as successful in promoting weight loss as is a structured exercise program. Given the high degree of negative energy balance required for weight loss, however, high levels of lifestyle activity combined with caloric restriction are now prescribed for both initial and long-term weight loss for people with overweight and obesity.

 

The Physical Activity Level (PAL) has become a method of expressing total daily energy expenditure (TEE) in multiples of the resting metabolic rate (RMR: PAL = TEE/RMR), and thus far, few studies have examined its relation to weight regulation at the population level. Data from men in the Aerobics Center Longitudinal Study cohort indicate that a daily PAL >1.60 METs·24 h-1 (i.e., an average daily TEE 60% above RMR) is optimal for preventing meaningful weight gain (~ 0.82–0.91 kg·y-1 (13)) through middle-age (4). Moreover, increasing daily activity from the low PAL category (<1.46 METs·24 h-1) to the moderate (1.46–1.60 METs·24 h-1) or high (>1.60 METs·24 h-1) categories resulted in a slight weight loss over time in this cohort (Figure 4).

Figure 4. Predicted weight change over time by PAL change category among men in the Aerobic Center Longitudinal Study (ACLS) cohort. PAL=average daily physical activity level expressed as the ratio of total energy expenditure to the resting metabolic rate (TEE/RMR). Models adjusted for age, sex, height, baseline weight, and smoking. DiPietro, et al. Int J Obesity. 28:1541-1547,2004 (4)

The most useful strategy for accomplishing this average level of daily physical activity is exchanging passive or very low intensity activities (i.e., those involving sitting) for moderate-intensity activities that have energy requirements of about 3–6 METs. Moderate-intensity activities may have a substantially greater impact on the PAL than vigorous activities since vigorous activity is usually performed for very short periods of time and then can be compensated for by reduced volitional activity throughout the remainder of the day (28). Therefore, the best way to increase the average daily PAL from sedentary (1.5 METs·24 h-1) to active (>1.6 METs·24 h-1) is to add about 45–60 minutes of moderate-intensity activity to the daily routine. As described above, using either a continuous or intermittent exercise routine is equally effective in increasing overall TEE.

 

THE IMPACT OF WEARABLE DEVICES

 

In 2014, 10% of adult Americans over the age of 18 years reported owning an activity tracking device, and by 2016, the Worldwide Survey of Fitness Trends identified wearable technology as the most popular growing fitness trend, estimating the market to be around $6 billion (29). This survey was recently updated, reporting that wearable technology remained the number one trend for 2020, and the market reached an estimated $95 billion (30). Most large technology companies have incorporated activity monitoring technology into cellular phones, while larger corporations, including Apple and Google, have continued to expand their product lines to feature new models of watches, wristbands and other clothing devices with activity tracking capabilities. The most popular and affordable devices remain somewhat restricted to measuring step count and distance traveled.

 

New products are constantly in development given the high demand. Even though technological advancements have reportedly improved these devices, debate among product engineers, research scientists and others involved in this industry regarding their accuracy still persists. Data indicate that these devices are less consistent with the measurement of overall activity duration, energy expenditure, and sleep quality, so they may require further testing and more advanced algorithms before being used in research (31). Advanced devices are in development that are capable of measuring biometric signs, such as stress, strain, impact forces, in addition to metabolic parameters (e.g., glucose and lactic acid) and the tracking of physical activity (32).

 

Despite some limitations, such devices are quite useful in helping people to monitor their own daily caloric intake, energy expenditure, sleep patterns, and overall health profile. These devices may also serve to increase motivation among those starting an exercise program because they can help to set goals and provide immediate feedback, although whether or not this is so for long-term weight loss programs is questionable (32). Ideally, such devices can sync with the electronic health record (EHR), thereby allowing health care providers a chance to objectively monitor a patient's lifestyle behaviors.

 

PERSONAL AND ONLINE TRAINING

 

Personal training has remained in the top 10 fitness trends reported since 2006, and popularity has increased as online training has become more accessible (30), especially during the strict quarantine policies imposed during the COVID-19 pandemic in 2020. It is reasonable to suspect that there will be a continued use of online training programs in 2021 and beyond. Unfortunately, like wearable devices, training fees and internet access may be luxuries not available to low-income households, and although some communities have facilities that provide free web access to the public (e.g., public libraries), they may not be feasible locations for virtual exercise training. Thus, virtual exercise solutions that consider the financial limitations of current fitness trends are needed.

 

PROMOTING AN ACTIVE LIFESTYLE THROUGH THE BUILT ENVIRONMENT

 

There are few surveillance data on physical activity patterns over many years in representative populations that use consistent methods of data collection. Data from consumer groups and national monitoring and surveillance systems among persons living in the United States generally show a stable pattern of both leisure time and sport activity (33)but a decrease in work-related activity starting in the 1950s (34). These types of data are useful at the ecologic level in order to describe lifestyle trends among the population and to provide background data for community-based interventions that eventually affect public policy. Environmental interventions that promote change in risk conditions at the community level have a greater public health impact than attempting to change risk factors at the individual level. Environmental strategies more directly related to promoting an active lifestyle involve altering the built environment in which people spend much of their time—the community, the workplace, and the school.

 

A report from the Transportation Research Board (TRB) and the Institute of Medicien (IOM) outlines a number of recommendations pertaining to physical activity and the built environment (35). These recommendations state the primary need for multidisciplinary and inter-agency research (particularly longitudinal research and "natural experiments") linking specific aspects of the built environment with different types of physical activity. Ecological studies that can geocode physical activity and health data from surveillance systems such as the Behavioral Risk Factor Surveillance System (BRFSS) or from the National Health and Nutrition Examination Survey (NHANES) could provide useful information on the environment and the specific locations where low activity and/or high prevalence of overweight is occurring. Similarly, statistical tools such as Geographical Information Systems (GIS) can provide more detailed information on the built environment (land use, sidewalks, green space) to link with surveillance data on physical activity patterns and various health indicators like obesity within a community. These data are also quite useful in tracking how changes to the environment affect changes in behavior and in subsequent health outcomes.

 

The Health Impact Statement historically has been used in environmental risk assessment to inform the public of the health consequences of various actions (e.g., the building of a new manufacturing plant in the community) and generally, they are effective at involving inter-agency action and public consensus. Since available evidence suggests that the built environment plays a major facilitating role in promoting an active lifestyle, urban planners, local zoning officials, those responsible for the construction of residences, developments, and supporting transportation systems, and members of the community must work together in the design of more activity-friendly environments.

 

SUMMARY

 

Most research to date suggests that exercise is more effective in the prevention of overweight and obesity than it is in its reversal. Weight loss programs that combine exercise with caloric restriction can maximize the net caloric deficit while reducing the loss of fat-free mass. Adding resistance training to aerobic exercise will enhance muscle quantity and quality, thereby providing health benefits independent of weight loss. Accumulating the necessary exercise and lifestyle physical activity in intermittent bouts, rather than one long continuous bout, can improve adherence and the success of weight loss and maintenance regimens.

 

uture research should focus on the prevention of excess weight gain over the life course. In addition to the behavioral and intervention studies of the past several decades, an understanding of the regulatory processes governing energy intake, energy storage, and energy expenditure and how the reinstatement of exercise can correct the disruption of neural pathways is vital to the future of obesity research. Molecular and clinical studies that can identify candidate genes and other biomarkers of energy regulation responding to exercise should link with large epidemiologic studies to determine the relations among these biological markers, physical activity patterns and long-term weight gain among various populations. Controlled intervention trials should continue to test the dose-response relation between physical activity duration (min/week), volume (kcal/week), and/or intensity and various functional endpoints as rigorously as do pharmacological trials. Finally, public health science needs to link with public health practice to better enable the translation of this knowledge into policies that can alter the environment in a way that promotes an active lifestyle for all.

 

ACKNOWLEDGMENTS

 

This work was supported in part by grants from the National Institutes of Health, National Heart Lung and Blood Institute (HL135089 to and TS and NSS).

 

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Hyperglycemic Crises: Diabetic Ketoacidosis And Hyperglycemic Hyperosmolar State

ABSTRACT

Diabetic ketoacidosis (DKA) and hyperglycemic hyperosmolar state (HHS) are acute metabolic complications of diabetes mellitus that can occur in patients with both type 1 and 2 diabetes mellitus. Timely diagnosis, comprehensive clinical and biochemical evaluation, and effective management is key to the successful resolution of DKA and HHS. Critical components of the hyperglycemic crises’ management include coordinating fluid resuscitation, insulin therapy, and electrolyte replacement along with the continuous patient monitoring using available laboratory tools to predict the resolution of the hyperglycemic crisis. Understanding and prompt awareness of potential special situations such as DKA or HHS presentation in the comatose state, possibility of mixed acid-base disorders obscuring the diagnosis of DKA, and risk of brain edema during therapy are important to reduce the risks of complications without affecting recovery from hyperglycemic crisis. Identification of factors that precipitated DKA or HHS during the index hospitalization should help prevent subsequent episode of hyperglycemic crisis.

INTRODUCTION

Diabetic ketoacidosis (DKA) and hyperosmolar hyperglycemic state (HHS) represent two extremes in the spectrum of decompensated diabetes. DKA and HHS remain important causes of morbidity and mortality among diabetic patients despite well-developed diagnostic criteria and treatment protocols (1). The annual incidence of DKA from population-based studies in 1980s was estimated to range from 4 to 8 episodes per 1,000 patient admissions with diabetes (2); the annualized incidence remains stable based on the 2017 national inpatient sample analysis (3). Overall, the incidence of DKA admissions in the US continues to increase, accounting  for about 140,000 hospitalizations in 2009 (Figure 1 a), 168,000 hospitalizations in 2014 (4,5), and most recently 220,340 admissions in 2017 (3) with similar trends observed in England (6) and Finland (7). The 2014 DKA hospitalization rates were the highest in persons aged <45 years (44.3 per 1,000) and lowest in persons aged ≥65 years (<2.0 per 1,000) (5); the age-related admission patterns remained the same in the 2017 analyses (3). The rate of hospital admissions for HHS is lower than of DKA and is less than 1% of all diabetic-related admissions (8,9). About 2/3 of adults presenting to the emergency department or admitted with DKA have a past history of type 1 diabetes (T1D), while almost 90% of the HHS patients have a known diagnosis of type 2 diabetes (T2D) (5). In 2014, there were reported 207,000 emergency department visits with a diagnosis of hyperglycemic crisis (10). Decompensated diabetes imposes a heavy burden in terms of economics and patient outcomes. DKA is responsible for more than 500,000 hospital days per year at an estimated annual direct medical expense and indirect cost of 2.4 billion USD in 1997 (CDC) (11). The cost of inpatient DKA care in the US has increased to 5.1 billion USD in 2014, corresponding to approximate charges related to DKA care varying between 20-26 thousand USD per admission (12,13) and continued to increase in 2017 when DKA admissions costed healthcare about 6.76 billion USD, corresponding to about 31 thousand USD per each admission (3). The mortality rate for DKA and hyperglycemic crises has been falling over the years (Figure 1b) (4) with estimates of fatality remaining under 1% for DKA (3); mortality can reach up to 20% in HHS (14). In 2010, among adults aged 20 years or older, hyperglycemic crisis caused 2,361 deaths (15). There was a decline in mortality from 2000 to 2014 across all age groups and both sexes with largest absolute decrease among persons aged ≥75 years (5). The mortality rate of HHS is higher, reaching 10-20% depending on associated comorbidities and severity of the initial presentation compared with DKA (14,16,17) and is highest in those with DKA+HHS (18). Severe dehydration, older age, and the presence of comorbid conditions in patients with HHS account for the higher mortality in these patients (17). Recent analyses suggested that patients who are black, female, and/or having Medicaid insurance had the highest risk of being admitted with DKA (3). 

Figure 1. Hyperglycemic Crises. A) Incidence of DKA 1980-2009 B) Crude and Age-Adjusted Death Rates for Hyperglycemic Crises as Underlying Cause per 100,000 Diabetic Population, United States, 1980–2009 C) Age-Adjusted DKA hospitalization rate per 1,000 persons with diabetes and in-hospital case-fatality rate, United States, 2000–2014 (5).

DEFINITIONS

DKA consists of the biochemical triad of hyperglycemia, ketonemia, and high anion gap metabolic acidosis (19) (Figure 2). The terms “hyperglycemic hyperosmolar nonketotic state” and “hyperglycemic hyperosmolar nonketotic coma” have been replaced with the term “hyperglycemic hyperosmolar state” (HHS) to highlight that 1) the hyperglycemic hyperosmolar state may consist of moderate to variable degrees of clinical ketosis detected by nitroprusside method, and 2) alterations in consciousness may often be present without coma.

 Figure 2. The triad of DKA (hyperglycemia, acidemia, and ketonemia) and other conditions with which the individual components are associated. From Kitabchi and Wall (19).

Both DKA and HHS are characterized by hyperglycemia and absolute or relative insulinopenia. Clinically, they differ by the severity of dehydration, ketosis, and metabolic acidosis (17).

DKA most often occurs in patients with T1D. It also occurs in T2D under conditions of extreme stress, such as serious infection, trauma, cardiovascular or other emergencies, and, less often, as a presenting manifestation of T2D, a disorder called ketosis-prone T2D (16). Similarly, whereas HHS occurs most commonly in T2D, it can be seen in T1D in conjunction with DKA. Presentations with overlapping DKA and HHS accounted for 27% of admissions for hyperglycemic crises based on one report (18).

PATHOGENESIS

The underlying defects in DKA and HHS are 1) reduced net effective action of circulating insulin as a result of decreased insulin secretion (DKA) or ineffective action of insulin in HHS (20-22), 2) elevated levels of counter regulatory hormones: glucagon (23,24), catecholamines (23,25), cortisol (23), and growth hormone (26,27), resulting in increased hepatic glucose production and impaired glucose utilization in peripheral tissues, and 3) dehydration and electrolyte abnormalities, mainly due to osmotic diuresis caused by glycosuria (28) (Figure 3). Diabetic ketoacidosis is also characterized by increased gluconeogenesis, lipolysis, ketogenesis, and decreased glycolysis (16).

Diabetic Ketoacidosis

In DKA, there is a severe alteration of carbohydrate, protein, and lipid metabolism (8). In general, the body is shifted into a major catabolic state with breakdown of glycogen stores, hydrolysis of triglycerides from adipose tissues, and mobilization of amino acids from muscle (16). The released triglycerides and amino acids from the peripheral tissues become substrates for the production of glucose and ketone bodies by the liver (29). Hyperglycemia and ketone bodies production play central roles in developing this metabolic decompensation (30). 

HYPERGLYCEMIA

The hyperglycemia in DKA is the result of three events: (a) increased gluconeogenesis; (b) increased glycogenolysis, and (c) decreased glucose utilization by liver, muscle, and fat. Insulinopenia and elevated cortisol levels also lead to a shift from protein synthesis to proteolysis with resultant increase in production of amino acids (alanine and glutamine), which further serve as substrates for gluconeogenesis (8,31). Furthermore, muscle glycogen is catabolized to lactic acid via glycogenolysis. The lactic acid is transported to the liver in the Cori cycle where it serves as a carbon skeleton for gluconeogenesis (32). Increased levels of glucagon, catecholamines, and cortisol with concurrent insulinopenia stimulate gluconeogenic enzymes, especially phosphoenol pyruvate carboxykinase (PEPCK) (26,33). Decreased glucose utilization is further exaggerated by increased levels of circulating catecholamines and FFA (34).

KETOGENESIS

Excess catecholamines coupled with insulinopenia promote triglyceride breakdown (lipolysis) to free fatty acids (FFA) and glycerol in adipose tissue. The latter provides a carbon skeleton for gluconeogenesis, while the former serves as a substrate for the formation of ketone bodies (35,36). The key regulatory site for fatty acid oxidation is known to be carnitine palmitoyl transferase 1(CPT1) which is inhibited by malonyl CoA in the normal non-fasted state but the increased ratio of glucagon and other counter regulatory hormones to insulin disinhibit fatty acid oxidation and incoming fatty acids from fat tissue can be converted to ketone bodies (37,38). Increased production of ketone bodies (β-hydroxybutyrate and acetoacetate) leads to ketonemia (39). Ketonemia is further maintained by the reduced liver clearance of ketone bodies in DKA. Extracellular and intracellular buffers neutralize hydrogen ions produced during hydrolysis of ketoacids. When overwhelming ketoacid production exceeds buffering capacity, a high anion gap metabolic acidosis develops. Studies in diabetic and pancreatectomized patients have demonstrated the cardinal role of hyperglucagonemia and insulinopenia in the genesis of DKA (40). In the absence of stressful situations, such as intravascular volume depletion or intercurrent illness, ketosis is usually mild (16,41).

Elevated levels of pro-inflammatory cytokines and lipid peroxidation markers, as well as procoagulant factors such as plasminogen activator inhibitor-1 (PAI-1) and C-reactive protein (CRP) have been demonstrated in DKA. The levels of these factors return to normal after insulin therapy and correction of hyperglycemia (42). This inflammatory and procoagulant state may explain the well-known association between hyperglycemic crisis and thrombotic state (43,44).

Hyperglycemic Hyperosmolar State

While DKA is a state of near absolute insulinopenia, there is sufficient amount of insulin present in HHS to prevent lipolysis and ketogenesis but not adequate to cause glucose utilization (as it takes 1/10 as much insulin to suppress lipolysis as it does to stimulate glucose utilization) (33,34). In addition, in HHS there is a smaller increase in counter regulatory hormones (20,45).

Figure 3. Pathogenesis of DKA and HHS: stress, infection, or insufficient insulin. FFA, free fatty acid. Adapted from Kitabchi et al. (1).

PRECEPITATING FACTORS

The two most common precipitating factors in the development of DKA or HHS are inadequate insulin therapy (whether omitted or insufficient insulin regimen) or the presence of infection (46,47). Other provoking factors include myocardial infarction, cerebrovascular accidents, pulmonary embolism, pancreatitis, alcohol and illicit drug use (Figure 4). In addition, numerous underlying medical illness and medications that cause the release of counter regulatory hormones and/or compromise the access to water can result in severe volume depletion and HHS (46). Drugs such as corticosteroids, thiazide diuretics, sympathomimetic agents (e.g., dobutamine and terbutaline), and second generation antipsychotic agents may precipitate DKA or HHS (17). Most recently, two new classes of medications have emerged as triggers for DKA. Sodium-glucose cotransporter 2 (SGLT-2) inhibitors (canagliflozin, dapagliflozin, and empagliflozin) that are used for diabetes treatment have been implicated in the development of DKA in patients with both T1D and T2D (48). Though the absolute risk of DKA in patients treated with SGLT-2 inhibitors is small, this class of medications raises DKA risk by 2-4-fold in patients withT2D and its incidence can be up to 5% in patients with T1D (49,50). Also, anti-cancer medications that belong to classes of immune checkpoint inhibitors such as Ipilimumab, Nivolumab, Pembrolizumab, can cause new-onset diabetes mellitus in up to 1% of the patients receiving immune checkpoint inhibitors with about half of these patients presenting with DKA as the initial presentation of diabetes, particularly in those individuals who may have underlying beta-cell autoimmunity  (51,52) (53-56). In young patients with T1D, insulin omission due to fear of hypoglycemia or weight gain, the stress of chronic disease, and eating disorders, may contribute in 20% of recurrent DKA (57). Cocaine use also is associated with recurrent DKA (58,59). Mechanical problems with continuous subcutaneous insulin infusion (CSII) devices can precipitate DKA (60); however, with an improvement in technology and better education of patients, the incidence of DKA have been declining in insulin pump users (61). There are also case reports of patients with DKA as the primary manifestation of acromegaly (62-64).

Increasing numbers of DKA cases have been reported in patients with Type 2 DM. Available evidence shows that almost 50 % of newly diagnosed adult African American and Hispanic patients with DKA have T2D (65). These ketosis-prone type 2 diabetic patients develop sudden-onset impairment in insulin secretion and action, resulting in profound insulinopenia (66). Clinical and metabolic features of these patients include high rates of obesity, a strong family history of diabetes, a measurable pancreatic insulin reserve, and a low prevalence of autoimmune markers of β-cell destruction (67-69). Aggressive management with insulin improves β-cell function, leading to discontinuance of insulin therapy within a few months of follow-up and 40 % of these patients remain non-insulin dependent for 10 years after the initial episode of DKA (68). The etiology of acute transient failure of β-cells leading to DKA in these patients is not known, however, the suggested mechanisms include glucotoxicity, lipotoxicity, and genetic predisposition (70,71).  A genetic disease, glucose-6-phosphate dehydrogenase deficiency, has been also linked with ketosis-prone diabetes (72). In a most recent review of factors that can precipitate DKA, the authors emphasized that clinicians should consider factors such as socioeconomic disadvantage, adolescent age, female sex, prior DKA, and psychiatric comorbidities as potential DKA triggers in patients with T1D (50). Further, in US adults with T1D, HbA1c ³ 9% was associated with 12-fold higher incidence of DKA (73). Finally, with recent accumulation of knowledge of health hazards related to the COVID-19 pandemic, there is early evidence that COVID-19 infection can trigger DKA in patients with diabetes who otherwise may not have risk factors to develop ketoacidosis (74). Particular attention should be provided to those DKA patients who are COVID-19-positive on admission as early evidence demonstrated a 6-fold increase in mortality in this group of patients compared with those admitted with DKA without COVID-19 (75).

With growing use of SGLT-2 inhibitors, it is worth elucidating potential risk factors that can mediate heightened DKA risk in patients with diabetes. It is now clear that T1D is an independent DKA risk factor regardless of whether other clinical circumstances known to trigger ketoacidosis are present or not. In people with T2D, low-carbohydrate diet, excessive ETOH intake, presence of autoimmunity, and/or exposure to stress situations such as infection, surgery, trauma, dehydration are now identified as DKA risk factors in those treated with SGLT-2 inhibitors (50,76). 

 

Figure 4. Common precipitating factors in DKA. Data are % of all cases except Nyenwe et al where new onset disease was not included in the percentage and complete data on these items were not given; therefore, the total is less than 100%. Adapted with modification from reference 1.

CLINICAL FEATURES 

Symptoms and Signs

DKA usually evolves rapidly within a few hours of the precipitating event(s). On the other hand, development of HHS is insidious and may occur over days to weeks (16). The common clinical presentation of DKA and HHS is due to hyperglycemia and include polyuria, polyphagia, polydipsia, weight loss, weakness, and physical signs of intravascular volume depletion, such as dry buccal mucosa, sunken eye balls, poor skin turgor, tachycardia, hypotension and shock in severe cases. Of note, patients with euglycemic DKA including those treated with SGLT-2 inhibitors, may have less polydipsia and polyuria and may rather initially present with non-specific symptoms such as fatigue and malaise (77,78). Kussmaul respiration, acetone breath, nausea, vomiting, and abdominal pain may also occur primarily in DKA and are due to ketosis and acidosis. Abdominal pain, which correlates with the severity of acidosis (79), may be severe enough to be confused with acute abdomen in 50-75% of cases (80). Therefore, in the presence of acidosis, DKA as an etiology of abdominal pain should be considered. Patients usually have normal body temperature or mild hypothermia regardless of presence of infection (81). Therefore, a careful search for a source of infection should be performed even in the absence of fever. Neurological status in patients with DKA may vary from full alertness to a profound lethargy and coma, However, mental status changes in DKA are less frequent than HHS. The relationship of depressed consciousness and severity of hyperosmolality or DKA causes has been controversial (82,83). Some studies suggested that pH is the cause of mental status changes (84); while, others concluded that osmolality (85) is responsible for the comatose state. More recently, it has been proposed that consciousness level in adolescents with DKA was related to the severity of acidosis (pH) and not to a blood glucose levels (86).  In our earlier studies of patients with DKA using low dose versus high dose insulin therapy, we evaluated the initial biochemical values of 48 patients with stupor/coma versus non comatose patients (87). Our study showed that glucose, bicarbonate, BUN and osmolality, and not pH were significantly different between non-comatose and comatose patients. Furthermore, in 3 separate studies in which 123 cases of DKA were evaluated, serum osmolality was also the most important determinant of mental status changes (19). However, in our recent retrospective study, it was shown that acidosis was independently associated with altered sensorium, but hyperosmolarity and serum “ketone” levels were not (88) (Figure 5). In that study, a combination of acidosis and hyperosmolarity at presentation may identify a subset of patients with severe DKA (7% in this study) who may benefit from more aggressive treatment and monitoring. Identifying this group of patients, who are at a higher risk for poorer prognosis, may be helpful in triaging them, thus further improving the outcome (88). Furthermore, according to one study, ICU-admitted patients with DKA are less ill, and have lower disease severity scores, mortality, and shorter length of ICU and hospital stay, than non-DKA patients. Disease severity scores are not, but precipitating cause is, predictive of prolonged hospital stays in patients with DKA (89).

Figure 5. Admission clinical and biochemical profile in comatose vs non-comatose patients with DKA (88).

In patients with HHS, neurological symptoms include clouding of sensorium which can progress to mental obtundation and coma (90). Occasionally, patients with HHS may present with focal neurological deficits and seizures (91,92). Most of the patients with HHS and an effective serum osmolality of >320 mOsm/kg are obtunded or comatose; on the other hand, the altered mental status rarely exists in patients with serum osmolality of <320 mOsm/kg (8). Therefore, severe alteration in the level of consciousness in patients with serum osmolality of <320 mOsm/kg requires evaluation for other causes including CVA and other catastrophic events like myocardial and bowel infarctions.

LABORATORY ABNORMALITIES AND DIAGNOSIS OF HYPERGLYCEMIC CRISES

The initial laboratory evaluation of patients with suspected DKA or HHS should include determination of plasma glucose, blood urea nitrogen, serum creatinine, serum ketones, electrolytes (with calculated anion gap), osmolality, urinalysis, urine ketones by dipstick, arterial blood gases, and complete blood count with differential. An electrocardiogram, blood, urine or sputum cultures and chest X-ray should also be performed, if indicated. HbA1c may be useful in differentiating chronic hyperglycemia of uncontrolled diabetes from acute metabolic decompensation in a previously well-controlled diabetic patient (17). Figure 6 summarizes the biochemical criteria for DKA and HHS and electrolyte deficits in these two conditions. It also provides a simple method for calculating anion gap and serum osmolality.

Figure 6. Diagnostic Criteria and Typical Total Body Deficits of Water and Electrolytes in Diabetic Ketoacidosis (DKA) and Hyperglycemic Hyperosmolar Syndrome (HHS)

DKA can be classified as mild, moderate, or severe based on the severity of metabolic acidosis and the presence of altered mental status (17). Over 30% of patients have features of both DKA and HHS (16) with most recent evidence confirming that about 1 out of 4 patients will have both conditions at the time of presentation with hyperglycemic crisis (18). Patients with HHS typically have pH >7.30, bicarbonate level >20 mEq/L, and negative ketone bodies in plasma and urine. However, some of them may have ketonemia. Several studies on serum osmolarity and mental alteration have established a positive linear relationship between osmolarity, pH, and mental obtundation (87).  Therefore, the occurrence of coma in the absence of definitive elevation of serum osmolality requires immediate consideration of other causes of mental status change. The levels of β-hydroxybutyrate (β-OHB) of ≥3.8mmol/L measured by a specific assay were shown to be highly sensitive and specific for DKA diagnosis (93). In patients with chronic kidney disease stage 4-5, the diagnosis of DKA could be challenging due to the presence of concomitant underlying chronic metabolic acidosis or mixed acid-base disorders. An anion gap of >20 mEq/L usually supports the diagnosis of DKA in these patients (94). Based on the 2009 American Diabetes Association publication, “euglycemic DKA” is characterized by metabolic acidosis, increased total body ketone concentration and blood glucose levels ≤250 mg/dL and is thought to occur in up to approximately 10% of patients with DKA and mostly associated with conditions associated with low glycogen reserves and/or increased rates of glucosuria such as pregnancy, liver disorders, and alcohol consumption (1). Since approval in 2013 of SGLT-2 inhibitors for therapy of T2D, multiple reports emerged demonstrating that the use of these medications can result in “euglycemic” DKA (48,78,95). Therefore, DKA must be excluded if high anion gap metabolic acidosis is present in a diabetic patient treated with SGLT-2 inhibitors irrespective if hyperglycemia is present or not. On the other hand, an SGLT-2 inhibitor can be also associated with hyperglycemic DKA in individuals who have sufficient glycogen storage to maintain hyperglycemia even in the setting of enhanced glucosuria (49,96).

The major cause of water deficit in DKA and HHS is glucose-mediated osmotic diuresis, which leads to loss of water in excess of electrolytes (97). Despite the excessive water loss, the admission serum sodium tends to be low. Because serum glucose in the presence of insulinopenia of DKA and HHS cannot penetrate to cells, in hyperglycemic crises, glucose becomes osmotically effective and causes water shifts from intracellular space to the extra cellular space resulting in dilution of sodium concentration – dilutional or hyperosmolar hyponatremia. Initially it has been thought that true sodium concentration (millimolar) can be obtained by multiplying excess glucose above 100 mg/dL by 1.6 /100 (98).  It is, however, accepted now that true or corrected serum sodium concentration in patients experiencing hyperglycemic crisis should be calculated by adding 2.4 mmol/L to the measured serum sodium concentration for every 100 mg/dL incremental rise in serum glucose concentration above serum glucose concentration of 100 mg/dL (99). If the corrected sodium level remains low, hypertriglyceridemia (secondary to uncontrolled diabetes) should be also suspected. In this condition the plasma becomes milky and lipemia retinalis may be visible in physical examination (100). Osmotic diuresis and ketonuria also promote a total body sodium deficit via urinary losses, although concurrent conditions, such as diarrhea and vomiting, can further contribute to sodium losses. Total body sodium loss can result in contraction of extracellular fluid volume and signs of intravascular volume depletion. Serum potassium may be elevated on arrival due to insulin deficiency, volume depletion and a shift of potassium from intracellular to extra cellular compartments in response to acidosis (101). However, total body potassium deficit is usually present from urinary potassium losses due to osmotic diuresis and ketone excretion. More frequently, the initial serum potassium level is normal or low which is a danger sign. Initiation of insulin therapy, which leads to the transfer of potassium into cells, may cause fatal hypokalemia if potassium is not replaced early.  Phosphate depletion in DKA is universal but on admission, like the potassium, it may be low, normal or high (102).

The differences and similarities in the admission biochemical data in patients with DKA or HHS are shown in Figure 7.

Figure 7. Biochemical data in patients with HHS and DKA (1).

Leukocytosis is a common finding in patients with DKA or HHS, but leukocytosis greater than 25,000 /μL suggests ongoing infection requiring further work up (103). The exact etiology of this non-specific leukocytosis is not known. One study also showed nonspecific leukocytosis in subjects with hypoglycemia induced by insulin injection and suggested that this phenomenon may be due to the increased levels of catecholamines, cortisol, and proinflammatory cytokines such as TNF-α during acute stress (104). Hypertriglyceridemia may be present in HHS  (105) and is almost always seen in DKA (79).  Hyperamylasemia, which correlates with pH and serum osmolality and elevated level of lipase, may occur in 16 - 25% of patients with DKA (106). The origin of amylase in DKA is usually non-pancreatic tissue such as the parotid gland (107).

Pitfalls of Laboratory Tests and Diagnostic Considerations for Interpreting Acid Based Status in DKA

False positive values for lipase may be seen if plasma glycerol levels are very high due to rapid breakdown of adipose tissue triglycerides (glycerol is the product measured in most assays for plasma lipase). Therefore, elevated pancreatic enzymes may not be reliable for the diagnosis of pancreatitis in the DKA setting. Other pitfalls include artificial elevation of serum creatinine due to interference from ketone bodies when a colorimetric method is used (108). Most of the laboratory tests for ketone bodies use the nitroprusside method, which detects acetoacetate, but not β-hydroxybutyrate (β-OHB). Additionally, since β-OHB is converted to acetoacetate during treatment (109), the serum ketone test may remain positive for a prolonged period suggesting erroneously that ketonemia is deteriorating; therefore, the follow up measurement of ketones during the treatment by nitroprusside method is not recommended (16). Newer glucose meters have the capability to measure β-OHB, which overcomes this problem (110,111). Furthermore drugs that have sulfhydryl groups can interact with the reagent in the nitroprusside reaction, giving a false positive result (112). Particularly important in this regard is captopril, an angiotensin converting enzyme inhibitor prescribed for the treatment of hypertension and diabetic nephropathy. Therefore, for the diagnosis of DKA, clinical judgment and consideration of other biochemical data are required to interpret the value of positive nitroprusside reactions in patients on captopril. Most laboratories can now measure β-OHB levels.

The classical presentation of acid-base disorders in DKA consists of increased anion gap metabolic acidosis where the relation of plasma anion gap change and bicarbonate change (Δ-Δ, ratio of AG change over change in bicarbonate) equals to 1 due to parallel reduction in plasma bicarbonate with the addition of ketoacids into the extravascular fluid space. With frequent additional bicarbonate losses in urine in the form of ketoanions during DKA, the initiation of intravenous volume resuscitation with chloride-containing solutions can further lower plasma bicarbonate and unmask non-anion gap metabolic acidosis when Δ-Δ becomes less than 1 due to changes in plasma bicarbonate that exceed the expected changes in AG. Respiratory compensation will accompany metabolic acidosis with reduction in PCO2 in arterial blood gas. The expected changes in PCO2 can be calculated using Winter’s formula: PCO2 (mmHg) = 1.5 (Bicarbonate) + 8 ± 2 (113). Therefore, inappropriately high or low levels of PCO2, determined by ABG will suggest the presence of a mixed acid-based disorder. For example, DKA patients with concomitant fever or sepsis may have additional respiratory alkalosis manifesting by lower-than-expected PCO2. In contrast, a higher than calculated PCO2 level signifies additional respiratory acidosis and can be seen in patients with underlying chronic lung disease.  Vomiting is a common clinical manifestation in DKA and leads to a loss of hydrogen ions in gastric content and the development of metabolic alkalosis. Patients with DKA and vomiting may have relatively normal plasma bicarbonate levels and close to normal pH. However, AG will remain elevated and be an important clue for DKA. In addition, Δ-Δ ratio will be over 2 suggesting that there is less than expected reduction in bicarbonate as compared with increase in AG and confirm the presence of a mixed acid-base disorder (combination of metabolic acidosis and metabolic alkalosis). We recommend measurement of β-OHB in instances when a mixed acid-base disorder is present in patients with hyperglycemic crisis and DKA is suspected. 

DIFFERENTIAL DIAGNOSIS

Patients may present with metabolic conditions resembling DKA or HHS. For example, in alcoholic ketoacidosis (AKA), total ketone bodies are much greater than in DKA with a higher β-OHB to acetoacetate ratio of 7:1 versus a ratio of 3:1 in DKA (8). The AKA patients seldom present with hyperglycemia (114). It is also possible that patients with a low food intake may present with mild ketoacidosis (starvation ketosis); however, serum bicarbonate concentration of less than 18 or hyperglycemia will be rarely present. Additionally, DKA has to be distinguished from other causes of high anion gap metabolic acidosis including lactic acidosis, advanced chronic renal failure, as well as ingestion of drugs such as salicylate, methanol, and ethylene glycol. Isopropyl alcohol, which is commonly available as rubbing alcohol, can cause considerable ketosis and high serum osmolar gap without metabolic acidosis. Moreover, there is a tendency to hypoglycemia rather than hyperglycemia with isopropyl alcohol injection (115,116). Finally, patients with diabetes insipidus presenting with severe polyuria and dehydration, who are subsequently treated with free water in a form of intravenous dextrose water, can have hyperglycemia- a clinical picture that can be confused with HHS (117) (Figure 8).

Figure 8. Laboratory evaluation of metabolic causes of acidosis and coma (16).

TREATMENT OF DKA

The goals of therapy in patients with hyperglycemic crises include: 1) improvement of circulatory volume and tissue perfusion, 2) gradual reduction of serum glucose and osmolality, 3) correction of electrolyte imbalance, and 4) identification and prompt treatment of co-morbid precipitating causes (8). It must be emphasized that successful treatment of DKA and HHS requires frequent monitoring of patients regarding the above goals by clinical and laboratory parameters. Suggested approaches for the management of patients with DKA and HHS are illustrated in Figures 9 and 10.

Fluid Therapy

DKA and HHS are volume-depleted states with total body water deficit of approximately 6 L in DKA and 9 L in HHS (16,118,119). Therefore, the initial fluid therapy is directed toward expansion of intravascular volume and securing adequate urine flow. The initial fluid of choice is isotonic saline at the rate of 15–20 ml /kg body weight per hour or 1–1.5 L during the first hour. The choice of fluid for further repletion depends on the hydration status, serum electrolyte levels, and urinary output. In patients who are hypernatremic or eunatremic, 0.45% NaCl infused at 4–14 ml/kg/hour is appropriate, and 0.9% NaCl at a similar rate is preferred in patients with hyponatremia. The goal is to replace half of the estimated water and sodium deficit over a period of 12-24 hours [161]. In patients with hypotension, aggressive fluid therapy with isotonic saline should continue until blood pressure is stabilized. The administration of insulin without fluid replacement in such patients may further aggravate hypotension (16).  Furthermore, the use of hydrating fluid in the first hour of therapy before insulin administration provides time to obtain serum potassium value before insulin administration, prevents possible deterioration of hypotensive patients with the use of insulin without adequate hydration, and decreases serum osmolality (17). Hydration alone may also reduce the level of counter-regulatory hormones and hyperglycemia (28). Intravascular volume expansion reduces serum blood glucose, BUN, and potassium levels without significant changes in pH or HCO3.The mechanism for lowering glucose is believed to be due to osmotic diuresis and modulation of counter-regulatory hormone release (23,120). We recommend avoiding too rapid correction of hyperglycemia (which may be associated with cerebral edema especially in children) and also inhibiting hypoglycemia (23,120). In HHS, the reduction in insulin infusion rate and/or use of D5 ½ NS should be started when blood glucose reaches 300 mg/dL, because overzealous use of hypotonic fluids has been associated with the development of cerebral edema (121). In one recent review, authors suggested gradual reduction in osmolality not exceeding 3 mOsm/kg H2O per hour and a fall of serum sodium at a rate of less than 0.5 mmol/L per hour in order to prevent significant osmotic shifts of water to intracellular compartment during the management of hyperglycemic crises (122). It should be emphasized that urinary losses of water and electrolytes are also need to be considered.

Insulin Therapy

The cornerstone of DKA and HHS therapy is insulin in physiologic doses. Insulin should only be started after serum potassium value is > 3.3 mmol/L (8). In DKA, we recommend using intravenous (IV) bolus of regular insulin (0.1 u/kg body weight) followed by a continuous infusion of regular insulin at the dose of 0.1u/kg/hr. The insulin infusion rate in HHS should be lower as major pathophysiological process in these patients is severe dehydration. The optimal rate of glucose reduction is between 50-70 mg/hr. If desirable glucose reduction is not achieved in the first hour, an additional insulin bolus at 0.1 u/kg can be given. As mentioned earlier, when plasma glucose reaches 200-250 mg/dL in DKA or 300 in HHS, insulin rate should be decreased to 0.05 U/kg/hr, followed, as indicated, by the change in hydration fluid to D5 ½ NS. The rate of insulin infusion should be adjusted to maintain blood glucose between 150-200 mg/dL in DKA until it is resolved, and 250-300 mg/dL in HHS until mental obtundation and hyperosmolar state are corrected. 

A study that investigated the optimum route of insulin therapy in DKA demonstrated that the time for resolution of DKA was identical in patients who received regular insulin via intravenous, intramuscular, or subcutaneous routes (123). However, patients who received intravenous insulin showed a more rapid decline in blood glucose and ketone bodies in the first 2 hours of treatment. Patients who received intravenous insulin attained an immediate pharmacologic level of insulin concentration. Thus, it was established that an intravenous loading dose of insulin would be beneficial regardless of the subsequent route of insulin administration during treatment. A follow up study demonstrated that a priming or loading dose given as one half by IV route and another half by intramuscular route was as effective as one dose given intravenously in lowering the level of ketone bodies in the first hour (124). A bolus or priming dose of insulin has been used in a number of studies. The need of such a method, when using intravenous infusion of insulin, is not clear, as there is no prospective randomized study to establish efficacy of bolus or priming dose before infusion of insulin. However, our study in children demonstrated the effectiveness of intravenous injection of insulin without a bolus dose (125). Therefore, it would appear that if intravenous insulin is used, priming or bolus dose insulin might not be necessary. 

Several clinical studies have shown the potency and cost effectiveness of subcutaneous rapid-acting insulin analogs (lispro or aspart) in the management of patients with uncomplicated mild to moderate DKA (126,127). The patients received subcutaneous rapid-acting insulin doses of 0.2 U/kg initially, followed by 0.1 U/kg every 1 hour or an initial dose of 0.3 U/kg followed by 0.2 U/kg every 2 hours until blood glucose was < 250 mg/dL. Then the insulin dose was decreased by half to 0.05, or 0.1 U/kg respectively, and administered every 1 or 2 hours until resolution of DKA. There were no differences in length of hospital stay, total amount of insulin needed for resolution of hyperglycemia or ketoacidosis, or in the incidence of hypoglycemia among treatment groups.  The use of insulin analogs allowed treatment of DKA in general wards or the emergency department and so reduced cost of hospitalization by 30% without any significant changes in hypoglycemic events (126). Similar results have been reported recently in pediatric patients with DKA (128). The administration of continuous IV infusion of regular insulin is the preferred route because of its short half-life and easy titration and the delayed onset of action and prolonged half-life of subcutaneous regular insulin. It is important to point out that the IV use of fast-acting insulin analogs is not recommended for patients with severe DKA or HHS, as there are no studies to support their use. Again, these agents may not be effective in patients with severe fluid depletion since they are given subcutaneously.

Potassium Therapy

Although total-body potassium is depleted (129,130), mild to moderate hyperkalemia frequently seen in patients with DKA is due to acidosis and insulinopenia. Insulin therapy, correction of acidosis, and volume expansion decrease serum potassium concentrations. To prevent hypokalemia, potassium replacement is initiated after serum levels fall below 5.3 mmol/L in patients with adequate urine output (50 ml/h). Adding 20–30 mmol potassium to each liter of infused fluid is sufficient to maintain a serum potassium concentration within the normal range of 4–5 mmol/L (8). Patients with DKA who had severe vomiting or had been on diuretics may present with significant hypokalemia. In such cases, potassium replacement should begin with fluid therapy, and insulin treatment should be postponed until potassium concentration becomes > 3.3 mmol/L in order to prevent arrhythmias and respiratory muscle weakness (131).

Figure 9. Protocol for the management of adult patients with DKA. Adapted from (94).

Bicarbonate Therapy

The use of bicarbonate in treatment of DKA remains controversial. In patients with pH >7.0, insulin therapy inhibits lipolysis and also corrects ketoacidosis without use of bicarbonate. Bicarbonate therapy has been associated with some adverse effects, such as hypokalemia (132), decreased tissue oxygen uptake and cerebral edema (133,134) and delay in the resolution of ketosis (135).  However, patients with severe DKA (low bicarbonate <10 mEq/L, or Pco2 < 12) may experience deterioration of pH if not treated with bicarbonate. A prospective randomized study in patients with pH between 6.9 and 7.1 showed that bicarbonate therapy had no risk or benefit in DKA (136). Therefore, in patients with pH between 6.9 and 7.0, it may be beneficial to give 50 mmol of bicarbonate in 200 ml of sterile water with 10 mmol KCL over two hours to maintain the pH at > 7.0 (8,137,138). Considering the adverse effects of severe acidosis such as impaired myocardial contractility, adult patients with pH < 6.9 should be given 100 mmol sodium bicarbonate in 400 ml sterile water (an isotonic solution) with 20 mmol KCl administered at a rate of 200 ml/h for two hours until the venous pH becomes greater than 7.0. Venous pH should be assessed every 2 hours until the pH rises to 7.0; treatment can be repeated every 2 hours if necessary.

Phosphate Therapy

There is no evidence that phosphate therapy is necessary in treatment for better outcome of DKA (139-142).  However, in patients with potential complications of hypophosphatemia, including cardiac and skeletal muscle weakness, the use of phosphate may be considered (143). Phosphate administration may result in hypocalcemia when used in high dose (139,142).

TREATMENT OF HHS

A similar therapeutic approach can be also recommended for treatment of HHS, but no bicarbonate therapy is needed for HHS, and changing to glucose-containing fluid is done when blood glucose reaches 300 mg/dL.

Figure 10. Protocol for the management of adult patients with HHS.

Severe hyperosmolarity and dehydration associated with insulin resistance and presence of detectable plasma insulin level are the hallmarks of HHS pathophysiology. The main emphasis in the management of HHS is effective volume repletion and normalization of serum osmolality (14). There are no randomized controlled studies that evaluated safe and effective strategies in the treatment of HHS (121). It is important to start HHS therapy with the infusion of normal saline and monitor corrected serum sodium in order to determine appropriate timing of the change to hypotonic fluids. Insulin substitution approach should be very conservative as it is expected that insulin resistance will improve with rehydration. We recommend against rapid decreases in serum glucose and correction of serum sodium in order to avoid untoward effects of shifts in osmolarity on brain volume. This notion should particularly apply in the management of HHS in elderly and patients with multiple medical problems in whom it may not be clear how long these subjects experienced severe hyperglycemia prior to the admission to the hospital.

RESOLUTION OF DKA AND HHS

During follow up, blood should be drawn every 2-4 h for determination of serum electrolytes, glucose, blood urea nitrogen, creatinine, osmolality, and venous pH. After the initial arterial pH is drawn, venous pH can be used to assess the acid/base status. An equivalent arterial pH value is calculated by adding 0.03 to the venous pH value (144). The resolution of DKA is reached when the blood glucose is < 200 mg/dl, serum bicarbonate is ³15 mEq/L, pH is >7.30 and anion gap is ≤12 mEq/L (17). HHS is resolved when serum osmolality is < 320 mOsm/kg with a gradual recovery to mental alertness. The latter may take twice as long as to achieve blood glucose control. Ketonemia typically takes longer to clear than hyperglycemia.

The proposed ADA criteria for DKA resolution include serum glucose level <200 mg/dL and two of the following: serum bicarbonate level ³15 mEq/L, pH >7.3, and anion gap ≤12 mEq/L (1). Therefore, the treatment goal of DKA is to improve hyperglycemia and to stop ketosis with subsequent resolution of acidosis. In this regard, it is important to distinguish ketosis and acidosis, as the two terms are not always synonymous in DKA. Ketoacid production in DKA results in reduction in plasma bicarbonate (HCO3-) levels due to neutralization of hydrogen ion produced during dissociation of ketoacids in the extravascular fluid space. Concomitantly, ketoacid anion is added into extravascular space resulting in anion gap (AG) increase. The change in HCO3- concentration (Δ HCO3-/normal serum HCO3- – observed serum HCO3-) usually corresponds to equal changes in serum anion gap (Δ AG/observed AG – normal AG, both corrected for decreases and increases in plasma albumin concentration). Therefore, the ratio of AG excess to HCO3- deficit (delta-delta, or Δ-Δ) is close to 1 (143,145,146). In most patients with DKA bicarbonate deficit exceeds the addition of ketoanions, even though Δ-Δ ratio remains close to 1 (147). This is observed due to several reasons. First, hyperglycemia-induced osmotic diuresis leads to excretion of large amounts of sodium and potassium ions that is accompanied by the excretion of ketoanions. Ultimately, the amount of excreted ketoanions depends on degree of kidney function preservation with the largest amount of ketoanion loss in patients with relatively preserved glomerular filtration rate (145). Each ketoanion can be converted back to HCO3- during resolution of DKA and, therefore, ketoanion loss results in the loss of HCO3-. Additionally, extravascular fluid space contraction during DKA, leads to elevation of plasma HCO3-. Therefore, intravenous administration of sodium and chloride-containing fluids leads to further HCO3- reduction and hyperchloremic metabolic acidosis (143,145). This is an important point as persistent decrease in plasma HCO3- concentration should not be interpreted as a sign of continuous DKA if ketosis and hyperglycemia are resolving. Although not evaluated in prospective studies, measurement of serial levels of blood beta-hydroxybutyrate (β-OHB) can be useful adjunct to monitor the resolution of DKA (148). The expected fall in β-OHB with the adequate insulin dosing is 1mmol/L/hr; a lower decrease in blood β-OHB may suggest inadequate insulin provision.

Once DKA has resolved, patients who are able to eat can be started on a multiple dose insulin regimen with long-acting insulin and short/rapid acting insulin given before meals as needed to control plasma glucose. Intravenous insulin infusion should be continued for 2 hours after giving the subcutaneous insulin to maintain adequate plasma insulin levels. Immediate discontinuation of intravenous insulin may lead to hyperglycemia or recurrence of ketoacidosis. If the patient is unable to eat, it is preferable to continue the intravenous insulin infusion and fluid replacement. Patients with known diabetes may be given insulin at the dose they were receiving before the onset of hyperglycemic crises. In patients with new onset diabetes, a multi-dose insulin regimen should be started at a dose of 0.5-0.8 U/kg per day, including regular or rapid-acting and basal insulin until an optimal dose is established (17).

COMPLICATIONS

The most common complications of DKA and HHS include hypoglycemia and hypokalemia due to overzealous treatment with insulin and bicarbonate (hypokalemia), but these complications occur infrequently with current low dose insulin regimens. Nevertheless, in a recent retrospective study, both severe hypokalemia defined as K £ 2.5 mEq/L and severe hypoglycemia < 40 mg/dL were significantly and independently associated with increased risk of mortality in patients admitted to the tertiary care center for treatment of hypoglycemic crisis (18). During the recovery phase of DKA, patients commonly develop a short-lived hyperchloremic non-anion gap acidosis, which usually has few clinical consequences (149). Hyperchloremic acidosis is caused by the loss of large amounts of ketoanions, which are usually metabolized to bicarbonate during the evolution of DKA, and excess infusion of chloride containing fluids during treatment (150).

Cerebral edema, a frequently fatal complication of DKA, occurs in 0.7–1.0% of children, particularly those with newly diagnosed diabetes (120). It may also occur in patients with known diabetes and in very young adults usually under 20 years of age (151,152). Cerebral edema has also been reported in patients with HHS, with some cases of mortality (90). Clinically, cerebral edema is characterized by deterioration in the level of consciousness, lethargy, decreased arousal, and headache. Headache is the earliest clinical manifestation of cerebral edema. This is followed by altered level of consciousness and lethargy. Neurological deterioration may lead to seizures, incontinence, pupillary changes, bradycardia, and respiratory arrest. It may be so rapid in onset due to brain stem herniation that no papilledema is found. If deteriorating clinical symptoms occur, the mortality rate may become higher than 70%, with only 7–14% of patients recovering without permanent neurological deficit. Mannitol infusion and mechanical ventilation are used to combat cerebral edema. The cause of cerebral edema is not known with certainty. It may result from osmotically driven movement of water into the central nervous system when plasma osmolality declines too rapidly during treatment of DKA or HHS. As glucose concentration improves following insulin infusion and administration of the intravenous fluids, serum osmotic gradient previously contributed by hyperglycemia reduces which limits water shifts from the intracellular compartment. However, hyperglycemia treatment is associated with “recovery” in serum sodium that restores water transfer between extracellular and intracellular compartments and prevents water accumulation in cells (99). In cases when the serum glucose concentration improves to a greater extent than the serum sodium concentration rises, serum effective osmolality will decrease and may precipitate brain edema (153,154). Although the osmotically mediated mechanism seems most plausible, one study using magnetic resonance imaging (MRI) showed that cerebral edema was due to increased cerebral perfusion (135). Another postulated mechanism for cerebral edema in patients with DKA involves the cell membrane Na+/H+ exchangers, which are activated in DKA. The high H+ level allows more influx of Na+ thus increasing more influx of water to the cell with consequent edema (155). β-hydroxybutyrate and acetoacetate may also play a role in the pathogenesis of cerebral edema. These ketone bodies have been shown to affect vascular integrity and permeability, leading to edema formation (156). In summary, reasonable precautionary measures to decrease the risk of cerebral edema in high-risk patients include 1) avoidance of overenthusiastic hydration and rapid reduction of plasma osmolality and 2) close hemodynamic monitoring (157). Based on the recent reports, particular care should be offered to patients with end stage renal disease as these individuals are more likely to die, to have higher rates of hypoglycemia, or to be volume overloaded when admitted to the hospital with DKA (158).  

Hypoxemia and rarely non-cardiogenic pulmonary edema may complicate the treatment of DKA [242]. Hypoxemia may be related to the reduction in colloid osmotic pressure that leads to accumulation of water in lungs and decreased lung compliance. The pathogenesis of pulmonary edema may be similar to that of cerebral edema suggesting that the sequestration of fluid in the tissues may be more widespread than is thought. Thrombotic conditions and disseminated intravascular coagulation may contribute to the morbidity and mortality of hyperglycemic emergencies (159-161). Prophylactic use of heparin, if there is no gastrointestinal hemorrhage, should be considered.

PREVENTION

About one in five patients with T1D admitted for DKA will be readmitted for DKA within 30 days (162). Several studies suggested that the omission of insulin is one of the most common precipitating factors of DKA, sometimes because patients are socio-economically underprivileged, and may not have access to or afford medical care (163-165). In addition, they may have a propensity to use illicit drugs such as cocaine, which has been associated with recurrent DKA (58), or live in areas with higher food deprivation risk (166). Therefore, it is important to continuously re-assess socio-economic status of patients who had at least one episode of DKA. The most recent data demonstrating a significant increase in DKA hospitalization rates in diabetic persons aged 45 years and younger (10) suggests that this group of patients may require particular attention to understand why they are more vulnerable than others to develop hyperglycemic crisis. Education of the patient about sick day management is very vital to prevent DKA, and should include information on when to contact the health care provider, blood glucose goals, use of insulin, and initiation of appropriate nutrition during illness and should be reviewed with patients periodically. Patients must be advised to continue insulin and to seek professional advice early in the course of the illness. COVID-19-positive patients with diabetes outside of the hospital environment should be particularly vigilant in point-of-care monitoring of home blood glucose and/or β-OHB until the resolution of infection. Close follow up is very important, as it has been shown that three-monthly visits to the endocrine clinic will reduce the number of ER admission for DKA (167). Close observation, early detection of symptoms and appropriate medical care would be helpful in preventing HHS in the elderly.

A study in adolescents with T1D suggests that some of the risk factors for DKA include higher HbA1c, uninsured children, and psychological problems (168). In other studies, education of primary care providers and school personnel in identifying the signs and symptoms of DKA has been shown to be effective in decreasing the incidence of DKA at the onset of diabetes (169). In another study outcome data of 556 patients with diabetes under continuing care over a 7-year period were examined. The hospitalization rates for DKA and amputation were decreased by 69 % due to continuing care and education (170). There is early evidence that use of continuous glucose monitoring (CGM) can decrease DKA incidence (171,172). Contrary to the initial observations connecting DKA episodes with insulin pump malfunction, the newer pumps are associated with reduced DKA risk without or with concomitant CGM application in T1D youth (173). Given the increased DKA risks associated with HbA1c ³ 9% in patients with T1D, all efforts should be applied to understand and potentially address reasons for poor chronic glycemic control as this may prevent DKA admission. Considering DKA and HHS as potentially fatal and economically burdensome complications of diabetes, every effort for diminishing the possible risk factors is worthwhile.  

SGLT-2 inhibitor-induced DKA in patients with T2D is a potentially avoidable condition in light of accumulating knowledge of potential triggers prompting the development of this hyperglycemic emergency (174). A recent international consensus statement on the DKA risk management in patients with T1D treated with SGLT-2 inhibitors (76) can be effectively applied to the care of patients with T2D as well. Avoidance or temporary discontinuation of SGLT-2 inhibitors in clinical situations that independently increase risk of intravascular volume depletion and/or development of ketosis-prone conditions listed in the Figure 11 can mitigate the DKA risk. The DEEARAILS pneumonic can help recalling these clinical situations.  

Figure 11. Precipitating factors for DKA in patients taking SGLT2 inhibitors. LADA= latent autoimmune diabetes in adults

 

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Primary Hyperparathyroidism

ABSTRACT

Primary hyperparathyroidism (PHPT) is characterized by hypercalcemia and elevated or inappropriately normal parathyroid hormone (PTH) levels. PHPT results from excessive secretion of PTH from one or more of the parathyroid glands. The clinical presentation of PHPT has evolved since the 1970’s with the advent of the routine measurement of serum calcium at that time. Classical PHPT, with its associated severe hypercalcemia, osteitis fibrosa cystica, nephrolithiasis, and neuropsychological symptoms, once common is now infrequent. Today most patients are asymptomatic and have mild hypercalcemia, but may have evidence of subclinical skeletal and renal sequelae such as osteoporosis and hypercalciuria as well as vertebral fractures and nephrolithiasis both of which may be asymptomatic. Parathyroidectomy is the only curative treatment for PHPT and is recommended in patients with symptoms and those with asymptomatic disease who have evidence of end-organ sequelae. Parathyroidectomy results in an increase in BMD and a reduction in nephrolithiasis.

 

INTRODUCTION

Primary hyperparathyroidism (PHPT) is characterized by hypercalcemia and elevated or inappropriately normal parathyroid hormone (PTH) levels. The disorder today bears few similarities to the severe condition described by Fuller Albright and others as a “disease of stones, bones, and groans” in the 1930s (1-3).  The skeletal hallmark of PHPT was osteitis fibrosa cystica, radiographically characterized by brown tumors of the long bones, subperiosteal bone resorption, distal tapering of the clavicles and phalanges, and “salt-and-pepper” erosions of the skull (4). Nephrocalcinosis and nephrolithiasis were present in the majority of patients, and neuromuscular dysfunction with muscle weakness was also common. With the advent of the automated serum chemistry autoanalyzer in the 1970s, the diagnosis of PHPT was increasingly recognized, leading to a four- to five-fold increase in incidence (5-7). Classic symptomatology, concomitantly, became much less frequent. In the United States and elsewhere in the developed world, symptomatic PHPT is now the exception and more than three fourths of patients having no symptoms attributable to their disease, making PHPT a disease that has “evolved” from its classic presentation (Table 1) (8). Symptomatic nephrolithiasis is still observed, although much less frequently than in the past. Now, radiologically evident bone disease is rare, but subclinical skeletal involvement can be readily detected by bone densitometry (9). This chapter describes the modern presentation, diagnosis and management of PHPT.

 

Table 1. Changing Clinical Profile of Primary Hyperparathyroidism

 

Cope (1930-1965)

Heath et al (1965-1974)

Mallette et al (1965-1972)

Silverberg et al (1984-2009)

Nephrolithiasis (%)

57

51

37

17

Skeletal disease (%)

23

10

14

1.4

Hypercalciuria (%)

NR

36

40

39

Asymptomatic (%)

0.6

18

22

80

NR= not reported

 

RISK FACTORS, PATHOLOGY, AND ANATOMICAL LOCATION         

PHPT results from excessive secretion of PTH from one or more of the parathyroid glands. The underlying cause of sporadic PHPT is unknown in most cases. While external neck radiation and lithium therapy are risk factors for the development of sporadic PHPT, most patients do not report these exposures (10-12). Chronically low calcium intake and higher body weight have also been recently described to be risk factors (13,14). The genetic pathogenesis of sporadic PHPT is unclear in most patients but genes regulating the cell cycle are thought to be important given the clonal nature of sporadic parathyroid adenomas.

 

By far the most common pathological finding in patients with PHPT is a solitary parathyroid adenoma, occurring in 80% of patients (15). In 2-4% of patients, PHPT is due to multiple adenomas (16). In approximately 15% of patients, all four parathyroid glands are involved (15,17). Parathyroid carcinoma accounts for <1% of all cases of PHPT(18). The etiology of four-gland parathyroid hyperplasia is multifactorial. There are no clinical features that definitively differentiate single versus multiglandular disease, but risk factors include inherited genetic syndromes such as multiple endocrine neoplasia (MEN) type 1 or type 2a and lithium exposure (17).

 

Parathyroid adenomas can be found in many unexpected anatomic locations. Parathyroid tissue embryonal migration patterns account for a plethora of possible sites of ectopic parathyroid adenomas. The most common atypical locations are within the thyroid gland, the superior mediastinum, and within the thymus (19). Occasionally, adenomas are identified in the retroesophageal space, the pharynx, the lateral neck, and even in the alimentary submucosa of the esophagus (20-22). On histologic examination, most parathyroid adenomas are encapsulated and are composed of parathyroid chief cells. Adenomas containing mainly oxyphilic or oncocytic cells are rare, but can give rise to clinical PHPT (23). Very rarely, PHPT may be due to parathyromatosis. This refers to an uncommon condition in which benign hyperfunctioning parathyroid tissue is scattered throughout the neck and/or in the superior mediastinum (see Unusual Presentations) (24).

 

EPIDEMIOLOGY

The incidence of PHPT has changed dramatically over the last half century (5,6,25,26). Before the advent of the multichannel autoanalyzer in the early 1970s, Heath et al reported an incidence of 7.8 cases per 100,000 persons in Rochester, Minnesota (5). With the introduction of routine calcium measurements in the mid-1970s, this rate rose dramatically to 51.1 cases per 100,000 in the same community. After prevalent cases were diagnosed, the incidence declined to approximately 27 per 100,000 persons per year in the United States until 1998, at which time another sharp increase was noted (25,27,28). This second peak has been attributed to the introduction of osteoporosis screening guidelines and targeted testing in those with osteoporosis (28). Recent works shows the incidence of PHPT increases with age and is higher in women and African-Americans than in men and other racial groups, respectively (29).

 

Greater appreciation of the catabolic potential of PTH in postmenopausal women with osteoporosis has led to measurement of PTH even in subjects who do not have hypercalcemia. This trend has led to the emergence of a new entity, normocalcemic PHPT or NPHPT(30). This condition is characterized by normal serum calcium, elevated PTH, and exclusion of known causes of secondary hyperparathyroidism. The incidence of NPHPT is unknown, but recent studies suggest a prevalence ranging from 0.2-3.1% (31,32).

 

DIAGNOSIS AND DIFFERENTIAL DIAGNOSIS

The diagnosis of PHPT is made when hypercalcemia and elevated PTH levels are present.

PTH levels that are inappropriately normal are also consistent with the diagnosis. The other major cause of hypercalcemia, malignancy, is readily discriminated from PHPT by a suppressed PTH level. Further, both the clinical presentation and biochemical profile of PHPT and hypercalcemia of malignancy help distinguish them. Patients with hypercalcemia of malignancy typically have severe and symptomatic hypercalcemia and advanced cancers that are clinically obvious. On the other hand, in PHPT most patients are asymptomatic and the serum calcium level is typically mildly elevated (within 1 mg/dl of the upper limit of normal). Extremely rarely, a patient with malignancy will be shown to have elevated PTH levels resulting from ectopic secretion of native PTH from the tumor itself (33). Much more commonly, the malignancy is associated with the secretion of parathyroid hormone–related protein (PTHrP), a molecule that does not cross-react in intact PTH assay (discussed below). Finally, it is possible that a malignancy is present in association with PHPT. When the PTH level is elevated in someone with a malignancy, this is more likely to be the case than a true ectopic PTH syndrome.

 

While ninety percent of patients with hypercalcemia have either PHPT or malignancy, the differential diagnosis of hypercalcemia includes a number of other etiologies such as vitamin D intoxication, granulomatous disease, and others (33).  With the exception of lithium and thiazide use and familial hypocalciuric hypercalcemia (FHH), virtually all other causes of hypercalcemia are associated with suppressed levels of PTH. If lithium and/or thiazides can be safely withdrawn, serum calcium and PTH levels that continue to be elevated 3-6 months later, confirm the diagnosis of PHPT. FHH, on the other hand, is differentiated from PHPT by family history, typically (but not always) low urinary calcium excretion, and mutations in the calcium sensing receptor (CASR) or more recently associated GNA11 and AP2S1 genes (34-36). In addition, virtual complete genetic penetrance leads to its clinical appearance typically before the age of 30. It is extremely unusual for FHH to present without an antecedent history after the age of 50.

 

To distinguish PTH-mediated from non-PTH mediated causes of hypercalcemia, PTH should be measured with an intact immunoradiometric (IRMA) or immunochemiluminometric (ICMA) assay, which readily discriminates between PHPT and hypercalcemia of malignancy. In PHPT, PTH concentrations are usually frankly elevated, but most often within 2 times the upper limit of normal. A minority may have PTH levels in the normal range, typically in the upper range of normal. In PHPT, such values, although within the normal range, are clearly abnormal in a hypercalcemic setting. Several factors affect the PTH level in those with and without PHPT, including age, vitamin D levels, and renal function. Because PTH levels normally rise with age, the broad normal range (typically 10-65 pg/mL) reflects values for the entire population. In the younger individual (< 45 years), one expects a narrower and lower normal range (10-45 pg/mL). Occasionally, the PTH level as measured will be as low as 20-30 pg/mL. Such unusual examples require a more careful consideration of other causes of hypercalcemia, but such individuals will usually be shown to have PHPT because hypercalcemia that is not PTH-mediated suppresses the PTH concentration to levels that are either undetectable or at the lower limits of the reference range. Souberbielle et al (37) have illustrated that the normal range is dependent on whether or not the reference population is or is not vitamin D deficient. When vitamin D–deficient individuals were excluded, the upper limit of the PTH reference interval decreased. Patients with PHPT and vitamin D deficiency have a “heightened” PTH levels compared to those who are vitamin D sufficient (38).

 

On the other hand, renal dysfunction tends to elevate PTH levels via a number of mechanisms, including reduced clearance and degradation of PTH. Indeed, patients with PHPT and severe renal dysfunction (glomerular filtration rate < 30ml/min), may also have higher PTH levels compared to those with better renal function (39). In addition, the “intact” IRMA for PTH overestimates the concentration of biologically active PTH, particularly in renal failure. In 1998, Lepage et al (40) demonstrated a large non-(1–84) PTH fragment that comigrated with a large aminoterminally truncated fragment (PTH[7–84]) and showed substantial cross-reactivity in commercially available IRMAs. This large, inactive moiety constituted as much as 50% of immunoreactivity by IRMA for PTH in individuals with chronic renal failure (41). Recognition of this molecule led to the development of a new IRMA using affinity-purified polyclonal antibodies to PTH (39–84) and to the extreme N-terminal amino acid regions, PTH (1–4) (42,43). This “whole PTH” or third generation assay detects only the full-length PTH molecule, PTH (1–84). This assay has clear utility in uremic patients, but in PHPT, both assays are equally useful (40,44-46). Using the third-generation assay for PTH (1-84), a second molecular form of PTH(1-84) that is immunologically intact at both extremes has been identified. This molecule reacts only poorly in second-generation PTH assays. It represents less than 10% of the immunoreactivity in normal individuals and up to 15% in renal failure patients. In a limited number of patients with a severe form of PHPT or with parathyroid cancer, it may be over-expressed (47).

 

PHPT can be discriminated from secondary and tertiary hyperparathyroidism by its different biochemical profile. Secondary hyperparathyroidism is associated with an appropriate elevation in PTH in response to a hypocalcemic provocation and either a frankly low or normal serum calcium level. Secondary hyperparathyroidism is often due to vitamin D deficiency. Other causes include malabsorption, kidney disease, or hypercalciuria. Infrequently, patients with secondary hyperparathyroidism may become hypercalcemic, and will ultimately be found to have PHPT, when the underlying condition (for example, vitamin D deficiency) is corrected (48). In these cases, the hypercalcemia of PHPT was ‘masked’ by the co-existing condition. On the other hand, tertiary hyperparathyroidism describes a condition in which prolonged, severe secondary hyperparathyroidism (as in end-stage renal disease) evolves into a hypercalcemic state due to the development of autonomous functioning of one or more of the hyperplastic parathyroid glands. This can be observed in patients on dialysis or after renal transplant. Tertiary hyperparathyroidism is usually obvious from the history.

 

Normocalcemic primary hyperparathyroidism (NPHPT) describes a condition characterized by normal serum albumin-corrected calcium levels and ionized calcium values with an elevated PTH level. This condition can only be diagnosed when all known causes of secondary hyperparathyroidism have been excluded. Patients with NPHPT typically are diagnosed when PTH is measured in the course of an evaluation for low bone mass. NPHPT may represent the earliest manifestations of PHPT, a “forme fruste” of the disease. Several reports have appeared describing these individuals, with some patients progressing to overt hypercalcemia while under observation (30,32,49,50).

 

Although the term “normocalcemic PHPT” has been in use for decades, there has been considerable controversy concerning the accuracy of this designation. In many cases, the increases in PTH levels were attributable to the limitations of available assay technology. The older midmolecule radioimmunoassay for PTH, previously in common use, measured hormone fragments in addition to the intact molecule. Spuriously elevated PTH levels, particularly in those with renal insufficiency in whom clearance of hormone fragments is impaired, were seen. Alternative explanations for hyperparathyroidism with NPHPT have been discovered, including medications, hypercalciuria, renal insufficiency, and certain forms of liver and gastrointestinal disease. In recent years, it has become clear that many patients designated as having NPHPT were vitamin D deficient. Vitamin D deficiency with coexisting PHPT can give the semblance of normal calcium levels when in fact they would have been hypercalcemic if the vitamin D levels were normal. Since a possible view of NPHPT is a condition fostered by an element of vitamin D resistance, it is important to ensure vitamin D sufficiency. While the Institute of Medicine states that normal levels of vitamin D, as measured by 25-hydroxyvitamin D, are 20 ng/ml, it did not address conditions of abnormal mineral metabolism, such as PHPT. In particular, in NPHPT, we and others recommend that levels of 25-hydorxyvitamin D be raised, if necessary, to > 30 ng/mL for at least 3 months in order to rule out an element of vitamin D insufficiency in this population. Biochemical profiles for the various causes of hypercalcemia and hyperparathyroidism are shown in Table 2.

 

Table 2. Biochemical Profiles for Various Causes of Hypercalcemia and Hyperparathyroidism

Cause

Serum Calcium

        PTH

Urine Calcium

Primary Hyperparathyroidism

Elevated

Elevated or Inappropriately Normal

High or High Normal

Hypercalcemia of Malignancy and non-PTH Mediated Hypercalcemia

Elevated

Suppressed

Typically High*

Secondary Hyperparathyroidism

Normal or Low

Elevated

Low in vitamin D deficiency, malabsorption, chronic renal failure,

High in Idiopathic Hypercalciuria

Tertiary Hyperparathyroidism

Elevated

Elevated

Low before transplant

FHH

Elevated

Typically High Normal or Elevated

Typically Low

Normocalcemic Primary Hyperparathyroidism

Normal

High

<350 mg/24 hours (30)

*may vary by cause

 

OTHER BIOCHEMICAL FEATURES

In PHPT, serum phosphorus tends to be in the lower range of normal, but frank hypophosphatemia is present in less than one fourth of patients. Hypophosphatemia, when present, is due to the phosphaturic actions of PTH. Average total urinary calcium excretion is at the upper end of the normal range, with about 40% of all patients experiencing hypercalciuria. Serum 25-hydroxyvitamin D levels tend to be in the lower end of the normal range. Although mean values of 1,25-dihydroxyvitamin D are in the high-normal range, approximately one third of patients have frankly elevated levels of 1,25-dihydroxyvitamin D (51). This pattern is a result of the actions of PTH to increase expression of the 1-alpha hydroxylase that converts 25-hydroxyvitamin D to 1,25-dihydroxyvitamin D.  A typical biochemical profile is shown in Table 3.

 

Table 3. Biochemical Profile in Primary Hyperparathyroidism (n = 137)

 

Patients (Mean ± SEM)

Normal Range

Serum calcium

10.7 ± 0.1 mg/dL

8.2-10.2 mg/dL

Serum phosphorus

2.8 ± 0.1 mg/dL

2.5-1.5 mg/dL

Total alkaline phosphatase

114 ± 5 IU/L

<100 IU/L

Serum magnesium

2.0 ± 0.1 mg/dL

1.8-2.4 mg/dL

PTH (IRMA)

119 ± 7 pg/mL

10-65 pg/mL

25(OH)D

19 ± 1 ng/mL

30-80 ng/mL

1,25(OH)2D

54 ± 2 pg/mL

15-60 pg/mL

Urinary calcium

240 ± 11 mg/g creatinine

 

Urine DPD

17.6 ± 1.3 nmol/mmol creatinine

<14.6 nmol/mmol creatinine

Urine PYD

46.8 ± 2.7 nmol/mmol creatinine

<51.8 nmol/mmol creatinine

DPD, Deoxypyridinoline; PTH (IRMA), parathyroid hormone (immunoradiometric assay); PYD, pyridinoline.

 

CLINICAL PRESENTATION

PHPT typically occurs in individuals in their middle years, with a peak incidence between ages 50 and 60 years. However, the condition can occur at any age. Women are affected more frequently than men, in a ratio of approximately 3-4:1. Several different presentations of PHPT are possible and were originally described successively in time (2,30,52). The classical symptomatic presentation was described first; later, asymptomatic PHPT emerged due to biochemical screening, and most recently the normocalcemic variant was discovered as described above. However, these three forms of PHPT contemporaneously exist today. Which presentation predominates depends upon population- and geographic-specific screening practices. It is also postulated that vitamin D deficiency may affect clinical presentation. Vitamin D deficiency heightens PTH elevations and this can worsen the hyperparathyroid process (53). In regions of the world and populations where biochemical screening is not routine and incidentally where vitamin D deficiency is endemic, symptomatic PHPT is the most common form and PHPT will appear to be uncommon because it is only discovered when symptomatic (54-64).  In areas and populations where screening is routine, asymptomatic PHPT will predominate and the incidence of PHPT is higher (52,65).

 

This chapter focuses on asymptomatic PHPT, as it is the predominant form in the United States and in most of the developed world. At the time of diagnosis, most patients with PHPT do not exhibit classic symptoms or signs associated with disease. Clinically overt kidney stones and fractures are rare (66). Constitutional complaints such as weakness, easy fatigability, depression, and intellectual weariness are seen with some regularity (see later discussion) (67). The physical examination is generally unremarkable. Band keratopathy, a hallmark of classic PHPT, occurs because of deposition of calcium phosphate crystals in the cornea, but is virtually never seen grossly. Even by slit-lamp examination, this finding is rare. The neck shows no masses. The neuromuscular system is normal. The sections below provide a detailed description of the multi-systemic manifestations of PHPT.

 

Diseases associated epidemiologically with PHPT have included hypertension (68-70), peptic ulcer disease, gout, or pseudogout (71,72). More recently celiac disease has been associated with PHPT (73). Some concomitant disorders such as hypertension are commonly seen, but it is not established that any of these associated disorders are etiologically linked to the disease.

 

The Skeleton 

The classic radiologic bone disease of PHPT, osteitis fibrosa cystica, is rarely seen today in the United States. Most series place the incidence of osteitis fibrosa cystica at less than 2% of patients with PHPT. The absence of classic radiographic features (salt-and-pepper skull, tapering of the distal third of the clavicle, subperiosteal bone resorption of the phalanges, brown tumors) does not mean that the skeleton is not affected. With more sensitive techniques, it has become clear that skeletal involvement in the hyperparathyroid process is actually quite common. This section reviews the profile of the skeleton in PHPT as it is reflected in assays for bone markers, bone densitometry, bone histomorphometry, and new skeletal imaging techniques.

 

BONE TURNOVER MARKERS

PTH stimulates both bone resorption and bone formation. Markers of bone turnover, which reflect those dynamics, provide clues to the extent of skeletal involvement in PHPT (74).

 

Bone Formation Markers

Osteoblast products, including bone-specific alkaline phosphatase activity, osteocalcin, and serum amino-terminal propeptide of type I collagen (P1NP), reflect bone formation (74). In PHPT, alkaline phosphatase levels, the most widely clinically available marker, can be mildly elevated, but in many patients, total alkaline phosphatase values are within normal limits (75,76). In a small study from our group (77), bone-specific alkaline phosphatase activity correlated with PTH levels and BMD at the lumbar spine and femoral neck. Osteocalcin is also generally increased in patients with PHPT (77-79). Sclerostin is an important regulator of bone formation. Patients with PHPT  have low sclerostin levels, suggesting PTH down regulates sclerostin (80). As expected the bone formation marker, serum amino-terminal propeptide of type I collagen (P1NP), is negatively associated with sclerostin in PHPT (81). In a small series of 27 patients followed for up to a year post-PTX, circulating sclerostin increases shortly after post-surgery but return to the age reference range within 10 days (82).

 

Bone Resorption Markers

Markers of bone resorption include the osteoclast product, tartrate-resistant acid phosphatase (TRAP), and collagen breakdown products such as hydroxyproline, hydroxypyridinium cross-links of collagen, and N- and C-telopeptides of type 1 collagen (NTX and CTX) (74). Urinary hydroxyproline, once the only available marker of bone resorption, no longer offers sufficient sensitivity or specificity to make it useful. Although urinary hydroxyproline was frankly elevated in patients with osteitis fibrosa cystica, in mild asymptomatic PHPT it is generally normal. Hydroxypyridinium cross-links of collagen, pyridinoline (PYD), and deoxypyridinoline (DPD), on the other hand, are often elevated in PHPT. They return to normal after parathyroidectomy (83). DPD and PYD both correlate positively with PTH concentrations. Studies of NTX, CTX and TRAP are limited, although levels of the latter have been shown to be elevated (48). Thus, sensitive assays of bone formation and bone resorption are both elevated in mild PHPT.

 

Longitudinal Bone Turnover Marker Studies

Studies of bone turnover markers in the longitudinal follow-up of patients with PHPT indicate a reduction in these markers following parathyroidectomy. Information from our group (83,84), Guo et al (85), and Tanaka et al (86) all report declining levels of bone markers following surgery. The kinetics of change in bone resorption versus bone formation following parathyroidectomy provide insight into skeletal recovery. We have found that markers of bone resorption decline rapidly following successful parathyroidectomy, whereas indices of bone formation follow a more gradual decrease (83). Urinary PYD and DPD decreased significantly as early as 2 weeks following parathyroid surgery, preceding reductions in alkaline phosphatase. Similar data were reported from Tanaka et al (86), who demonstrated a difference in time course  between changes in NTX (reflecting bone resorption) and osteocalcin (reflecting bone formation) following parathyroidectomy, and Minisola et al (87), who reported a drop in bone resorptive markers and no significant change in alkaline phosphatase or osteocalcin. The persistence of elevated bone formation markers coupled with rapid declines in bone resorption markers indicate a shift in the coupling between bone formation and bone resorption toward an accrual of bone mineral postoperatively. More recent data indicate that levels of preoperative markers of bone turnover (formation and resorption) are positively associated with the extent of bone accrual after parathyroidectomy, though some of the patients included in this study had more severe PHPT than is typically seen in the United States today (88).

 

BONE DENSITOMETRY

The advent of bone mineral densitometry as a major diagnostic tool for osteoporosis occurred at a time when the clinical profile of PHPT was changing from a symptomatic to an asymptomatic disease. This fortuitous timing allowed questions about skeletal involvement in PHPT to be addressed when specific gross radiologic features of PHPT had all but disappeared. Observations of skeletal health in PHPT made by bone densitometry have established the importance of this technology in the evaluation of all patients with PHPT. The Consensus Development Conference on Asymptomatic Primary Hyperparathyroidism in 1990 implicitly acknowledged this point when bone mineral densitometry was included as a separate criterion for clinical decision making (89). Since that time, bone densitometry has become an indispensable component of both evaluating the patient and establishing clinical guidelines for management and monitoring.

 

The known physiologic proclivity of PTH to be catabolic at sites of cortical bone make a cortical site essential to any complete densitometric study of PHPT. By convention, the distal third of the radius is the site used. The early densitometric studies in PHPT also showed another physiologic property of PTH, namely, to preserve bone at cancellous sites. The lumbar spine is an important site to measure not only because it is predominantly cancellous bone, but also because postmenopausal women are at risk for cancellous bone loss. In PHPT, bone density at the distal third of the radius is diminished (90,91) while at the lumbar spine it is only minimally reduced (Figure 1). The hip region, containing relatively equal amounts of cortical and cancellous elements, shows bone density intermediate between the cortical and cancellous sites. The results support not only the notion that PTH is catabolic for cortical bone but also the view that PTH is generally protective against bone loss in cancellous bone (92-94). In postmenopausal women, the same pattern was observed (91). Postmenopausal women with PHPT, therefore, show a reversal of the pattern typically associated with postmenopausal bone loss. Rather than preferential loss of cancellous bone at the lumbar spine, the cortical site of the distal radius is more often affected in postmenopausal women with PHPT.

Figure 1. The pattern of bone loss in primary hyperparathyroidism. A typical pattern of bone loss is seen in asymptomatic patients with primary hyperparathyroidism. The lumbar spine is relatively well preserved while the distal radius (1/3 site) is preferentially affected. (Reprinted with permission from Silverberg SJ, Shane E, DeLaCruz L, et al. Skeletal disease in primary hyperparathyroidism. J Bone Mineral Res 1989;4:283-291).

The bone density profile in which there is relative preservation of skeletal mass at the vertebrae and reduction at the more cortical distal radius is not always seen in PHPT. Although this pattern is evident in the vast majority of patients, small groups of patients show evidence of vertebral osteopenia at the time of presentation. In our natural-history study, approximately 15% of patients had a lumbar spine Z score of less than –1.5 at the time of diagnosis (95). Only half of these patients were postmenopausal women, so not all vertebral bone loss could be attributed entirely to estrogen deficiency. These patients are of interest with regard to changes in bone density following parathyroidectomy and are discussed in further detail later. The extent of vertebral bone involvement will vary as a function of disease severity. In the typical mild form of the disease, the pattern described earlier is seen. When PHPT is more advanced, there will be more generalized involvement, with involvement of the lumbar bone. When PHPT is severe or more symptomatic, all bones can be extensively involved. Vitamin D deficiency in mild asymptomatic PHPT seems to have minimal effect on BMD with only slightly reduced BMD at the 1/3 radius in those with low vitamin D (96,97).

 

BONE HISTOMORPHOMETRY 

Analyses of percutaneous bone biopsies from patients with PHPT have provided direct information that could only be indirectly surmised by bone densitometry and by bone markers. Both static and dynamic parameters present a picture of cortical thinning, maintenance of cancellous bone volume, and a very dynamic process associated with high turnover and accelerated bone remodeling. Cortical thinning, inferred by bone mineral densitometry, is clearly documented in a quantitative manner by iliac crest bone biopsy (98,99). Van Doorn et al (100) demonstrated a positive correlation between PTH levels and cortical porosity. These findings are consistent with the known effect of PTH to be catabolic at endocortical surfaces of bone. Osteoclasts are thought to erode more deeply along the corticomedullary junction under the influence of PTH.

 

Histomorphometric studies have also contributed information about cancellous bone  in PHPT (100). Again, as suggested by bone densitometry, cancellous bone volume is well preserved in PHPT. This is seen as well among postmenopausal women with PHPT. Several studies have shown that cancellous bone is actually increased in PHPT as compared to normal subjects (101,102). When cancellous bone volume is compared among age- and sex-matched subjects with PHPT or postmenopausal osteoporosis, a dramatic difference is evident. Whereas postmenopausal women with osteoporosis have reduced cancellous bone volume, women with PHPT have higher cancellous bone volume (101). The region(s) of bone loss in PHPT is (are) directed toward the cortical bone compartment, with good maintenance of cancellous bone volume unless the PHPT is unusually active.

 

In PHPT, age-related bone loss appears to be mitigated. In a study of 27 patients with PHPT (10 men and 17 women), static parameters of bone turnover (osteoid surface, osteoid volume, and eroded surface) were increased, as expected, in patients relative to control subjects (103). However, in control subjects, trabecular number varied inversely with age, whereas trabecular separation increased with advancing age. These observations are expected concomitants of aging. In marked contrast, in the patients with PHPT, no such age dependency was seen. There was no relationship between trabecular number or separation and age in PHPT, suggesting that the actual plates and their connections were being maintained over time more effectively than one would have expected by aging per se. Thus, PHPT seems to retard the normal age-related processes associated with trabecular loss.

 

In PHPT, indices of trabecular connectivity are greater than expected, whereas indices of disconnectivity are decreased. When three matched groups of postmenopausal women were assessed (a normal group, a group with postmenopausal osteoporosis, and a group with PHPT), women with PHPT were shown to have trabeculae with less evidence of disconnectivity compared with normal, despite increased levels of bone turnover (102,103). Thus, cancellous bone is preserved in PHPT through the maintenance of well-connected trabecular plates. To determine the mechanism of cancellous bone preservation in PHPT, static and dynamic histomorphometric indices were compared between normal and hyperparathyroid postmenopausal women. In normal postmenopausal women, there is an imbalance in bone formation and resorption, which favors excess bone resorption. In postmenopausal women with PHPT, on the other hand, the adjusted apposition rate is increased. Bone formation, thus favored, may explain the efficacy of PTH at cancellous sites in patients with osteoporosis (92,104-106). Assessment of bone remodeling variables in patients with PHPT shows increases in the active bone-formation period (101) (Table 4). The increased bone formation rate and total formation period may explain the preservation of cancellous bone seen in this disease.

 

Table 4. Wall Width and Remodeling Variables in PHPT and Control Groups (Mean ± SEM)

Variable

PHPT (n = 19)

Control (n = 34)

P

Wall width (μm)

40.26 ± 0.36

34.58 ± 0.45

<.0001

Eroded perimeter (%)

9.00 ± 0.86

4.76 ± 0.39

<.0001

Osteoid perimeter (%)

26.84 ± 2.79

15.04 ± 1.09

<.0001

Osteoid width (μm)

13.39 ± 0.54

9.92 ± 0.36

<.0001

Single-labeled perimeter (%)

11.56 ± 1.63

4.47 ± 0.48

<.0001

Double-labeled perimeter (%)

10.41 ± 1.28

4.45 ± 0.65

<.0001

Mineralizing perimeter (%)

16.19 ± 1.75

6.68 ± 0.83

<.0001

Mineralizing perimeter/osteoid perimeter (%)

63.0 ± 5.0

44.04 ± 4.0

<.01

Mineral apposition rate (μm/day)

0.63 ± 0.03

0.63 ± 0.02

NS

Bone formation rate (μm 2/μm/day)

0.10 ± 0.01

0.042 ± 0.006

<.0001

Adjusted apposition rate (μm/day)

0.40 ± 0.04

0.29 ± 0.03

<.015

Activation frequency/yr

0.95 ± 0.12

0.45 ± 0.06

<.0002

Mineralization lag time (days)

44.0 ± 6.5

57.0 ± 8.9

NS

Osteoid maturation time (days)

22.5 ± 1.8

16.6 ± 0.9

<.003

Total formation period (days)

129.2 ± 21.0

208.8 ± 32.5

NS

Active formation period (days)

67.8 ± 5.1

57.3 ± 2.3

<.05

Resorption period (days)

48.4 ± 7.3

84.8 ± 25.0

NS

Remodeling period (days)

172.5 ± 25.2

299.9 ± 55.1

NS

NS, Not significant; PHPT, primary hyperparathyroidism. Modified from Dempster DW, Parisien M, Silverberg SJ, et al: On the mechanism of cancellous bone preservation in postmenopausal women with mild primary hyperparathyroidism, J Clin Endocrinol Metab. 1999; 84:1562-1566.

 

More recently, further analysis of trabecular microarchitecture has taken advantage of newer technologies that have largely been confirmatory. In a three-dimensional analysis of transiliac bone biopsies using microCT technology, a highly significant correlation was observed with the conventional histomorphometry described earlier (107). In comparison to age-matched control subjects without PHPT, postmenopausal women with PHPT had higher bone volume (BV/TV), higher bone surface area (BS/TV), higher connectivity density (Conn.D), and lower trabecular separation (Tb.Sp.). There were also less marked age-related declines in BV/TV and Conn.D as compared to controls, with no decline in BS/TV. Using the technique of backscattered electron imaging (qBEI) to evaluate trabecular BMD distribution (BMDD) in iliac crest bone biopsies, Roschger et al (108) showed reduced average mineralization density and an increase in the heterogeneity of the degree of mineralization, consistent with reduced mean age of bone tissue. Studies of collagen maturity using Fourier Transform Infrared Spectroscopy provide further support for these observations (109). Bone strength, therefore, in PHPT has to take into account a number of factors related to skeletal properties of bone besides BMD (110).

 

NEW IMAGING TECHNIQUES

Newer non-invasive skeletal imaging technologies offer new insight into the skeletal manifestations of PHPT beyond observations made by DXA and radiography. The trabecular bone score or TBS provides an indirect assessment of trabecular microstructure from the DXA image. In those without PHPT, it has been shown to predicts fracture independently of BMD (111). In PHPT, TBS reveals trabecular microstructural deterioration at the spine, despite preserved BMD by DXA at this site (112). High resolution peripheral quantitative CT (HRpQCT) is a technology that noninvasively and directly measures skeletal microstructure at the distal radius and tibia. Utilizing this technology, studies in patients with PHPT indicate not only cortical thinning, but additionally trabecular deficits at the radius and tibia (Figure 2) (113-115). At the radius, trabeculae were fewer, thinner, more widely and heterogeneously spaced.  At the tibia, trabeculae were more heterogeneously spaced (116). These deficits led to reduced stiffness when images were analyzed using microfinite element analysis, a technique that integrates structural and denisitometric information from the HRpQCT image into an estimated of mechanical competence. These recent findings, pointing to abnormalities in the trabecular compartment of bone, help to account for the increased risk of vertebral fractures (see below) observed in PHPT that had remained unexplained prior to the advent of such technologies (117-120). The difference in microskeletal abnormalities between the iliac crest bone biopsy data and HRpQCT may well reflect site-specific sampling differences.

Figure 2. High-resolution peripheral quantitative CT images of the radius in a patient with primary hyperparathyroidism (PHPT; left) and a normal control (right). Trabecular deterioration is evident in PHPT. Image from Stein EM, Silva BC, Boutroy S, et al. Primary hyperparathyroidism is associated with abnormal cortical and trabecular microstructure and reduced bone stiffness in postmenopausal women. J Bone Miner Res 2012

FRACTURES

Fractures were a common clinical event in classic PHPT. In modern PHPT, one would anticipate, based on the BMD patterns observed with DXA, an increased risk of peripheral fractures, but a reduction in vertebral fractures. While not all studies are consistent and much of the data is retrospective and/or cross-sectional, the majority of studies suggest an increased risk for vertebral fractures in patients with PHPT (117-123). Moreover, recent data indicates that many vertebral fractures are in fact clinically silent (118,124). The paradox of increased vertebral fracture risk despite preserved lumbar spine BMD in PHPT had remained unclear until the advent of TBS and HRpQCT, which clearly document trabecular deficits in addition to previously recognized cortical skeletal deterioration. Using the Danish National Patient registry and a nested case-control design, Ejlsmark-Svensson et al. recently showed that vertebral fractures in patients with PHPT occur at a higher BMD than in patients without PHPT, again pointing to the importance of other elements of bone quality in PHPT (125). In one recent study, among asymptomatic PHPT patients, only those who met surgical guidelines showed a higher incidence of vertebral fractures compared with controls (118).

 

The risk for hip fracture is not clearly increased in PHPT. In a study that focused on hip fracture, a population-based prospective analysis (mean of 17 years’ duration; 23,341 person years) showed women with PHPT in Sweden not to be at increased risk (126). The Mayo Clinic experience with PHPT and risk of fracture reviewed 407 cases of PHPT recognized during the 28-year period between 1965 and 1992 (117). Fracture risk was assessed by comparing fractures at a number of sites with numbers of fractures expected based on gender and age from the general population. The clinical presentation of these patients with PHPT was typical of the mild form of the disease, with the serum calcium being only modestly elevated at 10.9 ± 0.6 mg/dL. The data from this retrospective epidemiologic study indicate that overall fracture risk was significantly increased at many sites such as the vertebral spine, the distal forearm, the ribs, and the pelvis. There was no increase in hip fractures. One might expect to see an increased incidence of distal forearm fractures as seen in the May study, because the hyperparathyroid process tends to lead to a reduction of cortical bone (distal forearm) in preference to cancellous bone (vertebral spine). Unfortunately, there were no densitometric data provided in this study, so one could not relate bone density to fracture incidence.

 

The impact of PHPT on fracture incidence appears complex and may be site-specific. This relationship is likely influenced by site-specific changes in areal bone density, bone size, and microstructure. Excess PTH would induce cortical thinning due to endosteal bone resorption but would also increase periosteal apposition, thus increasing bone diameter. Decreased areal bone density would increase fracture risk, while increased bone diameter and preserved microstructure at certain sites, might protect against fractures. Prospective studies are needed to elucidate the site-specific risk of fracture in PHPT.

 

Nephrolithiasis and Renal Function

In the past, classic clinical descriptions of PHPT emphasized kidney stones as a principal complication of the disease (127). The cause of nephrolithiasis in PHPT is probably multifactorial. An increase in the amount of calcium filtered at the glomerulus resulting from hypercalcemia may lead to hypercalciuria despite the physiologic actions of PTH to facilitate calcium reabsorption. A component of absorptive hypercalciuria exists in this disorder. The enhanced intestinal calcium absorption is likely a result of increased production of 1,25-dihydroxyvitamin d, a consequence of PTH’s action to increase the synthesis of this active metabolite (128) (129). Indeed, urinary calcium excretion is correlated with 1,25-dihydroxyvitamin d levels (129,130). The skeleton provides yet another possible source for the increased levels of calcium in the glomerular filtrate. Hyperparathyroid bone resorption might contribute to hypercalciuria, and subsequently to nephrolithiasis, even though there is no convincing evidence to support this hypothesis (131). Finally, alteration in local urinary factors, such as a reduction in inhibitor activity or an increase in stone-promoting factors, may predispose some patients with PHPT to nephrolithiasis (131,132). It remains unclear whether the urine of patients with hyperparathyroid stone disease is different in this regard from that of other stone formers.

 

Studies in the 1970s and 1980s documented a higher incidence of renal stone disease than do reports of more recent experience.  Although the incidence of symptomatic nephrolithiasis today is much less common than it was in classical PHPT, kidney stones remain the most common manifestation of symptomatic PHPT (see Table 1). Estimates suggest symptomatic kidney stones in 15% to 20% of all patients (133). Screening for asymptomatic nephrolithiasis, indicates that the prevalence is actually much higher and this is now recommended in the most recent set of guidelines on the management of asymptomatic primary hyperparathyroidism (134-138).

 

The etiology of why stones develop in some but not others with PHPT has been postulated since the 1930s, but is still not well understood.  In the 1930s, it was generally accepted that bone and stone disease did not coexist in the same patient with classic PHPT (2,139). Albright and Reifenstein (139) theorized that a low dietary calcium intake led to bone disease, whereas adequate or high dietary calcium levels caused stone disease. Dent et al (140), who provided convincing evidence against this construct, proposed the existence of two forms of circulating PTH, one causing renal stones and the other causing bone disease. A host of mechanisms, including differences in dietary calcium, calcium absorption, forms of circulating PTH, and levels of 1,25-dihydroxyvitamin d, were proposed to account for the clinical distinction between bone and stone disease in PHPT (131,140). Today, there is no clear evidence for two distinct subtypes of PHPT or that the process affecting the skeleton and kidneys occur in different subsets of patients (127). Cortical bone demineralization is as common and as extensive in those with and without nephrolithiasis (127,131).

 

Although more recent work has suggested that 1,25-dihydroxyvitamin d plays an etiologic role in the development of nephrolithiasis in PHPT, not all studies are consistent with this premise (127,131,132,138,141). Other investigations have shown risk factors for nephrolithiasis include younger age and male sex, whereas degree of hypercalcemia and hypercalciuria, PTH levels and other urinary factors have less consistently been associated (38,135,136,138,141-143). Hypomagnesuria has recently been associated with silent kidney stones in PHPT (144).

 

Other renal manifestations of PHPT include hypercalciuria, which is seen in approximately 40% of patients, and nephrocalcinosis. The frequency of nephrocalcinosis is unknown, but it appears to be relatively uncommon today (135). Though there were clear reports of renal impairment in early descriptions of PHPT, the prevalence of renal dysfunction (estimated glomerular filtration rate (eGFR) <60 ml/min) today in patients with mild PHPT is low with recent studies suggesting rates of 15–17% (39,145,146). Neither the severity of PHPT nor having a history of nephrolithiasis were risk factors for reduced eGFR in a 2014 study in those with mild PHPT; instead, traditional risk factors, such as age, hypertension, use of antihypertensive medication, and fasting glucose levels were associated with poorer kidney function (145). Longitudinal data is reassuring in this regard, as renal function remains stable in PHPT over long periods of follow-up (52,147).  

 

Other Organ Involvement

CARDIOVASCULAR SYSTEM

Interest in the effect of PHPT on cardiovascular function is rooted in pathophysiologic observations of the hypercalcemic state. Hypercalcemia has been associated with increases in blood pressure, left ventricular hypertrophy, heart muscle hypercontractility, and arrhythmias (148,149). Furthermore, evidence of calcium deposition has been documented in the form of calcifications in the myocardium, heart valves, and coronary arteries. The association of overt cardiovascular symptomatology with modern-day PHPT is unclear because of inconsistencies between studies. An explanation for the inconsistent results reported in the literature on the cardiovascular manifestations of PHPT relates to the fact that the clinical profile of the disease has changed. As a result, the cohorts that have been studied have varied greatly in the severity of their underlying disease. This is particularly true in terms of the serum calcium and parathyroid hormone concentrations, with data from cohorts with marked hypercalcemia and hyperparathyroidism showing the most cardiovascular involvement. Because it is thought that both calcium and PTH can independently affect the cardiovascular system, such variability among cohorts can give rise to inconsistent results. Recent studies have focused on not only cardiovascular mortality, but also hypertension, coronary artery disease (CAD), valve calcification, left ventricular hypertrophy (LVH), carotid disease, and vascular stiffness.

 

Cardiovascular Mortality

There is little doubt that in very active PHPT, cardiovascular mortality is increased (150-153). Of some interest are the postoperative observations in which the higher cardiovascular mortality rate persists for years after cure (154). These observations differ markedly from those in which asymptomatic PHPT has been studied. Although limited, the studies have not shown any increase in mortality (155,156). The Mayo Clinic studies help to bring these observations together. In the mildly hypercalcemic individuals, overall and cardiovascular mortality was reduced, but in those whose serum calcium was in the highest quartile, cardiovascular mortality was increased (156). The idea that the more common asymptomatic form of PHPT is not associated with increased mortality is supported by data from Nilsson et al (157) and by other studies (158,159) in which more recently enrolled subjects had better survival than those who entered earlier and presumably had more active disease.

 

Hypertension

Hypertension, a common feature of PHPT when it is part of a MEN syndrome with pheochromocytoma or hyperaldosteronism, has also been reported as more prevalent in sporadic, asymptomatic PHPT than in appropriately matched control groups. The mechanism of this association is unknown, and the condition does not clearly remit following cure of the hyperparathyroid state (68,70,160-163).

 

Coronary Artery Disease (CAD) and Valve Calcification

Both calcium and PTH have independently been shown to be associated with coronary heart disease (164,165). Aside from autopsy studies such as those of Roberts and Waller (166), in which coronary atherosclerosis was seen in patients with marked hypercalcemia (16.8 to 27.4 mg/dL), the more recent literature has been controversial. When CAD is present in PHPT, it is most likely due to traditional risk factors rather than the disease itself (159,167,168). Some studies have actually shown that in mild PHPT, there is better exercise tolerance as determined by the electrocardiogram (169). Valve calcification, which is present in severe PHPT, has been shown to be more extensive (greater valve area) when present in those with mild PHPT versus controls (149,170,171), and is associated with increased PTH levels but it is not reversible with parathyroidectomy (171).

 

Left Ventricular Hypertrophy

Left ventricular hypertrophy (LVH) is a strong predictor of cardiovascular disease and mortality (172,173). LVH has been associated with PHPT in many, but not all, studies (174). A 2015 meta-analysis indicated that parathyroidectomy is associated with a decline in left ventricular mass and that higher levels of PTH pre-operatively predict a greater cardiovascular benefit. However, dissociating disease severity from study design (RCTs included individuals with lower levels of calcium and PTH than those included in observational studies) was not possible (175).

 

Vascular Function

Conflicting data exist regarding whether intima media thickness is increased in PHPT (176-180). Multiple studies have reported increased vascular stiffness, sometimes associated with PTH levels, in mild PHPT, but its reversibility with parathyroidectomy is inconsistent (180-183). Given conflicting data, most experts do not consider cardiovascular disease to be an indication for parathyroidectomy (137).

 

NEUROLOGICAL, PSYCHOLOGICAL, AND COGNITIVE FEATURES 

Descriptions of classical PHPT do indeed indicate neuropsychological features (2,184). The extent to which these features remain a part of the modern picture of PHPT as well as the exact mechanisms underlying them is unclear. Perhaps the most common complaints have been those of weakness and easy fatigability (67). Classic PHPT was formerly associated with a distinct neuromuscular syndrome characterized by type II muscle cell atrophy (185). Originally described by Vicale in 1949 (186), the syndrome consisted of easy fatigability, symmetric proximal muscle weakness, and muscle atrophy. Both the clinical and electromyographic features of this disorder were reversible after parathyroid surgery (187,188). In the milder, less symptomatic form of the disease that is common today, this disorder is rarely seen (189). In a group of 42 patients with mild disease, none had complaints consistent with the classic neuromuscular dysfunction described previously. Although more than half of all patients expressed nonspecific complaints of paresthesias and muscle cramps, electromyographic studies did not confirm the picture of past observations.

 

The “psychic groans” described by early observers of patients with classic PHPT remain a source of controversy today. Patients with PHPT often report some degree of behavioral and/or psychiatric symptomatology. A retrospective inquiry of patients with more severe disease showed a 23% incidence of psychiatric symptomatology (n = 441) (190). A number of studies suggest, however, that even ‘mild PHPT’ (serum calcium <12 mg/dl) is associated with non-specific symptoms such as depression, anxiety, fatigue, decreased quality of life (QOL), sleep disturbance, and cognitive dysfunction. Many, but not all, observational studies have indicated these features improve after parathyroidectomy (191). Three RCTs have investigated the reversibility of reduced QOL and psychiatric symptoms (192-194). Despite being of similar design and using similar assessment tools, all three randomized controlled trials came to different conclusions; one randomized controlled trial suggested parathyroidectomy prevents worsening of QOL and improves psychiatric symptoms (193); another randomized controlled trial indicated no benefit; and the third randomized controlled trial demonstrated improvement in QOL (192,194). One randomized controlled trial investigated changes in cognition after parathyroidectomy, but its small size precluded definitive conclusions being drawn (195).

 

While less well studied, some, but not all, studies have demonstrated reduced memory or impairment in other cognitive domains (195-201). It is unclear if cognition improves after parathyroidectomy because results of studies in which longitudinal control groups are compared to those undergoing parathyroidectomy are inconsistent (197,199,202-204). Recent work has turned to the potential mechanisms that contribute to cognitive dysfunction in PHPT. Our latest studies have addressed this issue. We hypothesized that cerebrovascular dysfunction (i.e., vascular stiffness) might underlie cognitive changes in patients with PHPT. While PTH correlated with cerebrovascular function as measured by transcranial Doppler, there was no consistent association between cerebrovascular function and cognitive performance (205). In a separate study, we utilized functional magnetic resonance imaging to assess if cerebral activation was altered by PHPT. Functional magnetic resonance imaging, or fMRI, is a non-invasive tool that maps brain function based on changes in blood flow (206). We found that PHPT was associated with differences in task-related neural activation patterns but no difference in cognitive performance. This may indicate compensation to maintain the same cognitive function, but there was no clear improvement in neural activation after parathyroidectomy (206). At present, most experts do not recognize cognitive or psychiatric symptoms as a sole indication for parathyroidectomy. Reasons for this include the failure to clearly demonstrate reversibility in randomized controlled trials, the inability to predict which patients might improve and a lack of a clear mechanism (137).

 

GASTROINTESTINAL MANIFESTATIONS  

Primary hyperparathyroidism has long been considered associated with an increased incidence of peptic ulcer disease. Most recent studies suggest that the incidence of peptic ulcer disease in PHPT is approximately 10%, a figure similar to its percentage in the general population. An increased incidence of peptic ulcer disease is seen in patients with PHPT resulting from MEN1, in which approximately 40% of patients have clinically apparent gastrinomas (Zollinger-Ellison syndrome). In those patients, PHPT is associated with increased clinical severity of gastrinoma, and treatment of the associated PHPT has been reported to benefit patients with Zollinger-Ellison syndrome (207,208). Despite this, current recommendations (Consensus Conference Guidelines for Therapy of MEN1) state that the coexistence of Zollinger-Ellison syndrome does not represent sufficient indication for parathyroidectomy, because medical therapy is so successful (208).

 

Although hypercalcemia can underlie pancreatitis, most large series have not reported an increased incidence of pancreatitis in patients with PHPT with serum calcium levels less than 12 mg/dL. The Mayo Clinic experience from 1950 to 1975 showed that only 1.5% of those with PHPT exhibited coexisting pancreatitis, and alternative explanations for pancreatitis were found for several patients. Regarding pancreatitis in pregnancy in patients with PHPT, these conditions may coexist, but there is no evidence for a causal relationship between the disorders (209).

 

OTHER SYSTEMIC INVOLVEMENT

Many organ systems were affected by the hyperparathyroid state in the past. Anemia, band keratopathy, and loose teeth are no longer part of the clinical syndrome of PHPT. Gout and pseudogout are seen infrequently, and their etiologic relationship to PHPT is not clear.

 

Unusual Presentations

NEONATAL PRIMARY HYPERPARATHYROIDISM

Neonatal PHPT is a rare form of the disorder caused by homozygous inactivation of the calcium-sensing receptor (210). When present in a heterozygous form, it is a benign hypercalcemic state known as familial hypercalciuric hypercalcemia (FHH). However, in the homozygous neonatal form, hypercalcemia is severe and the outcome is fatal unless recognized early. The treatment of choice is early subtotal parathyroidectomy to remove the majority of hyperplastic parathyroid tissue.

 

PRIMARY HYPERPARATHYROISM IN PREGNANCY

Primary hyperparathyroidism in pregnancy is primarily of concern for its potential effect on the fetus and neonate (211,212). Potential complications of PHPT in pregnancy include spontaneous abortion, low birth weight, supravalvular aortic stenosis, and neonatal tetany. The last condition is a result of fetal parathyroid gland suppression by high levels of maternal calcium, which readily crosses the placenta during pregnancy. These infants, accustomed to hypercalcemia in utero, have functional hypoparathyroidism after birth, and can develop hypocalcemia and tetany in the first few days of life. Today, with most patients (pregnant or not) presenting with a mild form of PHPT, an individualized approach to the management of the pregnant patient with PHPT is advised. A recent retrospective study suggested that PHPT did not increase the risk of abortion, birth weight, length, or Apgar score (213). Thus, many of those with mild disease can be followed safely, with successful neonatal outcomes without surgery. However, parathyroidectomy during the second trimester remains the traditional recommendation for this condition.

 

ACUTE PRIMARY HYPERPARATHYROIDISM

Acute PHPT is known variously as parathyroid crisis, parathyroid poisoning, parathyroid intoxication, and parathyroid storm. Acute PHPT describes an episode of life-threatening hypercalcemia of sudden onset in a patient with PHPT (214,215). Clinical manifestations of acute PHPT are mainly those associated with severe hypercalcemia. Nephrocalcinosis or nephrolithiasis is frequently seen. Radiologic evidence of subperiosteal bone resorption is also commonly present. Laboratory evaluation is remarkable not only for very high serum calcium levels but also for extremely high levels in PTH to approximately 20 times normal (215). In this way, acute PHPT resembles, in biochemical terms, parathyroid carcinoma. A history of persistent mild hypercalcemia has been reported in 25% of patients. However, given the rarity of this condition, the risk of developing acute PHPT in a patient with mild asymptomatic PHPT is very low. Intercurrent medical illness with immobilization may precipitate acute PHPT. Early diagnosis, with aggressive medical management followed by surgical cure, is essential for a successful outcome. The initial impression of patients who present in this manner, without an antecedent history of hypercalcemia, is often mistaken for malignancy. However, the parathyroid hormone level usually quickly clarifies the diagnosis to PHPT in most situations.

 

PARATHYROID CANCER

An indolent yet potentially fatal disease, parathyroid carcinoma accounts for less than 0.5% of cases of PHPT. In contrast to patients with PHPT due to benign parathyroid pathology, patients with parathyroid carcinoma typically have marked elevations in serum calcium and PHT. The cause of the disease is unknown, and no clear risk factors have been identified except for hereditary syndromes. There is no evidence to support the malignant degeneration of previously benign parathyroid adenomas (216). Parathyroid carcinoma has been reported particularly in hyperparathyroidism-jaw tumor (HPT-JT) syndrome (217-221), a rare autosomal disorder in which as many as 15% of patients will have malignant parathyroid disease. Because cystic changes are common, this disorder has also been referred to as cystic parathyroid adenomatosis (222). In HPT-JT, ossifying fibromas of the maxilla and mandible are seen in 30% of cases. Less commonly, kidney lesions, including cysts, polycystic disease, hamartomas, or Wilms’tumors, can be present (223). Parathyroid carcinoma has also been reported in familial isolated hyperparathyroidism (218,224). Parathyroid carcinoma, as defined pathologically, has been reported in MEN1 syndrome and with somatic MEN1 mutations (225-227). However, recurrent parathyroid disease in MEN1 may mimic but might not actually be a result of malignancy. Only one case of parathyroid carcinoma has been reported in the MEN2A syndrome (228).

 

Loss of the retinoblastoma tumor suppressor gene was formerly considered a marker for parathyroid cancer (229), but more recent studies do not unequivocally support this impression (230). Work by Shattuck et al (231,232) has provided new insights into the molecular pathogenesis of parathyroid cancer. Parathyroid carcinomas from 10 of 15 patients with sporadic parathyroid cancer carried a mutation in the HRPT2 gene. The HRPT2 gene encodes for the parafibromin protein that was shown to be mutated in a substantial number of patients with parathyroid cancer. Marcocci et al (216) have reviewed this topic, pointing out a potential role for parafibromin in parathyroid cancer. In three of 15 patients with parathyroid cancer, Shattuck et al (231) showed that the mutation was in the germline. The presence of the mutation in the germline suggests that this disease might be related in some way to the HPT-JT syndrome, in which this gene has been implicated (231). In addition, there is an increased risk of parathyroid cancer in the HPT-JT syndrome. In fact, certain clinical features in patients with a germline mutation and in their relatives are indicative of the HPT-JT syndrome or phenotypic variants (220,223,224).

 

Manifestations of hypercalcemia are the primary effects of parathyroid cancer. The disease tends not to have a bulk tumor effect, spreading slowly in the neck. Metastatic disease is a late finding, with lung (40%), liver (10%), and lymph node (30%) involvement seen most commonly. The clinical profile of parathyroid cancer differs from that of benign PHPT in several important ways (216). First, no female predominance is seen among patients with carcinoma. Second, elevations in serum calcium and PTH are far greater. Consequently, the hyperparathyroid disease tends to be much more severe, with the classic targets of PTH excess involved in most cases. Nephrolithiasis or nephrocalcinosis is seen in up to 60% of patients; overt radiologic evidence of skeletal involvement is seen in 35% to 90% of patients. A palpable neck mass, distinctly unusual in benign PHPT, has been reported in 30% to 76% of patients with parathyroid cancer (233). Grossly, malignant glands are large, often exceeding 12 g. They tend to be adherent to adjacent structures. Microscopically, thick, fibrous bands divide the trabecular arrangement of the tumor cells. Capsular and blood vessel invasion is common by these cells, which often contain mitotic figures (233). Treatment is reviewed below.

 

Parathyromatosis

Originally reported in 1975, fewer than one-hundred cases of parathyromatosis have been described in the literature (234,235).  The condition is characterized histologically by small collections or nodules of parathyroid cells embedded within surrounding soft tissue outside the parathyroid gland capsule margins (24,236). Parathyromatosis may rarely be embryologic in origin or, more often, is secondary to tissue seeding during parathyroid surgery or fine needle aspiration (24,234,237).  The majority of cases have been described in those who have undergone parathyroid surgery for secondary hyperparathyroidism associated with end-stage renal disease (24,235). While clinically and biochemically similar to primary hyperparathyroidism, parathyromatosis is associated with recurrent or persistentdisease (24). The diagnosis is typically made at the time of surgery, although pre-operative imaging has been reported to be diagnostically helpful (238,239). Management is challenging and complete cure is uncommon. Treatment involves complete surgical excision of all parathyromatosis nodules and/or parathyroid tissue (24,240). Intra-operative parathyroid hormone level monitoring and pathologic review of frozen sections at the time of surgery may be helpful to increase surgical success. Successful accounts of medical therapy with calcimimetics and bisphosphonates have been reported (24,235).

 

EVALUATION

The diagnosis of PHPT is confirmed by demonstrating an elevated or inappropriately normal PTH level in the face of hypercalcemia. Further biochemical assessment should include serum phosphorus, alkaline phosphatase activity, vitamin D metabolites, albumin, and creatinine. A morning 2-hour or 24-hour urine collection should be obtained for calcium and creatinine. A urinary bone resorption marker such as serum CTX or urinary N-telopeptide can be helpful. Bone densitometry is performed in all patients. It is important to obtain densitometry at three sites: the lumbar spine, the hip, and the distal third of the radius. Because of the differing amounts of cortical and cancellous bone at the three sites and the different effects of PTH on cortical and cancellous bone, measurement at all three sites gives the most accurate clinical assessment of skeletal involvement in PHPT. Bone biopsy is not routinely obtained in the evaluation of PHPT, but is essential in research. In the most recent guidelines, spinal imaging is recommended to assess for clinically silent vertebral fractures (137). This can be vertebral X-rays, vertebral fracture assessment or TBS score, the latter two obtained by the DXA image. While symptomatic kidney stones are present in 15% to 20% of patients by history, the finding that many more have clinically silent nephrolithiasis has led to the recommendation to obtain renal ultrasound, CT, or abdominal x-ray to assess for either nephrolithiasis or nephrocalcinosis. 

 

NATURAL HISTORY

Since the early 1990s, new knowledge of the natural history of PHPT with or without surgery has been very helpful in guiding decisions regarding surgery in patients with asymptomatic PHPT. The authors and their colleagues have conducted the longest prospective observational trial (52,241). This project began in 1984 in an effort to define the natural history of asymptomatic PHPT. The study included detailed analyses of pathophysiologic, densitometric, histomorphometric, and other skeletal features of PHPT (52,241). Much of the information gleaned from that study has been summarized already in this chapter. The 15-year follow-up to this study constitutes the longest natural-history study of this disorder (241).

 

Recommendations for surgery or observation were made based on the 1990 set of National Institutes of Health guidelines, but both groups included patients who did or did not meet surgical guidelines. This is because some patients opted for surgery even if they did not meet the guidelines, whereas others opted for a conservative approach even if they did meet guidelines for surgery. As will be described in the following sections, this imperfect design was followed by three studies that were truly randomized but were of much shorter duration. The results with regard to natural history from all studies are remarkably concordant.

 

Natural History with Surgery

Successful parathyroidectomy results in permanent normalization of the serum calcium and PTH levels. Postoperatively, there is  a marked improvement in BMD at all sites (lumbar spine, femoral neck, and distal one-third radius) amounting to gains greater than 10% (52) (Figure 3), The improvement is most rapid at the lumbar spine, followed by gains at the hip regions and the distal 1/3 radius during the 15-year follow-up (241). The improvements were seen in those who met and did not meet surgical criteria at study entry, confirming the salutary effect of parathyroidectomy in this regard on all patients.

Figure 3. Improvement in bone density after parathyroid surgery. Data shown are the cumulative percentage changes from baseline over 15 years of follow-up in patients who underwent parathyroidectomy.

Natural History Without Surgery

In subjects who did not undergo parathyroid surgery, serum calcium remained stable for about 12 years, with a tendency for the serum calcium level to rise in years 13 to 15 (241). Other biochemical indices such as PTH, vitamin D metabolites, and urinary calcium did not change for the entire 15 years of follow-up in the group as a whole. Bone density at all three sites remained stable for the first 8 to 10 years. However, after this period of stability, declining cortical BMD was seen at the hip and more dramatically at the distal one-third radius site. Although the numbers became limiting after 10 years of follow-up, it is noteworthy that a small majority of the subjects lost more than 10% of their BMD during the 15 years of observation. Even though this decline was observed in the majority of subjects, only 37% of subjects met one or more guidelines for surgery after the 15 years of follow-up.

 

Randomized Studies of the Natural History of Asymptomatic Primary Hyperparathyroidism

The long natural history study of asymptomatic PHPT has added much to our knowledge about this disease throughout time. Subsequent randomized trials confirm the observational data, but are limited by their shorter duration. In 2004, Rao et al (242) reported on 53 subjects, assigned either to parathyroid surgery (n = 25) or to no surgery (n = 28). The follow-up lasted for at least 2 years. There was a significant effect of parathyroidectomy on BMD at the hip and femoral neck but not the spine or forearm. Bollerslev et al (192) reported in 2007 the interim results of their randomized trial of parathyroidectomy versus no surgery. This study from three Scandinavian countries was larger, with 191 patients who were randomized to medical observation or to surgery. After surgery, biochemical indices normalized and BMD increased. In the group that did not undergo parathyroid surgery, BMD did not change. Also, in 2007, Ambrogini et al (194) reported the results of their randomized controlled trial of parathyroidectomy versus observation. Surgery was associated with a significant increase in BMD of the lumbar spine and hip after 1 year.

 

Whether fracture risk decreases after parathyroidectomy is not clear. The study by Bollerslev reported on vertebral fracture risk reduction at 5 years after initial treatment allocation. That study indicated that successful parathyroidectomy versus observation was associated with a reduction in vertebral fracture risk that was of borderline statistical significance (243).

 

GUIDELINES FOR PARATHYROIDECTOMY

Parathyroidectomy remains the only currently available option to cure PHPT. As the disease profile has changed, questions have arisen concerning the advisability of surgery in asymptomatic patients. If asymptomatic patients have a benign natural history, the surgical alternative is not an attractive one. On the other hand, asymptomatic patients may display levels of hypercalcemia or hypercalciuria that cause concern for the future. Similarly, bone-mass measurements can be frankly low. In an effort to address such issues, there have been four consensus development conferences (in 1991, 2002, 2008, and 2013) on the management of asymptomatic PHPT (89,137,244-247). The most recent guidelines that emerged from the 2013 conference are helpful to the clinician faced with the asymptomatic hyperparathyroid patient: All symptomatic patients are advised to undergo parathyroidectomy. Surgery is advised in asymptomatic patients with (1) serum calcium greater than 1 mg/dL higher than the upper limit of normal; (2) renal guidelines: reduction in creatinine clearance to less than 60 mL/min; urinary calcium excretion >400 mg/24 h with increased stone risk; or presence of nephrolithiasis or nephrocalcinosis on renal imaging; (3) skeletal guidelines: reduced bone density T-score < –2.5 at any site; or vertebral compression fracture on an imaging study; and (4) age younger than 50 years. The most recent guidelines are shown in Table 5. A noteworthy change in the guidelines reflects the fact that asymptomatic kidney stones and vertebral compression fractures are now considered as indications for parathyroidectomy.

 

Table 5. Comparison of New and Old Guidelines for Surgery in Asymptomatic Primary Hyperparathyroidism

 

 

1990 NIH Consensus Conference

2002 NIH Workshop

2008 International Workshop

2013 International Workshop

Serum calcium

1-1.6 mg/dL elevation

1.0 mg/dL elevation

1.0 mg/dL elevation

1.0 mg/dL elevation

Renal

24-h urine calcium >400 mg
Creatinine Cl reduced by 30%

24-h urine calcium >400 mg
Creatinine Cl reduced by 30%

No 24-h urine
Creatinine clearance: <60 mL/min

24-h urine for FHH/stone risk
U Ca >400 mg/day
Creatinine clearance: <60 mL/min
Calcification on renal imaging

Bone

Z-score < −2.0 in forearm

T-score < −2.5 at any site

T-score < −2.5
Fragility fracture

T-score < −2.5
Vertebral fracture on imaging

Age

<50

<50

<50

<50

FHH, Familial hypercalciuric hypercalcemia. Columns 3 and 4 modified from Bilezikian JP, Brandi ML, Eastell R, et al: Guidelines for the management of asymptomatic primary hyperparathyroidism: summary statement from the Fourth International Workshop, J Clin Endocrinol Metab. 2014; 99:3561-3569

 

A number of points were discussed that did not lead to specific recommendations, including the issues of the neurocognitive and cardiovascular aspects of PHPT. The workshop panel also acknowledged a potential role of vitamin D deficiency in fueling processes associated with abnormal parathyroid glandular activity. Finally, the panel also reaffirmed the entity of normocalcemic PHPT, but noted that there are insufficient data to provide evidence-based guidelines for management.

 

SURGERY

A large percentage of those patients who meet the surgical guidelines listed in Table 5 are asymptomatic. Some asymptomatic patients who meet surgical guidelines elect not to have surgery for varying reasons including personal choice, intercurrent medical conditions, and previous unsuccessful parathyroid surgery. Conversely, there are patients who meet none of the NIH guidelines for parathyroidectomy but opt for surgery nevertheless. Physician and patient input remain important factors in the decision regarding parathyroid surgery.

 

Preoperative Localization of Hyperfunctioning Parathyroid Tissue

A number of imaging tests have been developed and have been applied singly or in combination to address the challenge of preoperative localization. The rationale for locating abnormal parathyroid tissue before surgery is that the glands can be notoriously unpredictable in their location. Although most parathyroid adenomas are identified in regions proximate to their embryologically intended position (the four poles of the thyroid gland), many are not. In such situations, previous surgical experience and skill are needed to locate the ectopic parathyroid gland. In such hands, 95% of abnormal parathyroid glands will be discovered and removed at the time of initial parathyroid surgery. However, in the patient with previous neck surgery, even expert parathyroid surgeons do not generally achieve such high success rates. Preoperative localization of the abnormal parathyroid tissue can be extremely helpful under these circumstances. Preoperative imaging is also necessary for any patient who will undergo parathyroidectomy using a minimally invasive approach. Imaging studies should not be used for the diagnosis of PHPT because the sensitivity and specificity of various imaging modalities varies with some having false-positive rates as high as 25% (248).

 

NONINVASIVE IMAGING

Noninvasive parathyroid imaging studies include technetium (Tc)-99m sestamibi scintigraphy, ultrasound, computed tomography (CT) scanning, magnetic resonance imaging (MRI), and positron emission tomography (PET) scanning. Tc-99m sestamibi is generally regarded to be the most sensitive and specific imaging modality, especially when it is combined with single-photon emission CT (SPECT). For the single parathyroid adenoma, sensitivity has ranged from 80% to 100%, with a 5% to 10% false-positive rate. On the other hand, sestamibi scintigraphy and the other localization tests have a relatively poor record in the context of multiglandular disease (249). The success of ultrasonography is highly operator dependent (250). In centers where there is great expertise, this noninvasive approach is most attractive. Abnormalities identified by ultrasound as possible parathyroid tissue may prove to be a thyroid nodule or lymph node, which underscores the importance of the skill and experience of the ultrasonographer. Rapid spiral thin-slice CT scanning of the neck and mediastinum with evaluation of axial, coronal, and sagittal views can add much to the search for elusive parathyroid tissue, albeit with attendant higher radiation exposure (251). Four-dimensional (4D) CT has emerged as a promising method and consists of multiphase CT acquired at non-contrast, contrast-enhanced, arterial and delayed phases. In a recent study, 4D CT was superior compared with sestamibi SPECT/CT (252). MRI can also identify abnormal parathyroid tissue, but it is time consuming and expensive. It is also less sensitive than the other noninvasive modalities. It can nonetheless be useful when the search with these other noninvasive approaches has been unsuccessful. PET with or without simultaneous CT scan (PET/CT) can be used, but like MRI, it is expensive and does not have the kind of experiential basis that make it attractive. There are also specificity issues because FDG, the scanning agent, accumulates in the thyroid, making differentiation between parathyroid adenoma and thyroid nodules difficult. Recently, 18F-fluorocholine (FCH) positron emission tomography (PET) has been employed for the detection of parathyroid adenomas.

 

INVASIVE IMAGING 

Parathyroid Fine-Needle Aspiration

Fine-needle aspiration (FNA) of a parathyroid gland, identified by any of the aforementioned modalities, can be performed and the aspirate analyzed for PTH. This technique is not recommended for routine de novo cases.(253) A theoretical concern with this approach is the possibility that parathyroid cells could be deposited outside the parathyroid gland in the course of the aspiration. Autoseeding of parathyroid tissue would be an unwanted consequence of this procedure if it were to occur.

 

Arteriography and Selective Venous Sampling for Parathyroid Hormone

In situations where the gland has not been identified by any of the techniques described, the combination of arteriography and selective venous sampling can provide both anatomic and functional localization of abnormal parathyroid tissue. This approach, however, is costly and requires an experienced interventional radiologist. It is also performed in only a few centers in the United States. This approach is reserved for those individuals who have undergone previous unsuccessful parathyroid surgery in whom all other localization techniques have failed (254).

 

Surgical Approach

In the hands of an expert parathyroid surgeon, parathyroidectomy is a successful with infrequent complications. A standard surgical approach is the four-gland parathyroid exploration under general or local anesthesia, with or without preoperative localization. This approach has been reported to lead to surgical cure in more than 95% of cases (255). Several alternative approaches have emerged that focus on the single gland and not the total four-gland neck exploration that was routinely used in the past. Unilateral approaches are appealing for a disease in which most often only a single gland is involved. These procedures include a unilateral operation in which the gland on the same side that harbors the adenoma is ascertained to be normal. Because multiple parathyroid adenomas are unusual, a normal parathyroid gland is considered by some to be sufficient evidence for single-gland disease. Another limited surgical approach that has emerged in many centers as the approach of choice is the minimally invasive parathyroidectomy (MIP) (256,257). Preoperative parathyroid imaging is necessary, and the procedure is directed only to the site where the abnormal parathyroid gland has been visualized (258). Preoperative blood is obtained for comparison of the PTH concentration with an intraoperative sample(s) obtained after removal of the “abnormal” parathyroid gland. The availability of a rapid PTH assay in or near the operating room is necessary for this procedure. If the ten-minute post-excision PTH level falls by more than 50% compared to baseline, and into the normal range, the gland that has been removed is considered to be the sole source of overactive parathyroid tissue, and the operation is terminated. If the PTH level does not fall by more than 50%, into the normal range, the operation is extended to a more traditional one in a search for other overactive parathyroid tissue. There is a risk (albeit small) that the minimally invasive procedure may miss other overactive gland(s) that are suppressed in the presence of a dominant gland. The MIP procedure seems to be as successful, in the range of 95% to 98%, as more standard approaches (259,260). According to a recent meta-analysis that included more than 12,000 patients, MIP was associated with similar rates of success, disease recurrence, persistence, overall failure, and reoperation (261). The operative time was significantly shorter, with a lower overall complication rate for MIP compared to bilateral neck exploration. In Europe, MIP is being performed with an endoscopic camera, but this does not offer any advantage other than a smaller incision (262,263). Yet another variation on this theme is the use of preoperative sestamibi scanning with an intraoperative gamma probe to help locate enlarged parathyroid glands.

 

Immediate Postoperative Course

After surgery, biochemical indices return rapidly to normal (52,264). Serum calcium and PTH levels normalize, and urinary calcium excretion falls by as much as 50%. Serum calcium levels no longer fall rapidly into the hypocalcemic range, a situation characteristic of an earlier time when PHPT was a symptomatic disease with overt skeletal involvement. The acute reversal of PHPT was associated with a robust deposition of calcium into the skeleton at a pace that could not be compensated for by supplemental calcium. Thus, postoperative hypocalcemia was routine and was sometimes a serious short-term complication (“hungry bone syndrome”). Occasionally, postoperative hypocalcemia still occurs, especially if preoperative bone turnover markers are markedly elevated or there is concomitant vitamin D deficiency. More typically, however, the early postoperative course is not complicated by symptomatic hypocalcemia.

 

After successful parathyroid surgery, biochemical indices of the disease return to normal and BMD improves, as mentioned. The capacity of the skeleton to restore itself is seen dramatically in young patients with severe PHPT. Kulak et al (265) reported two patients with osteitis fibrosa cystica who experienced increases in bone density that ranged from 260% to 430% in a period of 3 to 4 years following surgery. Tritos and Hartzband (266) and DiGregorio (267) have made similar observations.

 

MEDICAL MANAGEMENT

Patients who do not meet any surgical guidelines are often followed without intervention. The most recent guidelines for management of asymptomatic PHPT restated the position that it is reasonable to pursue a nonsurgical course of management for those who do not meet criteria for surgery, at least for a period of years. In those patients who are not going to have parathyroid surgery, the Workshop (137) suggested a set of monitoring steps that are summarized in Table 6. This includes annual measurements of the serum calcium concentration, a calculated creatinine clearance, and regular monitoring of BMD.

 

Table 6. Comparison of New and Old Management Guidelines for Patients with Asymptomatic Primary Hyperparathyroidism Who Do Not Undergo Parathyroid Surgery

 

Measurement

Older Guidelines

Newer Guidelines

Serum calcium

Semiannually

Annually

24-h urinary calcium

Annually

Not recommended

Creatinine clearance

Annually

Not recommended

Serum creatinine

Annually

Annually

Bone density

Annually

Annually or biannually

Abdominal x-ray

Annually

Not recommended

From Bilezikian JP, Brandi ML, Eastell R, et al: Guidelines for the management of asymptomatic primary hyperparathyroidism: summary statement from the Fourth International Workshop, J Clin Endocrinol Metab. 2014; 99:3561-3569.

 

Ideal medical therapy of PHPT would provide the equivalent to a medical parathyroidectomy. Such an agent would normalize serum calcium and PTH levels as well as urinary calcium excretion, increase BMD and lower fracture risk, and reduce the risk of kidney stones. Unfortunately, no currently available single drug meets all these criteria. The following medications can achieve some of these goals and might be considered in patients not having surgery in whom it is desirable to lower serum or urinary calcium levels or increase BMD.

 

General Measures

Patients should be instructed to remain well hydrated and to avoid, if possible, medications that can increase serum calcium (e.g.  thiazide diuretics). Prolonged immobilization, which can raise the serum calcium concentration further and induce hypercalciuria, should also be avoided.

 

DIET AND SUPPLEMENTS

Dietary management of PHPT has long been an area of controversy. Many patients are advised to limit their dietary calcium intake because of the hypercalcemia. However, it is well known that low dietary calcium can lead to increased PTH levels in normal individuals (268-270). In patients with PHPT, even though the abnormal PTH tissue is not as sensitive to slight perturbations in the circulating calcium concentration, it is still possible that PTH levels will rise when dietary calcium is tightly restricted. Conversely, diets enriched in calcium could suppress PTH levels in PHPT, as shown by Insogna et al (271). Dietary calcium could also be variably influenced by ambient levels of 1,25-dihydroxyvitamin d. In patients with normal levels of 1,25-dihydroxyvitamin d, Locker et al (272) noted no difference in urinary calcium excretion between those on high (1000 mg/day) and low (500 mg/day) calcium intake diets. On the other hand, in those with elevated levels of 1,25-dihydroxyvitamin d, high calcium diets were associated with worsening hypercalciuria. This observation suggests that dietary calcium intake in patients can be liberalized to 1000 mg/day if 1,25-dihydroxyvitamin d levels are not increased but should be more tightly controlled if 1,25-dihydroxyvitamin d levels are elevated. Although calcium supplements are not specifically recommended in those with PHPT and osteoporosis, small doses do not seem to exacerbate hypercalcemia or hypercalciuria if the diet is deficient (273).  Most experts recommend that patients with PHPT who are going to be followed without surgery have an intake of calcium that is consistent with nutritional guidelines for a normal population. 

 

Recent guidelines recommend maintaining 25-hydroxyvitamin D to levels of 21–30 ng/ml with conservative doses of vitamin D (600–1000 IU daily) based on data showing that vitamin D repletion lowers PTH levels (274). Higher levels of vitamin D might be beneficial. A 2014 RCT of cholecalciferol (2,800 IU daily versus placebo) indicated that treatment increased 25-hydroxyvitamin d levels from 20 ng/ml to 37.8 ng/ml, lowered levels of PTH, and increased lumbar spine BMD without having a deleterious effect on serum or urinary calcium levels (275).

 

PHARMACEUTICALS

Phosphate

Oral phosphate can lower the serum calcium by up to 1 mg/dL (276,277). A complex interplay of mechanisms leads to this moderating effect of oral phosphate. First, calcium absorption falls in the presence of intestinal phosphorus. Second, concomitant increases in serum phosphorus will tend to reduce circulating 1,25-dihydroxyvitamin d levels. Third, phosphate can be an antiresorptive agent. Finally, increased serum phosphorus reciprocally lowers serum calcium. Problems with oral phosphate include limited gastrointestinal tolerance, possible further increase in PTH levels, and the possibility of soft-tissue calcifications after long-term use. It is essentially not used any longer in the management of PHPT.

 

Estrogens and Selective Estrogen-Receptor Modulators

The earliest studies on the use of estrogen replacement therapy in PHPT date back to the early 1970s. A 0.5 to 1.0 mg/dL reduction in total serum calcium levels in postmenopausal women with PHPT who received estrogen was seen along with a lowering of urinary calcium (278,279). Most studies indicated no change in PTH (279-281). A randomized controlled trial of conjugated estrogen (0.625 mg daily plus medroxyprogesterone 5 mg daily) versus placebo indicated that hormone-replacement therapy effectively increases BMD at all skeletal sites in patients with PHPT, with the greatest increases at the lumbar spine (281). This randomized controlled trials, however, did not confirm the calcium-lowering effect of earlier uncontrolled studies (274). In view of concerns expressed about chronic estrogen use in the Women’s Health Study, estrogen use is not often recommended for medical management of hyperparathyroidism.

 

Raloxifene, a selective estrogen-receptor modulator, has been studied in PHPT, but the data are sparse. In a short-term (8-week) trial of 18 postmenopausal women, raloxifene (60 mg/day) was associated with a statistically significant although small (0.5 mg/dL) reduction in the serum calcium concentration and in markers of bone turnover (282). No long-term data or data on bone density are available.

 

Bisphosphonates and Denosumab

Bisphosphonates are conceptually attractive in PHPT because they are antiresorptive agents with an overall effect of reducing bone turnover. Although they do not affect PTH secretion directly, bisphosphonates could reduce serum and urinary calcium levels. Early studies with the first-generation bisphosphonates were disappointing. Etidronate has no effect (283). Clodronate use was associated in several studies with a reduction in serum and urinary calcium (284), but the effect was transient.

 

Alendronate has been studied most extensively in PHPT. Studies by Rossini et al (285) and Hassani et al (286) were followed by those of Chow et al (287), Parker et al (288), and Kahn et al (289). These studies were all characterized by a randomized, controlled design. Typically, BMD of the lumbar spine and hip regions increases along with reductions in bone turnover markers (Figure 4). Except for the study of Chow et al (287), serum calcium was unchanged. These results suggest that bisphosphonates may be useful in patients with low bone density in whom parathyroid surgery is not to be performed. One small study suggests that denosumab increases BMD in women with PHPT to a greater extent than patients without PHPT but with osteoporosis (290).

Figure 4. The effect of alendronate on bone mineral density in primary hyperparathyroidism. With alendronate, bone mineral density increases significantly after 1 year, while the placebo group shows no change until it is crossed over to alendronate in year 2. (Modified from reference Khan AA, Bilezikian JP, Kung AWC, et al: Alendronate in primary hyperparathyroidism: a double-blind, randomized, placebo-controlled trial. J Clin Endocrinol Metab 2004;89:3319-3325).

Inhibition of Parathyroid Hormone

The most specific pharmacologic approach to PHPT is to inhibit the synthesis and secretion of PTH from the parathyroid glands, such as those that act on the parathyroid cell calcium-sensing receptor. This G protein–coupled receptor recognizes calcium as its cognate ligand (291-293). When activated by increased extracellular calcium, the calcium-sensing receptor signals the cell via a G protein–transducing pathway to raise the intracellular calcium concentration, which inhibits PTH secretion. Molecules that mimic the effect of extracellular calcium by altering the affinity of calcium for the receptor could activate this receptor and inhibit parathyroid cell function. The phenylalkylamine (R)-N(3-methoxy-a-phenylethyl)-3-(2-chlorophenyl)-1-propylamine (R-568) is one such calcimimetic compound. R-568 was found to increase cytoplasmic calcium and to reduce PTH secretion in vitro, as well as in normal postmenopausal women (294,295). This drug was also shown to inhibit PTH secretion in postmenopausal women with PHPT (296). A second-generation ligand, cinacalcet, has been the subject of more extensive investigations in PHPT and is now approved for the treatment of severe hypercalcemia in PHPT when surgery cannot be pursued. Studies conducted by the authors and their colleagues (297-299) indicate that this drug can reduce the serum calcium concentration to normal in PHPT, but despite normalization of the serum calcium concentration, PTH levels do not return to normal; they do fall by 35% to 50% after administration of the drug. Urinary calcium excretion does not change; serum phosphorus levels increase but are maintained in the lower range of normal; and 1,25-dihydroxyvitamin D levels do not change. The average BMD does not change, even after 5 years of administration of cinacalcet (300). Marcocci et al (299) have shown that cinacalcet is effective in subjects with intractable PHPT. Silverberg et al (301) have shown that cinacalcet reduces calcium levels effectively in inoperable parathyroid carcinoma.

 

Hydrochlorothiazide

Though avoiding agents that exacerbate hypercalcemia is generally recommended in patients with PHPT, a recent study has recently reexamined the role of thiazides in patients with PHPT. This retrospective analysis of 72 patients suggested that thiazides might not increase serum levels of calcium in PHPT as they can do in normal individuals. Hydrochlorothiazide (12.5–50 mg daily for 3.1 years on average) was associated with a decrease in urinary calcium excretion but no change in serum levels of calcium (302). Smaller and cross-sectional studies have suggested similar results, although it is unclear if hydrochlorothiazide reduces the risk of nephrolithiasis (303,304). Given the heterogeneity of doses used, and the absence of larger, (preferably) randomized trial data, recommending thiazide use routinely in PHPT is premature. However, thiazides could be considered in those who refuse surgery or are poor surgical candidates but at high risk of nephrolithiasis in whom the benefit is thought to outweigh the risk as long as serum levels of calcium are monitored regularly.

 

TREATMENT OF PARATHYROID CANCER

Surgery is the only effective therapy currently available for parathyroid cancer. The greatest chance for cure occurs with the first operation. After the disease recurs, cure is unlikely, although the disease may smolder for many years thereafter. The tumor is not radiosensitive, although there are isolated reports of tumor regression with localized radiation therapy. Traditional chemotherapeutic agents have not been useful. When metastasis occurs, isolated removal is an option, especially if only one or two nodules are found in the lung. Such isolated metastasectomies are never curative but they can lead to prolonged remissions, sometimes lasting for several years. Similarly, local debulking of tumor tissue in the neck can be palliative, although malignant tissue is invariably left behind.

 

Chemotherapy has had a very limited role in this disease. Bradwell and Harvey (305) have attempted an immunotherapeutic approach by injecting a patient who had severe hypercalcemia resulting from parathyroid cancer with antibodies raised to their own circulating PTH. Coincident with a rise in antibody titer to PTH, previously refractory hypercalcemia fell impressively. A more recent report (306) provided evidence of the antitumor effect in a single case of PTH immunization in metastatic parathyroid cancer.

 

Attention has been focused instead on control of hypercalcemia. Intravenous bisphosphonates have been used to treat severe hypercalcemia. Although efficacious in the short term, they do not provide an approach that allows long-term outpatient normalization of serum calcium levels. Denosumab has more recently been reported to treat resistant hypercalcemia in patients with parathyroid carcinoma (307,308).

 

The calcimimetic agents offer a newer approach. Our group (309) reported on a single patient treated with the calcimimetic, R-568; despite widely metastatic disease, the patient showed serum calcium levels that were maintained within a range that allowed him to return to normal functioning for nearly 2 years. A wider experience by Silverberg et al (301) showed that cinacalcet is useful in the management of parathyroid cancer. The U.S. Food and Drug Administration approved this calcimimetic for the treatment of hypercalcemia in patients with parathyroid cancer. Use of this agent in parathyroid cancer led to improvement in serum calcium levels and a decrease in symptoms of nausea, vomiting, and mental lethargy, which are common concomitants of marked hypercalcemia. There are no data on the effect of cinacalcet on tumor growth in parathyroid cancer. Similarly, there are no data on the use of a combination of cinacalcet and bisphosphonates in parathyroid cancer, the former used to decrease PTH secretion from the cancer, and the latter used to decrease release of calcium from the skeleton. Cinacalcet offers an option for control of intractable hypercalcemia when surgical removal of cancerous tissue is no longer an option.

 

SUMMARY

This chapter has presented a comprehensive summary of the modern-day presentation of PHPT. Typically, an asymptomatic disorder in countries that are economically more developed, the disorder’s presentation has raised issues regarding the extent to which such patients may nevertheless show subclinical target organ involvement, who should be recommended for parathyroid surgery, who can be safely followed without surgical intervention, as well as questions regarding the role of medical therapy. Questions about the natural history and pathophysiology of the disorder continue to be of great interest. Inasmuch as this disorder continues to evolve, it is clear that additional careful studies are required continually to gain new insights into this disease.

 

ACKNOWLEDGEMENTS

This work was supported in part by National Institutes of Health grants NIDDK 32333, DK084986, RR 00645, and R21DK104105. With permission, this chapter is adapted from:

Walker MD, Bilezikian JP. Primary hyperparathyroidism. IN: Endocrinology, 8th edition (Jameson JL, Robertson P, eds) Saunders, Elsevier (in press), 2021.

 

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Physiology of the Hypothalamic-Pituitary-Thyroid Axis

ABSTRACT

 

The activity of the thyroid gland is predominantly regulated by the concentration of the pituitary glycoprotein hormone, thyroid-stimulating hormone (TSH). In the absence of the pituitary or of thyrotroph function, hypothyroidism ensues. Thus, regulation of thyroid function in normal individuals is to a large extent determined by the factors which regulate the synthesis and secretion of TSH. Those factors are reviewed in this chapter and consist principally of thyrotropin-releasing hormone (TRH) and the feedback effects of circulating thyroid hormones at the hypothalamic and pituitary levels. The consequence of the dynamic interplay of these two dominant influences on TSH secretion, the positive effect of TRH on the one hand and the negative effects of thyroid hormones on the other, results in a remarkably stable morning concentration of TSH in the circulation and consequently little alteration in the level of circulating thyroid hormones from day to day and year to year. This regulation is so carefully maintained that an abnormal serum TSH in most patients is believed to indicate the presence of a disorder of thyroid gland function. The utility of TSH measurements has been recognized and its use has remarkably increased due to the development of immunometric methodologies for its accurate quantitation in serum, although the criteria to define a “normal range” still remain a matter of controversy. This chapter is organized into two general sections. The first portion reviews basic studies of TSH synthesis, post-translational modification, and release. The second deals with physiological studies in humans which serve as the background for the diagnostic use of TSH measurements and reviews the results of TSH assays in pathophysiological disorders.

 

The Regulation of Thyroid-Stimulating Hormone synthesis and

secretion: Molecular Biology and Biochemistry

The TSH Molecule

 

TSH is a heterodimer consisting of an alpha and a beta subunit that are tightly, but non-covalently, bound (1,2). While the molecular weight of the deduced amino-acid sequence of the mature alpha and beta subunits in combination is approximately 28,000 Da, additional carbohydrate (15% by weight) results in a significantly higher molecular weight estimate based on sizing by polyacrylamide gel electrophoresis. The alpha subunit (glycoprotein hormones, alpha polypeptide) is common to TSH, follicle-stimulating hormone (FSH), luteinizing hormone (LH), and chorionic gonadotropin (CG). The beta subunit confers specificity to the molecule since it interacts with the TSH receptor (TSH-R) expressed on the basolateral membrane of thyroid follicular cells, and is rate-limiting in the formation of the mature heterodimeric protein. However, the free beta subunit is inactive and requires noncovalent combination with the alpha subunit to express hormonal bioactivity. The linear sequence of the human alpha subunit consists of 92 amino acids including 10 cystine residues that form a total 5 bonds through disulfide linkage. The human TSH beta (hTSH beta) subunit contains 118 amino-acids, as predicted by complementary DNA sequences, but hTSH beta isolated from the pituitary gland has an apoprotein core of 112 amino-acids, due to carboxyl-terminal truncation during purification.

 

The production rate (PR) of human TSH is normally between 50 and 200 mU/day and increases markedly (up to >4000 mU/day) in primary hypothyroidism; the metabolic clearance rate (MCR) of the hormone is about 25 ml/min/m2 in euthyroidism, while significantly higher in hyperthyroidism and lower in hypothyroidism (3). The PR of free alpha subunit is about 100 µg/day, increases increase approximately two-fold in primary hypothyroidism and in post-menopausal women, and decreases (about to one half) in hyperthyroidism (4). The PR of free TSH beta subunit is too low to be calculated in all hyperthyroid and in most euthyroid subjects, while is 25-30 ug/day in primary hypothyroidism (4). The MCR of the free subunits is 2-3 times faster than that of TSH, being about 68 ml/min/m2 for alpha and 48 ml/min/m2 for the beta subunit (4). The half-life of circulating TSH ranges from 50 to 80 minutes (4).

 

The gene coding for the alpha subunit (CGA) is located on chromosome 6 and the thyroid stimulating hormone subunit beta (TSHB)  gene on chromosome 1 (5). The structure of CGA gene has been determined in several animal species (6,7). The genes of each species are approximately of the same size and similarly organized in four exons and three introns. The human gene is 9.4 kilobases (kb) in length, with three introns measuring 6.4 kb, 1.7 kb and 0.4 kb, respectively. The TSHB gene has been isolated in mouse (7), rat (8), and humans (9,10), among other species. In contrast to the CGA gene, the organization of the TSHB gene is somewhat variable between the different species. The rat and the human genes are organized in three exons, while the mouse gene contains two additional 5'-untranslated exons. The first exon is untranslated, the leader peptide and the first 34 amino-acids are encoded by the second exon, while the third exon represents the remaining coding region and 3'-untranslated sequences. A single transcription start has been identified in the hTSHB gene, while the rat and the mouse genes contain two starting sites separated by approximately 40 base pairs (bp); transcription begins predominantly from the downstream site, which corresponds to the location of the human transcriptional start. A schematic representation of the TSHB gene is shown in Figure 1.

Figure 1. Thyrotropin β (TSHB) gene structure. Some mutations of the gene found in patients with congenital central hypothyroidism are also depicted (modified from McDermott et al. (11) and Baquedano et al. (12)).

 

The pre-translational regulation of TSH synthesis and secretion is a complex process, detailed in the next paragraphs. The formation of mature TSH involves several post-translational steps including the excision of signal peptides from both subunits and co-translational glycosylation with high mannose oligosaccharides (13,14). As the glycoproteins are successively transferred from the rough endoplasmic reticulum to the Golgi apparatus, the trimming of mannose and further addition of fucose, galactose and sialic acid occurs (15). The alpha subunit has two and the beta subunit has one asparagine (N)-linked oligosaccharide(s) showing a typical biantennary structure fully sulfated in bovine and half-sulfated in human TSH (2). The primary intracellular role of these glycosylation events may be to allow proper folding of the alpha and beta subunits permitting their heterodimerization and also preventing intracellular degradation (16,15). On the basis of crystallographic studies on hCG and other glycoprotein hormones, a homology model of the tridimensional structure of TSH has been proposed (17). This model (Fig. 2) predicts for both the alpha and the beta subunit the presence of two beta-hairpin loops (L1 and L3) on one side of a central "cystine knot" (pair of cysteine molecules) formed by three disulfide bonds, and a long loop (L2) on the other side. Both alpha and beta chains have functionally important domains involved in TSH-R binding and activation (Fig. 2) (18). Of particular relevance is the so-called “seat belt” region of the beta chain comprised between the 10th (C86) and the 12th (C105) cysteine residue (Fig. 2 and Fig. 3). The name “seat belt” derives from the conformational structure of the beta chain determined by the disulfide bridge (C39/C125) toward the C-terminal tail of the beta subunit that wraps the alpha subunit like a “seat belt” (Fig. 3), and stabilizes the heterodimerization of TSH (2,18).

Figure 2. Schematic drawing of human TSH, based on a molecular homology model built on the template of a hCG model (17). The α-subunit is shown as checkered, and the β-subunit as a solid line. The two hairpin loops in each subunit are marked L1, L3; each subunit has also a long loop (L2), which extends from the opposite site of the central cystine knot. The functionally important α-subunit domains are boxed. Important domains of the β-subunit are marked directly within the line drawing (crossed line, beaded line and dashed line). Reproduced from Grossmann et al. (2) with permission, where further details can be found.

Figure 3. Structural model of TSH based on the FSH x-ray structure, which is the best available structural template for TSH. The boxed residue numbers represent cysteines residues, which form stabilizing disulfide bridges (yellow): 5 in α-subunit (red orange), and 6 in the β-subunit (magenta). The disulfide bridge (C39/C125) toward the C-terminal tail of the α-subunit of TSH that wraps around the β-subunit like a “seat belt” stabilizes the heterodimerization of TSH as well as that of FSH, LH, and HCG. (Reproduced from Kleinau et al. (18) with permission)

 

Proper TSH glycosylation is also necessary to attain normal bioactivity (19), a process which requires the interaction of the neuropeptide thyrotropin-releasing hormone (TRH) (Fig. 4), with its receptor on thyrotroph cells (20-22). The requirement for TRH in this process is illustrated by the fact that in patients with central hypothyroidism due to hypothalamic-pituitary dysfunction, normal or even slightly elevated levels of TSH are detected by radioimmunoassay, but biologically subpotent forms are found in the circulation together with reduced levels of free T4 (23-25). Chronic TRH administration to such patients normalizes the glycosylation process enhancing both its TSH-R binding affinity as well as its capacity to activate adenyl cyclase. This, in turn, can normalize thyroid function in such patients (26). On the other hand, enhanced TSH bioactivity is invariably found in sera from patients with thyroid hormone resistance (27). Moreover, variations of TSH bioactivity (mostly related to different TSH glycosylation) have been observed in normal subjects during the nocturnal TSH surge, in normal fetuses during the last trimester of pregnancy, in primary hypothyroidism, in patients with TSH-secreting pituitary adenomas, and in non-thyroidal illnesses (27,28). Glycosylation of the molecule can also influence the rapidity of clearance of TSH from the circulation. Taken together, these findings have led to a new concept of a qualitative regulation of TSH secretion, mainly achieved through both the transcriptional and post-transcriptional mechanisms involving not only TSH glycosylation (29), but also thyrocyte physiology and thyroid disorders (30).

Figure 4. Structure of TRH

 

Specific amino-acid sequences in the common alpha and beta subunits are critical for the heterodimerization, secretion and bioactivity of mature TSH. These sequences include highly conserved segments which are essential for TSH-R binding and biological activity (see Refs (2,18) for an extensive review). The peptide sequence 27CAGYC31 (cysteine-alanine-glycine-tyrosine-cysteine) is highly conserved in the beta subunit of TSH, LH, hCG, as well as FSH, and is thought to be important in heterodimerization with the alpha subunit (31,32). Several inherited TSHB gene mutations are responsible for isolated familial central hypothyroidism and are listed in Table 1 and depicted in Fig. 1. The most frequent mutation is a homozygous single-base deletion in codon 105 that results in a substitution of cysteine 105 by valine and an additional 8 amino acid nonhomologous peptide extension on the mutant protein (C105V, 114X). The mutation destroys a disulfide bond essential for normal protein conformation and bioactivity and leads to an unstable heterodimer (33-38,11,39,40,12,41,42).

 

Table 1. Mutations in the Beta Subunit Gene Responsible for Congenital Isolated Central Hypothyroidism

Mutation of TSHB

Consequence of mutation on TSH heterodimer formation

G29R (31)

Prevents dimer formation modifying the CAGYC region

E12X (33)

Truncated TSH beta subunit unable to associate with alpha chain

C105V, 114X (41)

Destruction of a disulfide bond, non-homologous carboxyterminus. Change of amino acid sequence in the “seat belt” region leads to unstable heterodimer

Q49X (37)

Truncated TSH beta subunit forming a bio-inactive heterodimer with the alpha chain

IVS2+5A (39)

Base substitution at intron 2 (position +5) with shift of the translational start point to an out of frame position of exon 3 resulting in a truncated transcript

C85R (43)

T to C transition at codon 85 of exon 3 resulting in a change of cysteine to arginine, preventing the formation of a functional heterodimer with the alpha subunit

C162GA (12)

G to A change at the 5’ donor splice site of exon/intron 2 transition causing a (CGACGG) polymorphism, which although per se silent, disrupts the 5’ consensus sequence critical for splicing and causes complete skipping of exon 2

C88Y (12)

323G>A transition resulting in a C88Y change. This cysteine residue is conserved among all pituitary and placental glycoprotein hormone-beta subunits and the loss alters the conformation and intracellular degradation

 

The understanding of the relationship between molecular structure and biological activity of TSH recently allowed the synthesis of TSH variants designed by site-directed mutagenesis with either antagonist (43) or superagonist (44) activity that potentially offer novel therapeutic alternatives. More recently, newly chemically modified compounds with low molecular-weight and able to antagonize the TSH receptor have been reported (45,46). These drugs may possess agonist or antagonist properties. Indeed, a non peptidic antagonist, therefore devoid of intrinsic immunogenicity, might be very useful in the treatment of Graves’ disease and other forms of hyperthyroidism, such as TSH-secreting pituitary adenomas, Graves’ orbitopathy, and activating mutations of the TSH receptor (47,48).

 

Other Thyrotropic Hormones

 

A second thyrotropic hormone formed by a heterodimer of two distinct glycoprotein subunits (glycoprotein hormone alpha 2-subunit - GPA2 and glycoprotein hormone beta 5-subunit - GPB5) has been identified in the human pituitary and called thyrostimulin (49-53). Thyrostimulin has a sequence similarity of 29% with the alpha and 43% with the beta subunit and is able to activate the TSH-R (54,18). Although it has been hypothesized that it could account for the residual stimulation of thyroid gland observed in patients with central hypothyroidism (55), its physiological role is still unknown. The GPA2/GPB5 heterodimer is localized in extrapituitary tissues such as the eye, testis, bone, and ovary (54,56,57), while the anterior pituitary expresses almost exclusively GPA2 (54). In the rat ovary, thyrostimulin activates the TSH-R expressed in granulosa cells suggesting a potential paracrine activity (56).

 

Regulation of TSH Synthesis and Secretion        

 

The major regulators of TSH production are represented by the inhibitory effects of thyroid hormone (58) and by the stimulatory action of TRH. As shown in Fig. 5, T3 acts via binding to the nuclear thyroid hormone receptor β2 isoform present in thyrotrophs, and T4 mainly acts via its intra-pituitary or intra-hypothalamic conversion to T3, although a direct negative effect of T4 independent from local T3 generation on TSHB gene expression has been documented (59). Both thyroid hormones directly regulate the synthesis and release of TSH at the pituitary level and indirectly affect TSH synthesis via their effects on TRH and other neuropeptides. TRH is the major positive regulator of hTSHB gene expression and mainly acts by activating the phosphatidylinositol-protein kinase C pathway. Other hormones/factors are also implicated in the complex regulation of TSHB gene expression, as detailed below.

Figure 5. Basic elements in the regulation of thyroid function. TRH is a necessary tonic stimulus to TSH synthesis and release. TRH synthesis is regulated directly by thyroid hormones. T4 is the predominant secretory product of the thyroid gland, with peripheral deiodination of T4 to T3 in the liver and kidney supplying roughly 80% of the circulating T3. Both circulating T3 and T4 directly inhibit TSH synthesis and release independently, T4 after conversion to T3.  SRIH, somatostatin

 

EFFECTS OF THYROID HORMONE ON TSH SYNTHESIS

 

In animal models, thyroid hormone administration is followed by a marked decrease of both alpha and TSHB subunit mRNA expression (60,61), but TSHB is suppressed more rapidly and more completely than the alpha subunit. In humans with primary hypothyroidism a paradoxical increase of serum TSH concentration has been observed shortly after beginning thyroid hormone replacement therapy, followed later by TSH suppression (62). The precise mechanism for this phenomenon has not been fully elucidated: it could be due to a generalized defect in protein synthesis as a consequence of hypothyroidism, or to the presence of a still unrecognized stimulatory thyroid hormone cis-acting element (see below). Thyroid hormone regulation of TSHB subunit transcription is complex and, at least in the rat and mouse, involves control of gene transcription at both start sites of the gene (Fig. 6) (62-69). Studies of the human, rat and mouse TSHB genes have demonstrated that they contain DNA hexamer half sites with strong similarity to the T3 response elements (TREs) found in genes which are positively regulated by thyroid hormone (70-72). The sequences in the TSHB gene are shown in Fig. 6 and their similarity to the typical hexamer binding sites in positively regulated genes and in the rat CGA gene is demonstrated by comparison to the TRE sequences from positively regulated genes (73). In keeping with this concept, T3 exerts similar negative activity on rat GH3 cells transfected with plasmids constructs containing the putative negative TRE of the rat TSHB gene or containing a half-site motif of the consensus positive TRE (74,75,73,69,76). The conserved TRE-like sequences are the best candidate sites in the TSHB gene to which the T3 receptor (TR) binds. The subsequent binding of T3 to TR-DNA complexes suppresses transcription of both the CGA and TSHB genes (77,66,73,69). The inhibitory effect of thyroid hormone is observed with all alpha and beta isoforms of TR, but TR-beta2 (a TR isoform with pituitary and central nervous system-restricted expression) is affected most substantially (78). This in vitro observation is in keeping with a series of in vivo data obtained in transgenic and knockout mice with generalized or pituitary-selective expression of mutated TR isoform genes. Knockout mice for TR-alpha 1 develop only minor abnormalities in circulating T4 and TSH concentration (79), while mice lacking both beta1 and beta2 isoforms (beta-null) develop increased serum T4 and TSH level, but retain partial TSH suppression by T3 administration (80,81). Mice selectively lacking the TR-beta2 isoform develop hormonal abnormalities similar to TR-beta-null animals, indicating a key role of TR-beta2 as a mediator of T3-dependent negative regulation (82). On the other hand, the residual T3-dependent TSH suppression observed in mice lacking TR-beta isoforms suggests that TR-alpha 1 may partially substitute for TR-beta in mediating T3 suppression: accordingly, mice lacking all (alpha and beta) TR isoforms develop dramatic increases in circulating T4 and TSH concentration, indicating that a complete expression of all TR isoforms is required for normal regulation of the hypothalamic-pituitary thyroid axis (83-85). Further studies have been carried out with models of mice expressing selectively at the pituitary (83,86) and hypothalamic (87) level different combinations of double homozygous or combined heterozygous deletions of both TR-alpha and TR-beta genes. These studies confirmed the key role of TR-beta integrity both at the pituitary and hypothalamic level for the inhibition of TSHB and TRH gene expression. TR-alpha however, may partially substitute for TR-beta in mediating a partial thyroid hormone dependent TSH suppression.

 

Figure 6. DNA sequences of the putative TREs in the rat, mouse, and human TSHB gene promoters. A comparison of the proximal promoter regions of the rat, mouse, and human TSHB genes is shown. The straight arrows denote TRE consensus half-sites identified by functional and TR binding assays. The first exons (relative to the downstream promoter for the rat and mouse genes) are shaded, and the bent arrows denote the sites of transcription initiation.  Note a nine-nucleotide deletion in the human gene relative to the rodent genes indicated by the triangle just 5' of the transcriptional start site. (Reproduced from Chin et al. (69) with permission.)

 

The negative transcription conferred by TSH beta TRE sequences is retained even if they are transferred to a different gene or placed in a different position within a heterologous gene (88,89,73,90). This suggests that the negative transcriptional response to thyroid hormone is intrinsic to this TRE structure. In contrast with positive TREs, little is known about the mechanism of T3-dependent negative regulation of genes like TSHB. The data discussed above clearly show the crucial role of the TR-beta in the negative regulation of TSH synthesis. Like for positive TREs, it has been recently established that TR binding to DNA is required for negative gene regulation (91). Early experiments suggested that unliganded TR homodimers stimulate the expression of TSH beta (an effect that is a mirror image of the silencing effect on positive TREs), but the methodology employed was not adequate to study the low level of basal TSHB transcriptional activity. The use of CV1 cell lines containing the TSH beta CAT (chloramphenicol acetyltransferase) reporter allowed a more accurate study of the molecular mechanisms involved in the liganded TR suppression (92). In this experimental system, TSHB gene suppression was dependent on the amounts of T3 and TR, but unliganded TR did not stimulate TSH beta activity, suggesting that TR itself is not an activator. Moreover, recruiting of co-activators and co-repressors were shown to be not necessarily essential, but are required for full suppression of the TSHBa gene (92).

 

In contrast to the potentiating activity exerted on stimulatory TREs, retinoid X receptors (RXR) either unliganded or in combination with retinoic acid (RA) block thyroid hormone-mediated inhibition of the TSHB gene, possibly through competition with the TR-T3 complex binding to DNA (93,76,94,92). However, RA is also able to suppress TSHB gene expression when bound to RAR and RXR interacting with response elements separate from negative TREs (95,96). Taken together, these findings imply that distinct mechanisms are involved in thyroid hormone dependent inhibition and stimulation of TSH synthesis (97,98). Indirect support for this concept derives from the identification of patients with selective pituitary thyroid hormone resistance carrying TR mutations associated with normal or enhanced function on stimulatory TREs in peripheral tissues, but defective function on inhibitory TREs of the TSHB and TRH genes (99).  

 

Another peculiar feature of the negative TSH beta TRE is that its 5' portion (Fig. 6) displays high homology with the consensus sequence of binding sites for c-Jun and c-Fos, which heterodimerize to form the transcription factor called AP-1. This makes the negative TSH beta TRE a "composite element" able to bind both thyroid hormone receptors and AP-1 (100,101,90,99). Since AP-1 antagonizes the inhibition exerted by thyroid hormone in vitro, it may act as a modulator of TRH-dependent regulation of the TSHB gene in vivo (90). The role of other important TSHB gene activity modulators (such as Pit-1 and its splice variants) will be discussed later. Other abnormalities of the mechanisms involved in the negative feed-back on TSH by thyroid hormones could be involved in rare pathological conditions of difficult identification and diagnosis.

 

Since unliganded TR does not behave as an activator of the TSHB gene, other mechanisms are involved in the increase in TSH production observed in hypothyroidism. In the hypothyroid rat TSH production is increased 15 to 20-fold over that in the euthyroid state. This can be attributed to the stimulatory effects of TRH (see below) unopposed by the negative effects of T3; moreover, besides the transcription rate per cell, there is a 3 to 4 fold increase in the absolute number of thyrotrophs in the hypothyroid pituitary (102). Electron microscopic studies have shown near total depletion of secretory granules in the thyrotrophs of hypothyroid animals, a change that is reversed soon after administration of thyroid hormone (103).

 

THYROID HORMONE EFFECTS ON RELEASE OF TSH

 

The acute administration of T3 to the hypothyroid rat causes a rapid and marked decrease in the level of serum TSH (58,104) (Fig. 7). This decrease occurs prior to the decrease in pituitary alpha and beta-TSH mRNAs (104,61,105). During the period that circulating TSH is falling, pituitary TSH content remains unchanged or increases slightly (106). The suppression of TSH release is rapid, beginning within 15 minutes of intravenous T3 injection, but is preceded by the appearance of T3 in pituitary nuclei (106). In the experimental setting in the rat, as the bolus of injected T3 is cleared and the plasma T3 level falls, nuclear T3 decreases followed shortly by a rapid increase in plasma TSH. Both the chronological and quantitative relationships between receptor bound T3 and TSH release are preserved over this time (106).

 

Figure 7. Time course of specific pituitary nuclear T3 binding and changes in plasma TSH in hypothyroid rats after a single intravenous injection of 70 ng T3 per 100 g of body weight.  Since the maximal capacity of thyroid hormone binding in pituitary nuclear proteins is about 1 ng T3/mg DNA, the peak nuclear T3 content of 0.44 ng T3/mg corresponds to 44% saturation.  The plasma level falls to about 55% of its initial basal level by 90 minutes after T3 injection demonstrating that there is both a chronological and a quantitative correlation between nuclear T3 receptor saturation and suppression of TSH release. (From Silva and Larsen (107) with permission).

 

The mechanism for this effect of T3 is unknown. As discussed before, suppression of basal TSH release is difficult to study in vitro. Accordingly, the T3 induced blockade of TRH-induced TSH release has been used as a model for this event. This T3 effect is inhibited by blockers of either protein or mRNA synthesis (108,109). The effect is not specific for TRH since T3 will also block the TSH release induced by calcium ionophores, phorbol ester, or potassium (110,111). Furthermore, T3 will also block the TRH-induced increase in intracellular calcium which precedes TSH release (112). Thus, T3 inhibits TSH secretion regardless of what agent is used to initiate that process.

 

T4 can cause an equally rapid suppression of TSH via its intrapituitary conversion to T3 (104) (Fig. 5). This T4 to T3 conversion process is catalyzed by the deiodinase type 2.  An effect of T4 per se can be demonstrated if its conversion to T3 is blocked by a general deiodinase inhibitor such as iopanoic acid (113,104). In this case, the T4 in the cell rises to concentrations sufficient to occupy a significant number of receptor sites even though its intrinsic binding affinity for the receptor is only 1/10 compared to T3. A similar effect can be achieved by rapid displacement of T4 from its binding proteins by flavonoids (114). It seems likely, however, that under physiological circumstances the feedback effects of T4 on TSH secretion and synthesis can be accounted for by its intracellular conversion to T3.

 

The effect of suppressive doses of T3, T4 and triiodothyroacetic acid on serum TSH has been evaluated in humans by ultrasensitive TSH assays (115). TSH suppression was shown to be a complex, biphasic, nonlinear process, with three temporally distinct phases: phase 1, a rapid TSH suppression, starting after 1 h and lasting for 10-20 h; phase 2, slower suppression, starting between 10 and 20 h and lasting for 6-8 weeks; and phase 3, with stable low TSH level (<0.01 mU/L). This pattern of thyroid hormone suppression of TSH is reproducible and independent of the basal thyroid status or the thyroid hormone analog used.

 

Based on the analyses of the sources of nuclear T3 in the rat pituitary, one would predict that approximately half of the feedback suppression of TSH release in the euthyroid state can be attributed to the T3 derived directly from plasma; the remainder accounted for by the nuclear receptor bound T3 derived from intrapituitary T4 to T3 conversion (104). Various physiological studies in both rats and humans confirm this concept in that a decrease in either T4 or T3 leads to an increase in TSH. The effect of T4 is best illustrated in the iodine deficient rat model (Fig. 8). 

Figure 8. Serum T3, T4, and TSH concentrations (mean ± SD) in rats receiving a low iodine diet (LID), with or without potassium iodide (KI) supplementation in the drinking water. (From Riesco et al. (116) with permission)

 

In this paradigm, rats are placed on a low iodine diet and serum T3, T4, and TSH quantitated at frequent times thereafter (116). Even though serum T3 concentrations remain constant, there is a marked increase in TSH as the serum T4 falls. In humans, severe iodine deficiency produces similar effects (117). The most familiar example of the independent role of circulating T4 in suppression of TSH is found in patients in the early phases of primary hypothyroidism in whom serum T4 is slightly reduced, serum T3 is normal or even increased into the high normal range, but serum TSH is elevated (118,119) (Table 2).

 

Table 2 . Serum concentration of total thyroid hormones and TSH in patients with primary hypothyroidism of increasing severity

 

 

 

TSH (mU/L)

Group*

T4 ug/dl

T3 ng/dl

Basal

After 200 ug TRH

Control

7.1±0.9

115±31

1.3±0.5

11±4.6

1

6-9

119±40

5.3±2.3

39±15

2

4-6

103±20

13±10

92±50

3

2-4

101±35

63±56

196±120

4

<2

43±28

149±144

343±326

Results are mean ± SD.  *Patients were categorized according to the severity of thyroid disease based on serum total T4 concentrations. (Adapted from Bigos et al. (118) with permission)

 

THE ROLE OF THYROTROPIN RELEASING HORMONE (TRH) IN TSH SECRETION

 

TRH is critical for the synthesis and secretion of TSH either in the presence or absence of thyroid hormones. Destruction of the parvo-cellular region of the rat hypothalamus, which synthesizes the TRH relevant for TSH regulation, causes hypothyroidism (120,121). Hypothalamic TRH synthesis is in turn regulated by thyroid hormones and thus TRH synthesis and release are an integral part of the feedback loop regulating thyroid status (see Fig. 5). TRH also interacts with thyroid hormone at the thyrotroph raising the set-point for thyroid hormone inhibition of TSH release (120). The data supporting these general concepts are reviewed in subsequent sections.

 

Control of Thyrotroph-Specific TRH Synthesis  

 

TRH is synthesized as a large pre-pro-TRH protein in the hypothalamus and in several tissues, such as the brain, the beta cells of the pancreas, the C cells of the thyroid gland, the myocardium, reproductive organs including the prostate and testis, in the spinal cord, and in the anterior pituitary (122,123,120,124-127). Recent investigations employing sophisticated techniques such as fast atom bombardment mass spectrometry and gas phase sequence analysis showed that most TRH immunoreactivity found in extrahypothalamic tissues is actually accounted by TRH-immunoreactive peptides displaying different substitutions of the amino-acid histidine of authentic TRH, which could be active in autocrine/paracrine networks involving also extrapituitary TSH secretion (127). On the other hand, pituitary TSH production is dependent only on TRH synthesized in specific areas of the paraventricular nucleus (PVN) (Fig. 9), located at the dorsal limits of the third ventricle (128). In particular, TRH neurons are almost exclusively found in the parvicellular part of the PVN and, while TRH-synthesizing neurons are found in all parvicellular subdivisions of the PVN, hypophysiotropic TRH neurons are located exclusively in the periventricular and medial subdivisions (Fig. 9).

Figure 9. Distribution of TRH-synthesizing neurons in the PVN. Low power micrographs (A–C) illustrate the TRH neurons at three rostrocaudal levels of the PVN. Schematic drawings (D–F) illustrate the subdivisions of the PVN where hypophysiotropic TRH neurons are localized (gray). AP, anterior parvocellular subdivision; DP, dorsal parvocellular subdivision; LP, lateral parvocellular subdivision; MN, magnocellular part of PVN; MP, medial parvocellular subdivision, PV, periventricular parvocellular subdivision; III, third ventricle. (From Fekete & Lechan (128) with permission)

 

Hypophysiotropic TRH neurons project their axons to the median eminence, where TRH is released and drained to the anterior pituitary through the long portal veins (128). Although paracrine and autocrine activity has been recently described for TRH secreted in the anterior pituitary (129), the physiological relevance of pituitary TRH is unknown. The human pre-pro-TRH molecule is a protein of 29 kDa containing 6 progenitor sequences for TRH (130-132). These six peptides consist of a Gln-His-Pro-Gly peptide preceded and followed by Lys-Arg or Arg-Arg di-peptides. The basic di-peptides are the cleavage sites for release of the tetra-peptide progenitor sequence. The glycine residue is the source of the terminal amide for the proline residue of TRH (Fig. 4). In addition to the pro-TRH peptides which are released from the pre-pro TRH molecule, intervening non-TRH peptides which have potential physiological function are co-released (133). In particular, the prepro-TRH fragment 160-169, also known as hST10, TRH-enhancing peptide, and Ps4 (134,135) is able to stimulate TSHB gene expression and to enhance the TRH-induced release of TSH and prolactin (PRL) from the pituitary (136,137,134,138Ps4). Ps4 high affinity receptors have been shown within several extrapituitary neural tissues and other endocrine systems (mainly in the pancreas and the male reproductive system), and targeted pre-pro TRH gene disruption results in hyperglycemia besides the expected hypothyroidism (134). Another pre-proTRH peptide (fragment 178-199) (139,140). appears to be a modulator of ACTH secretion, although the physiological relevance of this phenomenon is unknown. The prepro-TRH processing is mostly mediated by the prohormone convertases PC1 and PC2, and takes place during axonal transport after removal of the signal peptide (138). Subsequent cleavages occur as the peptides move down the axon toward the nerve terminal, from which TRH is released into the hypothalamic-pituitary portal plexus (120,121).

 

Thyroid hormones exert strong negative regulation on TRH synthesis at the hypothalamic level (141-145). Increases in TRH mRNA levels occur during primary or central hypothyroidism and implantation of a small crystal of T3 adjacent to the PVN results in a decrease in TRH mRNA (143). This regulation is observed in vivo exclusively in the parvo-cellular division of the PVN (142,143) (whose neurons contain the functional TR isoforms alpha1, beta2 and beta1 (146)), while in tissues outside the central nervous system expressing the TRH gene, negative regulation by thyroid hormone is absent (147). TR beta2 is the key isoform responsible for T3-mediated feedback regulation by hypophysiotropic TRH neurons (148). Targeted disruption of TR beta2 expression results in increased TRH mRNA expression in the PVN, similar to that found in hypothyroidism. In contrast to the anterior pituitary, where ablation of TR beta2 or the entire TR beta allele produces only partial TH resistance (80,81), the lack of TR beta is associated with a complete resistance of the modulation of TRH synthesis exerted by severe hypo- or hyperthyroidism (148).

 

The physiological source of the T3 causing downregulation of TRH mRNA in the hypothalamus is the subject of ongoing investigations. Somewhat surprisingly, the PVN does not contain the type 2 5' iodothyronine deiodinase (D2) which is thought to be the source of at least 80% of the intracellular T3 in the central nervous system (104,149). However, studies with T3 containing mini-pumps implanted into thyroidectomized rats indicate that, for normalization of circulating TSH and hypothalamic pre-pro-TRH mRNA, T3 concentrations about twice normal have to be maintained in rat plasma (144). Thus, for both systems (TRH and TSH), feedback regulation requires a source of T3 in addition to that provided by the ambient levels of this hormone. While this T3 seems likely to be produced locally from T4, the main anatomical location of such a process has been identified only more recently in the specialized ependymal cells called tanycytes lining the floor and the infralateral wall of the third ventricle between the rostral and caudal poles of the median eminence and the infundibular recess (150,128). Tanycytes are one of the major sources of D2, with D2 mRNA expressed in the cell bodies, in the processes, and in their end feet (128). Originally believed to only serve as part of the blood-brain barrier, tanycytes have complex functions including an active role in endocrine regulation. In particular, T3 locally produced by tanycytes from circulating T4 represents the primary source of T3 involved in the feed-back regulation of hypophysiotropic neurons, unable to express D2 (128). The anatomical location of tanycytes places them in a strategic position to extract T4 from the bloodstream or from cerebrospinal fluid after T4 has traversed the choroid plexus (Fig. 10). Despite their lipophilic nature, the transport of thyroid hormone into the cells require an active processes involving a long list of transporters (151). Two transporter families have been shown to be important in the transport of thyroid hormones in the brain: the monocarboxylate transporter (MCT8)(152) and the organic anion transporting polypeptide (OATP1C1)(153). Several lines of evidence support an important role of MCT8, a member of the MTC family in central nervous system thyroid hormone transport expressed primarily in neurons and in tanycytes. Data from both MCT8 KO mice and from humans with MCT8 mutations indicate that lack of functional MCT8 result in hypothyroid TRH neurons, in spite of high circulating T3 concentration, suggesting that MCT8 is necessary for physiological feed-back regulation (128).

 

Figure 10. Schematic illustration of the feedback system regulating the hypothalamic-pituitary-thyroid axis. Thyroid hormones exert negative feedback effect at the level of hypothalamic TRH neurons and of pituitary gland. The central feedback effect of thyroid hormones depends on the circulating T4 levels. In the hypothalamus, T4 is converted to T3 by D2 in tanycytes. By volume transmission, T3 secreted from tanycytes reaches the hypophysiotropic TRH neurons, where T3 inhibits the proTRH gene expression via TR-β2 receptors. The set point of the feedback regulation can be altered by two mechanisms: (i) regulation of D2 activity in tanycytes may alter the hypothalamic T3 availability independently from the peripheral T4 concentration. (ii) Neuronal afferents can alter the PCREB concentration in the hypophysiotropic TRH neurons that can change the set point of feedback regulation through competition of PCREB and thyroid hormone receptors for the multifunctional binding site (Site 4) of the TRH promoter. ARC, hypothalamic arcuate nucleus; C1-3, C1-3 adrenergic area of the brainstem; CSF, cerebrospinal fluid; DMN, hypothalamic dorsomedial nucleus; ME, median eminence; NTS, nucleus tractus solitarius; PVN, hypothalamic paraventricular nucleus; py, pyramidal tract; sp5, spinal trigeminal tract. (From Fekete & Lechan (128) with permission)

 

The synthesis of TRH is under complex transcriptional control sharing several mechanisms, besides the negative regulation by thyroid hormone, with the TSHB gene. The human TRH gene (Fig. 11) is located on chromosome 3 (3q13.3q21) (154); the 5' flanking sequence of the TRH gene has potential glucocorticoid and cyclic AMP response elements (GRE and CRE) (130). There are also potential negative TREs located in this portion of the gene which offer regulatory sites for thyroid hormone control of TRH gene transcription. The thyroid hormone negative regulatory elements of the TRH gene are localized in its 5' flanking element (-242 to +54 bp). Four sequences within this region exhibit a high degree of homology with the consensus sequences for TRE half-sites (AGGTCA) and two of them also show homology with elements implicated in negative regulation by thyroid hormone of the TSHB gene (147). In the absence of thyroid hormone, proTRH gene expression as well as prohormone convertase enzymes (PC1/3 and PC2) are increased in the PVN, while the content of TRH in the median eminence is decreased due to increased secretion of the mature hormone in the portal circulation (128). In contrast, hyperthyroidism is associated with decreased proTRH-mRNA in the PVN (128). The negative feed-back of thyroid hormones is exerted directly on hypophysiotropic TRH neurons of the PVN which express all thyroid hormone receptor isoforms. The recent availability of transgenic mice lacking either TRH, TR-beta isoforms, or both provided evidence for a pivotal role of TRH in the physiological TH feed-back on the hypothalamic pituitary-thyroid (HPT) axis (155). Double TSH and TR-beta knockout mice had reduced TH and TSH levels associated with low TSH content in pituitary thyrotrophs and both serum TSH and pituitary TSH content was increased by chronic exogenous TRH administration (156). Thus, the TRH neuron appears to be required for both TSH and TH synthesis and is the predominant locus of control of the HPT axis (155).  However, studies carried out with different animal models of congenital hypothyroidism show that the thyrotrophs exhibit hyperplasia and hypertrophy along with increased TSH mRNA expression not only in the athyreotic Pax8-/- mice, but also in TRHR1-/- Pax8-/- double-knockout mice, which miss a functional thyroid gland and the TRH receptor at the pituitary level, suggesting that the stimulation of thyrotroph proliferation and TSH synthesis is rather a direct consequence of the continue here athyroidism of the animals (157). Further studies are therefore required to determine the relative contributions of TRH and TH for bioactive pituitary TSH release.

 

As shown in Fig. 11, the TRH gene promoter contains potential binding sites for cAMP response element (CRE) binding protein (CREB), and both human and rat TRH genes are positively regulated by cAMP (147). One of the potential CREs of TRH promoter is a sequence that has overlapping TRE/CRE bases –53 to –60 bp (TGACCTCA) (147). There is evidence for competitive interactions of TR beta1 and CREB at the overlapping TRE/CRE in the TRH promoter (147). Constructs of the TRH promoter with mutations in this overlapping site prevent both the inhibition by the TR-T3 complex and the basal activation in the presence of unliganded TR, underlining the relative importance of the TRE/CRE site in relation to the other TREs in the TRH promoter (147).

Figure 11. Genomic and promoter structure of the TRH gene. The murine, rat and human TRH genes are composed of three exons and two introns (A). The coding sequence for the precursor protein is present on exons 2 and 3. As depicted, the TRH promoter region precedes the transcription start site in exon 1. The proximal 250-bp sequences of the human, mouse and rat promoters are similar and share the indicated transcription factor binding sites. The location of the CREB binding site (Site 4) and sequences in human (H), mouse (M) and rat (R) are shown. (B, C) Hypothesized schematic representation of the interaction between PCREB and the thyroid hormone receptor at Site 4. (B) Illustrates that in the presence of abundant PCREB, there may be less availability for binding of the thyroid hormone receptor/T3 complex, hence, an increase in TRH gene transcription. When PCREB concentrations fall as shown in (C), increased binding of the thyroid hormone receptor/T3 complex reduces TRH gene transcription (From Fekete & Lechan (128) with permission)

 

A glucocorticoid-responsive element (GRE) is also present in the TRH gene promoter (130). and the glucocorticoid receptor has been identified on TRH neurons of the PVN (158). The role of corticosteroids in TRH gene expression is unclear, since both inhibitory and stimulatory effects have been reported (159,160). The direct effect of glucocorticoids on TRH gene expression is generally stimulatory in vitro, but in vivo this activity may be overridden by the complex neuroendocrine reactions following glucocorticoid excess or deficiency (159).

 

TRH INTERACTION WITH PITUITARY THYROTROPHS AND WITH THYROID HORMONE

 

Although TRH (either maternal or embryonic) is not required for the normal development of fetal pituitary thyrotrophs, and TRH-deficient mice are not hypothyroid at birth, TRH is required later for the postnatal maintenance of the normal thyrotroph function (161). TRH exerts its activity binding to a specific receptor in the plasma membrane of the thyrotroph to induce the release of TSH and to stimulate TSH synthesis. The TRH receptor of several animal species (including humans) has been cloned and has been identified as a G-protein-coupled receptor with seven highly conserved transmembrane domains (162-165). Biallelic inactivating mutations in the 5’-part of the TRH receptor gene are one of the molecular causes for central congenital hypothyroidism (166-169). TRH-receptor number and mRNA are increased by glucocorticoids and decreased by thyroid hormone, as well as by TRH itself (170,171). The second messenger for induction of the thyrotroph response to TRH is intracellular Ca2+ ([Ca2+]i) (172-174). TRH was previously believed to act also through stimulation of the adenyl cyclase-cAMP pathway (120), but this mechanism has not been confirmed by studies carried out with recombinant TRH-receptor transfected in different cell systems (175). TRH activates a complex [Ca2+]i response pattern dependent upon both agonist concentration and cell context. The first phase of the TRH response is an acute increase of [Ca2+]i within the thyrotrophs via release from internal stores. This is the consequence of increased inositol triphosphate concentrations from hydrolysis of phosphatidyl inositol (PI) in the cell membrane (176,173,177,178). The hydrolysis of PI is mediated by G protein activation of phospholipase C and also generates diacylglycerol, which in turn activates intracellular protein kinase C (PKC). Stimulation of extracellular calcium influx through verapamil-sensitive channels is also observed after TRH stimulation (172,179). Both TRH and increased [Ca2+]i stimulate intracellular calcium efflux, which helps in terminating the agonist activity (177,179,180). In transfection systems in which the TSHB gene promoter has been linked to a reporter gene, both the calcium ionophore ionomycin and phorbol esters (a protein kinase C activator) stimulate TSH gene transcription, confirming the key role of these second messengers in mediating TRH activity (66). Both increased [Ca2+]i and PKC appear to be independently operative in normal thyrotrophs (181).

 

The molecular mechanism(s) underlying the stimulation of TSHB gene expression by TRH have been partially elucidated. In GH3 cells transfected with hTSHB promoter constructs, two distinct regions of the human TSHB gene responding positively to stimulation by TRH were identified between -130 and +37 bp of the gene (182-184) (Fig. 12) The 3'-region corresponds to eight bp of the first exon; the 5'-region ranged between -128 to -60 bp of the 5'-flanking region (182,183).

Figure 12. The 5’ flanking sequence of the human preproTRH gene between –192 and +58 bp. Four potential thyroid response element (TRE, boxed) and two potential CREB binding elements (CRE, underlined) are shown. One sequence (from –60 to –53 bp) consists of overlapping TRE/CRE sites (bold). (Modified from Wilber & Xu (147))

 

INACTIVATION OF TRH

 

TRH is rapidly inactivated within the central nervous system by a cell-surface peptidase called TRH-degrading ectoenzyme (TRH-DE) (185). TRH-DE is very specific, since there is no other ectopeptidase known capable of degrading TRH and TRH is the only known substrate of this unique enzyme (185). TRH-DE has been purified to homogeneity and cDNA encoding rat TRH-DE has been cloned. In rodents, pituitary TRH-DE mRNA and enzymatic activity are stringently positively regulated by thyroid hormones, and reduced by estrogens (185). This suggests that TRH-DE may act as a regulatory element modulating pituitary TSH secretion. The expression of TRH-DE in the brain is high and displays a distinct distribution pattern, but it is not influenced by peripheral hormones, supporting the concept that brain TRH-DE may act as a terminator of TRH signals (185).

OTHER FACTORS INVOLVED IN THE REGULATION OF TSH/TRH SYNTHESIS AND SECRETION

A number of other substances, including ubiquitous and pituitary or thyrotroph-specific transcription factors, hormones, neuropeptides and cytokines influence TSH synthesis and secretion of TRH (Table 3, Fig. 11&13).

 

Table 3. Predominant Effects of Various Agents on TSH Secretion

STIMULATORY

INHIBITORY

Thyrotropin-releasing hormone (TRH)

Thyroid hormones and analogues

Prostaglandins (?)

Dopamine

Alpha-adrenergic agonists (? Via TRH)

Somatostatin

Opioids (humans)

Gastrin

Arginine-vasopressin (AVP)

Opioids (rat)

Glucagon-like peptide 1 (GLP-1)

Glucocorticoids (in vivo)

Galanin

Serotonin

Leptin

Cholecystokinin (CCK)

Glucocorticoids (in vitro)

Gastrin-releasing peptide (GRP)

 

Vasopressin (AVP)

 

Neuropeptide Y (NPY)

 

Interleukin 1 beta and 6

 

Tumor necrosis factor alpha

 

Role of Pit-1 and its Splicing Variants in the Regulation of TSHB Gene Expression

Sequence analysis of the hTSHB promoter reveals three areas with high (75-80%) homology to the consensus sequence for the pituitary-specific transcription factor Pit-1 (182,183,186,184). These areas are localized between -128 and -58 bp of the 5'-flanking region. Selective mutation analysis revealed that the integrity of these areas was needed for the stimulatory effect of either TRH or forskolin (187). Expression of an inactive mutant of Pit-1 decreases TRH stimulation of hTSHB (183) and transfection of Pit-1 in cell lines lacking this factor restores cAMP induction of the hTSHB gene (186). Taken together, these results strongly support an important role of Pit-1 in the regulation of hTSHB gene expression. Phosphorylation markedly increases the stimulatory activity of Pit-1 in TSHB gene expression (187), and TRH stimulates transient phosphorylation of Pit-1 in GH3 pituitary cells (188).

 

Further support for a role of Pit-1 in the regulation of TSHB gene expression derives from animal models (dwarf mice) and from clinical syndromes of combined pituitary hormone deficiency (CPHD) (189,167). Snell and Jackson dwarf mice lack a functioning Pit-1 protein due to a point mutation and a gross structural rearrangement in the Pit-1 gene, respectively (190). Both species show low serum concentration of GH, prolactin and TSH associated with the loss of somato-, lacto- and thyrotropic pituitary cells. Several Pit-1 point mutations and a deletion of the entire coding sequence have been described in patients with CPHD: the effects on TSH secretion differ with the localization of the mutation, but generally result in central hypothyroidism (191-194,94,189,195,196). Finally, the important role of Pit-1 in the control of TSH synthesis and secretion has been documented by the finding that circulating Pit-1 antibodies are associated with combined GH, prolactin, and TSH deficiency, the so called “anti-PIT-1 antibody syndrome” (197-200).

 

Although important, the role of Pit-1 for cell-specific expression of TSHB is not as clear as with the GH and PRL genes (201,184). Attention has been focused on thyrotropin-specific transcription factors, including Pit-1 splicing variants. Of those, a variant called Pit-1T (containing a 14 amino-acid insertion in the transactivation domain) is found only in thyrotropic cells expressing TSHB and it increases TSHB promoter activity when transfected in non-thyrotropic cells expressing wild type Pit-1 (202,203). These results suggest that the combination of both Pit-1 and Pit-1T may have a synergistic stimulatory effect on TSHB promoter activity (204).

Other Transcription Factors Involved in TSHB Gene Expression

 

As stated above, the transcription factor AP-1 may be involved in modulating regulation of TSHB gene expression mediated by thyroid hormone (Fig. 13). Accordingly, a potential AP-1 binding site is present between -1 to +6 bp of the TSHB gene (184), and the integrity of this site is required for maximal stimulation of  the hTSHB gene (205). Haugen et al. (206) described a new 50 kd thyrotroph-specific protein whose binding together with Pit-1 is needed for optimal basal expression of the mouse TSHB gene; this factor was subsequently identified as the transcription factor GATA-2 (207). GATA-2 stimulates the mouse TSHB promoter synergistically with Pit-1 and is needed for optimal TSHB gene basal activity. Another pituitary-specific protein (P-Lim), which binds and activates the common glycoprotein hormone alpha subunit promoter, also synergizes with Pit-1 in the transcriptional activation of the TSHB gene in mice (208). Moreover, characterization of the dwarfed Ames (df) mouse led to the cloning of the paired-like homeodomain factor Prop-1 (Prophet of Pit-1) (209). PROP-1 is necessary for Pit1 expression. Biallelic mutations in the human PROP-1 gene have been identified as a further cause of CPHD phenotype affecting somatotropes, lactotropes, and thyrotropes (210,189,167,211).

 

Figure 13. The regulatory region of human TSHB gene (see text for details)

 

cAMP

 

An increase in intracellular cAMP stimulates expression of both the common CGA and TSHB subunit genes (182). In contrast to the TRH gene, this action of cAMP is probably not mediated through direct binding of CREB to a CRE sequence, but by promoting Pit-1 phosphorylation with subsequent activation of the TSHB promoter  (183,186).

Steroid Hormones

 

Steroid hormones including corticosteroids, estrogen and testosterone modulate TSHB gene expression. Dexamethasone in pharmacological doses decreases serum TSH concentrations in normal subjects (212), in patients (213), and rats (214) with TSH-secreting pituitary adenomas, but does not significantly change TSH subunit mRNA levels (214). This suggests that glucocorticoids may act on TSH biosynthesis at a translational or post-translational level. Furthermore, as discussed before for the TRH gene, several other neuroendocrine mechanisms may participate in vivo in the modulation of TSH synthesis and secretion by glucocorticoids. In keeping with this concept, it has been shown in humans that enhanced hypothalamic somatostatinergic and dopaminergic inhibitory activities are involved in the glucocorticoid-dependent blunting of the TSH response to TRH (215).

 

Estrogens and testosterone have limited direct effects on TSH synthesis and secretion in humans. Estrogens mildy reduce mRNA levels coding for the alpha and beta TSH subunits in hypothyroid rats (216), perhaps interacting with the same response elements involved in thyroid hormone regulation. Testosterone has similar effects, at least in part explained by its peripheral conversion to estrogen (217).

Other Hormones, Neuropeptides and Cytokines

 

Somatostatin, the major physiological inhibitor of GH secretion, is also an inhibitor of TSH secretion in rats and humans (218-220). The physiological relevance of this inhibition is suggested by studies carried out with antibodies to somatostatin whose administration in rats increases serum TSH in basal conditions and after TRH or cold-exposure (212). Indirect evidence for a physiological role of somatostatin in the regulation of TSH secretion has been obtained in humans by the demonstration that stimulation of the endogenous somatostatin tone by oral glucose inhibits TSH response to TRH (221). The TSH-inhibiting activity of somatostatin is an acute phenomenon, while long-term treatment with somatostatin analogues does not cause hypothyroidism in man (222,223), presumably because the effects of the initial decrease in serum thyroid hormone concentration overrides the inhibitory effects of somatostatin. Somatostatin binds to five distinct types of receptors expressed in the anterior pituitary and brain and differing in binding specificities, molecular weight, and linkage to adenylyl cyclase (224). Binding of somatostatin to its receptor causes activation of Gi proteins which in turn inhibit adenylyl cyclase. Somatostatin also induces cellular hyperpolarization via modulation of voltage-dependent potassium channels (225). This mechanism is cAMP-independent and leads to a fall of [Ca2+]i by reducing extracellular calcium influx (226).

 

In animal models, TSH secretion is affected by other hypothalamic hormones: in particular, corticotropin-releasing hormone (CRH) stimulates TSH secretion in chickens (227) through an interaction with CRH-receptor-2 (228), and melanin-concentrating hormone (MCH) suppresses in vivo and in vitro TSH release in rats (229).

 

Neurotransmitters are important direct and indirect modulators in TSH synthesis and secretion. A complex network of neurotransmitter neurons terminates on cells bodies of hypophysiotropic neurons and several neurotransmitters (such as dopamine) are directly released into hypophysial portal blood exerting direct effects on anterior pituitary cells. Furthermore, many dopaminergic, serotoninergic, histaminergic, catecolaminergic, opioidergic, and GABAergic systems project from other hypothalamic/brain regions to the hypophysiotropic neurons involved in TSH regulation. These projections are important for a normal TSH circadian rhythm, response to stress, and cold exposure, while basal TSH secretion is mainly regulated by intrinsic hypothalamic activity (230-232). Despite the difficulty to precisely identify the relative contributions of different neurotransmitter systems in the regulation of TSH secretion, the role of some of them (particularly dopamine and catecholamines) has been rather well defined.

 

Dopamine, acting via the DA2 class of dopamine receptors, inhibits TSH synthesis and release; similarly, to somatostatin, this activity is exerted through a decrease in adenylate cyclase (233-235). Dopamine also inhibits mRNA coding for alpha and TSHB subunits and gene transcription in cultured rat anterior pituitary cells (77). In contrast, with its inhibitory activity at the thyrotroph level, dopamine at the hypothalamic levels stimulates both TRH and somatostatin release (236,237), with an opposite effect on TSH secretion.

 

In contrast to dopamine, adrenergic activation positively regulates TSH secretion. Central stimulation of alpha-adrenergic pathways increases TSH release in rats, presumably through stimulation of TRH secretion. Furthermore, alpha1 adrenergic agonists also enhance TSH release from pituitary cells in vitro by mechanisms which are independent of those activated by TRH (238,239,236,237). It is thought that alpha-adrenergic activity on thyrotrophs is linked to adenylate cyclase activation since agents increasing intracellular cyclic AMP in these cells can increase TSH release (240-242).

 

Opioids inhibit TSH secretion in rats and this action is blocked by the antagonist naloxone (243), while in humans they appear to exert a stimulatory effect, especially on the nocturnal TSH surge (244,232).  Several other neuropeptides may affect TSH secretion in vivo or in vitro. Cholecystokinin (CCK) (245), gastrin-releasing peptide (GRP) (246), and neuropeptide Y (NPY) (247) exert inhibitory effects, while arginine-vasopressin (AVP) (248), glucagon-like peptide-1 (GLP-1) (249), galanin (250), and leptin (251,252) stimulate TSH secretion. Although the precise physiological role of these peptides remains to be clarified, it has been recently suggested that they may be important in connecting nutrition status and thyroid function (253), as discussed in more detail later.

 

Cytokines have recently been demonstrated to have important effects on TRH or TSH release. Both interleukin 1 beta (IL-1 beta) and tumor necrosis factor alpha (cachectin) inhibit TSH basal release (254-257), while no inhibition is observed on TSH response to TRH (258), and this effect is independent of thyroid hormone uptake or receptor occupancy. At the same time, IL-1 beta stimulates the release of corticotropin-releasing hormone and activates the hypothalamic-pituitary-adrenal axis (259). Interleukin-1 beta is produced in rat thyrotrophs, and this production is markedly increased by bacterial lipopolysaccharide (260,261). It could thus reduce TSH secretion by either autocrine or paracrine mechanisms. The IL-1 beta-dependent cytokine interleukin 6 (IL-6) exerts similar inhibitory effects on TSH secretion. Both IL-1 beta and IL-6 acutely inhibit TSH release from the thyrotrophs, while IL-1 beta (but not IL-6) also decreases hypothalamic TRH mRNA and gene expression (262,146,263). Both IL-1 beta and IL-6 stimulate 5’-deiodinase activity in cultured pituitary cells (264), suggesting that increased intrapituitary T4T3 conversion may be involved in the inhibitory activity on TSH production. IL-6 is produced by the folliculo-stellate cells of the anterior pituitary (265,266), and, like IL-1 beta may regulate TSH release in a paracrine fashion (263,259). As discussed later, increased concentrations of circulating pro-inflammatory cytokines are involved in the alterations of hypothalamic-pituitary-thyroid axis observed in non-thyroidal illnesses.

 

SIRT1, a NAD-dependent deacetylase, has been proven to be important for TSH secretion by thyrotrophic cells by the SITR1-phosphatidylinositol-4-phosphate 5-kinase-gamma pathway (267).

 

In summary, an intricate set of relationships within and outside the central nervous system controls the TRH-producing neurons in the medial basal hypothalamus. Alterations in any of these mechanisms can influence TRH and consequently TSH release (Fig 13 and 14). The relative importance in human physiology of these neural pathways, which have been directly studied only in animal models, is unknown.

Figure 14. Schematic representation of the main factors interacting in the regulation of TSH synthesis and secretion (DA: dopamine; SS: somatostatin; α-AD: α adrenergic pathways). Red arrows: stimulation; blue blunted arrows: inhibition

 

SHORT AND ULTRA SHORT-LOOP FEEDBACK CONTROL OF TSH SECRETION

 

In additional to the classic negative feed-back of thyroid hormone on TSH and TRH secretion detailed in the above paragraphs, evidence is accumulating that pituitary TSH is able to inhibit TRH secretion at the hypothalamic level (short feedback) and TSH secretion at the pituitary level (ultra-short feedback) (268). Early observations of inhibition of TSH secretion by injection of pituitary extracts have been recently corroborated by the demonstration of TSH receptor expression (together with other pituitary hormone receptors) in the hypothalamus (269,270) and in the folliculo-stellate cells of the adenohypophysis (271). The precise physiological role of short and ultra-short feedback in controlling TRH/TSH secretion remains to be elucidated. It may be speculated that they concur in the fine tuning of the homeostatic control and in the generation of the pulsatility of TSH secretion. The possibility that thyroid-stimulating autoantibodies present in Graves’ disease recognize hypothalamic and pituitary TSH receptors has also been suggested to explain suppressed serum TSH levels in some euthyroid Graves’ patients (268).

Summary of the Main Steps Involved in the Hypothalamic-Pituitary-Thyroid (HPT) Axis

 

An attempt to summarize the main steps involved in the feedback regulation of the HPT axis is illustrated in Fig 14 (128). Thyroid hormones inhibit the effects of TRH on TSH release without interfering with TRH binding to its receptors, but exerting complex negative transcriptional and post-transcriptional activities on TSH synthesis and secretion discussed above. Several factors other than thyroid hormones are involved in the fine regulation of HPT axis as depicted in Fig. 13 and described in more detail in the following paragraphs.

 

PHYSIOLOGICAL REGULATION OF TSH SECRETION IN HUMANS

 

A number of experimental paradigms have been used to mimic clinical situations that affect the hypothalamic-pituitary thyroid axis in man. However, with the exception of the studies of thyroid status and iodine deficiency, such perturbations have limited application to humans due to differences in the more subtle aspects of TSH regulation between species. For example, starvation is a severe stress and markedly reduces TSH secretion in rats, but only marginally in humans. Cold stress increases TSH release in adult rats by alpha-adrenergic stimulation, while this phenomenon is usually not observed in the adult human. Thus, it is more relevant to evaluate the consequences of various pathophysiological influences on TSH concentrations in humans rather than to extrapolate from results in experimental animals. This approach has the disadvantage that, in many cases, the precise mechanism responsible for the alteration in TSH secretion cannot be identified. This deficit is offset by the enhanced relevance of the human studies for understanding clinical pathophysiology.

 

Table 4.  Common Polymorphisms Related to Serum Thyroid Hormones and TSH Variation (270)

Gene

Polymorphism

Effect on serum

 

 

TSH

T4

T4/T3

T3

rT3

T3/rT3

TSHR

rs10149689 A/G*

­

=

=

=

=

=

 

rs12050077 AG

­

=

=

=

=

=

DIO1

D1a-C/T

=

 

 

¯

­

¯

 

D1b-A/G

=

 

 

­

¯

 

 

rs2235544 C/A

=

 

 

­

¯

­

DIO2

D2-ORFa-Asp3

=

­1

=

=

=

=

 

Thr92Ala

=

=

=

=

=

=2

 

rs225014 C/T

=

=

=

=

=

=3

THRB

TRHB-in9 A/G

(­)

=

=

=

=

=

PDE8B

rs4704397 A/G

­

=

=

=

=

=

* Alleles associated with the specified trait are reported in bold; 1 Only in young subjects;

2 Influence L-T4 dose needed to normalize serum TSH in hypothyroid patients; 3 Influence psychological well-being of hypothyroid patients on L-T4 therapy

 

Normal Physiology

 

The concentration of TSH can now be measured with exquisite sensitivity using immunometric techniques (see below). In euthyroid humans, this concentration ranges from 0.4-0.5 to 4.0-5.0 mU/L. This normal range is to some extent method-dependent in that the various assays use reference preparations of slightly varying biological potency. The glycosylation of circulating TSH is different from that of standard TSH, thus preventing the calculation of a precise molar equivalent for TSH concentrations (272,273). Recently, a narrower range (0.5-2.5 mU/L) has been proposed in order to exclude subjects with minimal thyroid dysfunction, particularly subclinical hypothyroidism (274), but the issue is still controversial (275). Moreover, data form large epidemiological studies mostly carried out in iodine sufficient countries like the USA, suggest that age together with racial/ethnic factors may significantly affect the respective “normal” TSH range, with higher levels for older Caucasian subjects (276,277). These data differ from the findings previously reported in selected small series of healthy elderly subjects (278) suggesting an age-associated trend to lower serum TSH concentrations (see below). The reason(s) for such discrepancies are still not understood. Independently from the “true” normal range of serum TSH, there is substantial evidence that this is genetically controlled, the heritability being estimated between 40-65% (279).  As reported in Table 4, polymorphisms of several genes encoding potentially involved in the control of HPT axis show a significant association with serum TSH concentrations (280) and PDE8B, a gene encoding a high-affinity phosphodiesterase catalyzing the hydrolysis and inactivation of cAMP, has been shown by genome-wide association study to be one of the most important (281).

 

The free alpha subunit is also detectable in serum with a normal range of 1 to 5 µg/L, but free TSHB is not detectable (4,282). Both the intact TSH molecule and the alpha subunit increase in response to TRH. The alpha subunit is also increased in post-menopausal women; thus, the level of gonadal steroid production needs to be taken into account in evaluating alpha subunit concentrations in women. In most patients with hyperthyroidism due to TSH-producing thyrotroph tumors, there is an elevation in the ratio of the alpha subunit to total TSH (4,16,283,182,184). In the presence of normal gonadotropins, this ratio is calculated by assuming a molecular weight for TSH of 28,000 and of 13,600 Da for the alpha subunit. The approximate specific activity of TSH is 0.2 mU/mg. To calculate the molar ratio of alpha subunit to TSH, the concentration of the alpha subunit (in ug/L) is divided by the TSH concentration (in mU/L) and this result multiplied by 10. The normal ratio is <1.0 and it is usually elevated in patients with TSH-producing pituitary tumors but it is normal in patients with thyroid hormone resistance unless they are post-menopausal (284).

 

The volume of distribution of TSH in humans is slightly larger than the plasma volume, the half-life is about 1 hour, and the daily TSH turnover between 40 and 150 mU/day (283). Patients with primary hypothyroidism have serum TSH concentrations greater than 5 and up to several hundred mU/L (118). In patients with hyperthyroidism due to Graves' disease or autonomous thyroid nodules, TSH is suppressed with levels which are inversely proportional to the severity and duration of the hyperthyroidism, down to levels as low as <0.004 mU/L (285-287).

 

TSH secretion in humans is pulsatile (288-290). The pulse frequency is slightly less than 2 hours and the amplitude approximately 0.6 mU/L. The TSH pulse is significantly synchronized with PRL pulsatility: this phenomenon is independent of TRH and suggests the existence of unidentified underlying pulse generator(s) for both hormones (291). The frequency and amplitude of pulsations increases during the evening reaching a peak at sleep onset, thus accounting for the circadian variation in basal serum TSH levels (292,293). The maximal serum TSH is reached between 21:00 and 02:00 hours and the difference between the afternoon nadir and peak TSH concentrations is 1 to 3 mU/L. Sleep prevents the further rise in TSH as reflected in the presence of increases in TSH to 5-10 mU/ml during sleep deprivation (294,295). The circadian variation of TSH secretion is probably the consequence of a varying dopaminergic tone modulating the pulsatile TSH stimulation by TRH (296). Interestingly, TSH molecules secreted during the night are less bioactive and differently glycosylated than those circulating in the same individual during the day, thus explaining why thyroid hormone levels do not rise after the nocturnal TSH surge (296). There is convincing evidence seasonal change in basal TSH (297), but there are no gender-related differences in either the amplitude or frequency of the TSH pulses (290). The diurnal rhythmicity of serum TSH concentration is maintained in mild hyper- and hypothyroidism, but it is abolished in severe short-term primary hypothyroidism, suggesting that the complete lack of negative feedback to the hypothalamus or pituitary or both may override the central influences on TSH secretion (298).

 

TSH in Pathophysiological States

 

NUTRITION

 

In the rat, starvation causes a marked decrease in serum TSH and thyroid hormones.  While there is an impairment of T4 to T3 conversion in the rat liver due to a decrease in both thiol co-factor and later in the Type 1 deiodinase (302-304), the decrease in serum T3 in the fasted rat is primarily due to the decrease in T4 secretion consequent to TSH deficiency (304,305). In humans, starvation and moderate to severe illness are also associated with a decrease in basal serum TSH, pulse amplitude and nocturnal peak (306-310). In the acutely-fasted man, serum TSH falls only slightly and TRH responsiveness is maintained, although blunted (311,312). This suggests that the thyrotroph remains responsive during short-term fasting and that the decrease in TSH is likely due to changes secondary to decreased TRH release. There is evidence to support this in animal studies, showing reduced TRH gene expression in fasted rats (313,314). Administration of anti-somatostatin antibodies prevents the starvation induced serum TSH falls in rats, suggesting a role for hypothalamic somatostatinergic pathways (315). However, fasting-induced changes in dopaminergic tone do not seem to be sufficient to explain the TSH changes (315,309).

 

Recent studies provide compelling evidence that the starvation-induced fall in leptin levels (Fig. 15) plays a major role in the decreased TSH and TSH secretion of fasted animals and, possibly, humans (251,316,317). This concept stems from the observation that administration of leptin prevents the starvation-induced fall of hypothalamic TRH (318). The mechanisms involved in this phenomenon include decreased direct stimulation by leptin of TRH production by neurons of the PVN (251,319), as well as indirect effects on distinct leptin-responsive neuroendocrine circuits communicating with TRH neurons (318,320). The direct stimulatory effects of leptin on TRH production are mediated by binding to leptin receptors, followed by STAT3 activation and subsequent binding to the TRH promoter (321,322). One of the latter circuits has been identified in the melanocortin pathway, a major target of leptin action. This pathway involves 2 ligands expressed in distinct populations of arcuate nucleus neurons in the hypothalamus [the alpha-MSH and the Agouti receptor protein (AgRP)] and the melanocortin 4 receptor (MC4R) on which these ligands converge, but exert antagonistic effects (stimulation by alpha-MSH; inhibition by AgRP). Leptin activates MC4R by increasing the agonist alpha-MSH and by decreasing the antagonist AgRP and this activation is crucial for the anorexic effect of leptin. The specific involvement of the melanocortin pathway in TRH secretion is suggested by the presence of alpha-MSH in nerve terminals innervating hypothalamic TRH neurons in rat (128) and human (323) brains and by the ability of alpha-MSH to stimulate and of AgRP to inhibit hypothalamus-pituitary thyroid axis both in vitro and in vivo (319). The activities of alpha-MSH and AgRP on the thyroid axis are fully mediated by MCR4, as shown by experiments carried out in MCR4 knock out mice (324). Fasting may inhibit the hypothalamic-pituitary-thyroid axis also via the orexigenic peptide NPY, which inhibits TRH synthesis by activation of Y1 and Y5 receptors in hypophysiotropic neurons of the hypothalamic paraventricular nucleus (325). At least two distinct populations of NPY neurons innervate hypophysiotropic TRH neurons (326), suggesting that NPY is indeed an important regulator of the hypothalamic-pituitary-thyroid axis.

 

A further contributing cause to the decreased TSH release in fasting may be an abrupt increase in the free fraction of T4 due to the inhibition of hormone binding by free fatty acids (327). This would cause an increase in pituitary T4 and, hence, in pituitary nuclear T3. Fasting causes a decrease in the amplitude of TSH pulses, not in their frequency (328).

 

Ingestion of food results in an acute decline of the serum TSH concentration: this is the consequence of meal composition, rather than stomach distension (329). Long-term overfeeding is associated to a transient increase of serum T3 concentration and a sustained increased response of TSH to TRH (330).

 

Taken together, the above data provide compelling evidence that the hypothalamic-pituitary-thyroid axis is tightly related to the mechanisms involved in weight control. In keeping with this concept, several epidemiological studies suggest that small differences in thyroid function may be important for the body mass index and the occurrence of obesity in the general population (331-334).

 

ILLNESS

 

The changes in circulating TSH which occur during fasting are more exaggerated during illness. In moderately ill patients, serum TSH may be slightly reduced but the serum free T4 does not fall and is often mildly increased (327,335-337). However, if the illness is severe and/or prolonged, serum TSH will decrease and both serum T4 (and of course T3) decrease during the course of the illness. This may be due to a decreased pulse amplitude and nocturnal TSH secretion (338-341). Since such changes are short-lived, they do not usually cause symptomatic hypothyroidism. They are often associated with an impaired TSH release after TRH (306). However, the illness-induced reductions in serum T4 and T3 will often be followed by a rebound increase in serum TSH as the patient improves. This may lead to a transient serum TSH elevation in association with the still subnormal levels of circulating thyroid hormones and thus be mistaken for primary hypothyroidism (342). On occasion, a transient TSH elevation occurs while the patient is still ill. The pathophysiology of this apparent resistance of the thyroid gland to TSH is not clear (343), although this phenomenon could be the consequence of reduced TSH bioactivity, possibly a consequence of abnormal sialylation (344). The transient nature of these changes is reflected in normalization of the pituitary-thyroid axis after complete recovery. It is currently not clearly established whether the above abnormalities in hypothalamic-pituitary-thyroid axis during critical illness reflect an adaptation of the organism to illness or instead a potentially harmful condition leading to hypothyroidism at the tissue level (345,346).

 

NEUROPSYCHIATRIC DISORDERS

 

Certain neuropsychiatric disorders may also be associated with alterations in TSH secretion.  In patients with anorexia nervosa or depressive illness, serum TSH may be reduced and/or TRH-induced TSH release blunted (347). Such patients often have decreases in the nocturnal rise in TSH secretion (293). The etiology of these changes is not known although it has been speculated that they are a consequence of abnormal TRH secretion (348,349). The latter is supported by observations that TRH concentrations in cerebrospinal fluid of some depressed patients are elevated (350,351). There may be a parallel in such patients between increases in TRH and ACTH secretion (352). The increased serum T4 and TSH levels sometimes found at the time of admission to psychiatric units is in agreement with this concept (353,349).

 

MECHANISMS INVOLVED IN THE HYPOTHALAMIC-PITUITARY-THYROID AXIS SUPPRESSION IN NON-THYROIDAL ILLNESSES    

 

The precise mechanism(s) underlying the suppression of the hypothalamic-pituitary-thyroid axis in severe illnesses are only partially known. Evidence for a direct involvement of TRH-producing neurons in humans has been recently provided by the demonstration of low levels of TRH mRNA in the PVN of patients who died of non-thyroidal disease (354). Alterations in neuroendocrine pathways including opioidergic, dopaminergic and somatostatinergic activity have been suggested, but in acutely ill patients the major role appears to be played by glucocorticoids (355) (See below for a more detailed discussion). Activation of pro-inflammatory cytokine pathways is another mechanism potentially involved in the suppression of TSH secretion in nonthyroidal illness. As discussed earlier, IL-1 beta, TNF-alpha and IL-6 exert in vivo and in vitro a marked inhibitory activity on TRH-TSH synthesis/secretion. High levels of pro-inflammatory cytokines (particularly IL-6 and TNF-alpha) have been described in sera of patients with non-thyroidal illnesses (356,357,262,358,359). Serum cytokine concentration is directly correlated with the severity of the underlying disease and to the extent of TSH and thyroid hormone abnormalities observed in these patients. Furthermore, cytokines also affect thyroid hormone secretion, transport and metabolism providing all the characteristics to be considered important mediators of thyroid hormone abnormalities observed in non-thyroidal illness (360-362).

 

EFFECTS OF HORMONES AND NEUROPEPTIDES

Dopamine and Dopamine Agonists  

 

Dopamine and dopamine agonists inhibit TSH release by mechanisms discussed earlier.  Dopamine infusion can overcome the effects of thyroid hormone deficiency in the severely ill patient, suppressing the normally elevated TSH of the patient with primary hypothyroidism nearly into the normal range (235,363). Dopamine causes a reduction of the amplitude of TSH pulsatile release, but not in its frequency (328). However, chronic administration of dopamine agonists, for example in the treatment of prolactinomas, does not lead to central hypothyroidism despite the fact that there is marked decrease in the size of the pituitary tumor and inhibition of prolactin secretion.

 

Glucocorticoids  

 

The acute administration of pharmacological quantities of glucocorticoids will transiently suppress TSH (364-366). The mechanisms responsible for this effect may act both at the hypothalamic and pituitary level, as discussed above. Direct evidence of suppressed TRH synthesis was provided by an autopsy study showing reduced hypothalamic TRH mRNA expression in subjects treated with corticosteroids before death (367). TSH secretion recovers and T4 production rates are generally not impaired. In Cushing's syndrome, TSH may be normal or suppressed and, in general, there is a decrease in serum T3 concentrations relative to those of T4 (366). High levels of glucocorticoids inhibit basal TSH secretion slightly and may influence the circadian variation in serum TSH (222). Perhaps as a reflection of this, a modest serum TSH elevation may be present in patients with Addison's disease (368,369). TSH normalizes with glucocorticoid therapy alone if primary hypothyroidism is not also present. Similar to patients treated with long-acting somatostatin analogs, patients receiving long-term glucocorticoid therapy do not have a sustained reduction of serum TSH nor does hypothyroidism develop, because of the predominant effect of reduced thyroid hormone secretion in stimulating TSH secretion (370).

Gonadal Steroids

 

Aside from the well described effects of estrogen on the concentration of thyroxine-binding globulin (TBG), estrogen and testosterone have only minor influences on thyroid economy. In contrast with the mild inhibitory activity on alpha and beta TSH  subunits expression described in rats(216), in humans TSH release after TRH is enhanced by estradiol treatment perhaps because estrogens increase TRH receptor number (371,372). Treatment with the testosterone analog, fluoxymesterone, causes a significant decrease in the TSH response to TRH in hypogonadal men (373), possibly due to an increase in T4 to T3 conversion by androgen (374). This and the small estrogen effect may account for the lower TSH response to TRH in men than in women although there is no difference in basal TSH levels between the sexes. This is one of the few instances where there is not a close correlation between basal TSH levels and the response to TRH (see below).

 

Growth Hormone (GH) 

 

The possibility that central hypothyroidism could be induced by GH replacement in GH-deficient children was raised in early studies (375,376). However, these patients received human pituitary GH which in some cases was contaminated with TSH, perhaps inducing TSH antibodies. Nonetheless, in a cohort of children treated with recombinant hGH (rhGH) and affected with either idiopathic isolated GHD or MPHD, it was demonstrated that in the former the decrease in serum FT4 levels was not of clinical relevance, while in the latter a clear state of central hypothyroidism was seen in more than a half of the children (377). Concerning adults with GHD treated with rhGH, contradictory results have been reported. One study showed no significant changes in TSH concentrations during rhGH therapy of adults with GH deficiency (378). Later on, in two studies, thyroid function was evaluated in a large cohort of patients with adult or childhood onset of severe GHD. In 47% and 36% of euthyroid subjects, independently from rhGH dose, serum FT4 clearly fell into the hypothyroid range and some of these patients reported symptoms of hypothyroidism (375,376). Such results underline that, in adults as well as in children with organic GHD, rhGH therapy unmasks a state of central hypothyroidism, hidden by the condition of GHD itself.

 

In conclusion, GH does cause an increase in serum free T3, a decrease in free T4, and an increase in the T3 to T4 ratio in both T4-treated and T4 untreated patients. This suggests that the GH-induced increase in IGF-I stimulates T4 to T3 conversion. In keeping with this concept, IGF-I administration in healthy subjects is followed by a fall in serum TSH concentration (379).

 

Catecholamines  

 

Different from the rat, there is scanty evidence of an adrenergic control of TSH secretion in humans. Acute infusions of alpha or beta adrenergic blocking agents or agonists for short periods of time do not affect basal TSH (380,381), although a small stimulatory activity for endogenous adrenergic pathways is suggested by other studies (382,383). Furthermore, there is no effect of chronic propranolol administration on TSH secretion even though there may be modest inhibition of peripheral T4 to T3 conversion if amounts in excess of 160 mg/day are given (384). Evidence of a tonic inhibition of TSH secretion mediated by endogenous catecholamines has been obtained in women during the early follicular phase of the menstrual cycle (385).

 

The Response of TSH to TRH in Humans and the Role of Immunometric TSH Assays

 

More than 4 decades ago, application of ultrasensitive TSH measurements to the evaluation of patients with thyroid disease has undergone a revolutionary change.  This is due to the widespread application of the immunometric TSH assay. This assay uses monoclonal antibodies which bind one epitope of TSH and do not interfere with the binding of a second monoclonal or polyclonal antibody to a second epitope. The principle of the test is that TSH serves as the link between an immobilized antibody binding TSH at one epitope and a labelled (radioactive, chemiluminescent or other tag) monoclonal directed against a second portion of the molecule. This approach has improved both sensitivity and specificity by several orders of magnitude. Technical modifications have led to successive "generations" of TSH assays with progressively greater sensitivities (218,316). The first generation TSH assay was the standard radioimmunoassay which generally has lower detection limits of 1-2 mU/L. The "second" generation (first generation immunometric) assay improved the sensitivity to 0.1-0.2 mU/L and “third" generation assays further improved the sensitivity to approximately 0.005 mU/L.  From a technical point-of-view, the American Thyroid Association recommendations are that third generation assays should be able to quantitate TSH in the 0.010 to 0.020 mU/L range on an interassay basis with a coefficient of variation of 20% or less (386). As assay sensitivity has improved, the reference range has not changed, remaining between approximately 0.5 and 5.0 mU/L in most laboratories.  However, the TSH concentrations in the sera of patients with severe thyrotoxicosis secondary to Graves' disease have been lower with each successive improvement in the TSH assays: using a fourth-generation assay, the serum TSH is <0.004 mU/L in patients with severe hyperthyroidism (287,387).

 

The primary consequence of the availability of (ultra)sensitive TSH assays is to allow the substitution of a basal TSH measurement for the TRH test in patients suspected of thyrotoxicosis (388,285,389,286,287). Nonetheless, it is appropriate to review the results of TRH tests from the point-of-view of understanding thyroid pathophysiology, particularly in patients with hyperthyroidism or autonomous thyroid function. In healthy individuals, bolus i.v. injection of TRH is promptly followed by a rise of serum TSH concentration peaking after 20 to 30 minutes. The magnitude of the TSH peak is proportional to the logarithm of TRH doses between 6.25 up to ³400 ug, is significantly higher in women than in men, and declines with age (390,391). The individual TSH response to TRH is very variable and declines after repeated TRH administrations at short time intervals (391). In the presence of normal TSH bioactivity and adequate thyroid functional reserve, serum T3 and T4 also increase 120-180 minutes after TRH injection (391). There is a tight correlation between the basal TSH and the magnitude of the TRH-induced peak TSH (Fig. 12) Using a normal basal TSH range of 0.5 to 5 mU/L, the TRH response 15 to 20 minutes after 500 ug TRH (intravenously) ranges between 2 and 30 mU/L. The lower responses are found in patients with lower (but still normal) basal TSH levels (287). These results are quite consistent with older studies using radioimmunoassays (392). When the TSH response to TRH of all patients (hypo-, hyper- and euthyroid) is analyzed in terms of a "fold" response, the highest response (approximately 20-fold) occurs at a basal TSH of 0.5 mU/L and falls to less than 5 at either markedly subnormal or markedly elevated basal serum TSH concentrations (Fig. 16) (287). Thus, a low response can have two explanations.  The low response in patients with hyperthyroidism and a reduced basal TSH is due to refractoriness to TRH or depletion of pituitary TSH as a consequence of chronic thyroid hormone excess. In patients with primary hypothyroidism, the low fold-response reflects only the lack of sufficient pituitary TSH to achieve the necessary increment over the elevated basal TSH.

Figure 16. Relationship between basal and absolute (TRH stimulated-basal TSH) TRH-stimulated TSH response in 1061 ambulatory patients with an intact hypothalamic-pituitary (H-P) axis compared with that in untreated and T4-treated patients with central hypothyroidism. (From Spencer et al. (287) with permission)

 

Although, as stated before, the clinical relevance of the TRH test is presently limited, there are still some conditions in which the test may still be useful. These include subclinical primary hypothyroidism, central hypothyroidism (25), the syndromes of inappropriate TSH secretion (393) and non-thyroidal illnesses.

 

In patients with normal serum thyroid hormone concentrations and borderline TSH, an exaggerated TSH response to TRH not followed by an adequate increase in serum thyroid hormone levels may confirm the presence of subtle primary hypothyroidism (391).

 

An abnormal relationship between the basal TSH and the TRH-response is found in patients with central hypothyroidism. Here the fold TSH response to TRH is lower than normal (371,23,287). Again, however, TRH testing does not add substantially to the evaluation of such patients in that the diagnosis of central hypothyroidism is established by finding a normal or slightly elevated basal TSH in the presence of a significantly reduced free T4 concentration. While statistically (287) lower and sometimes delayed increments in TSH release after TRH infusion are found in patients with pituitary as opposed to hypothalamic hypothyroidism, the overlap in the TSH increments found in patients with these two conditions is sufficiently large (371,23,24,394), so that other diagnostic technologies, such as MRI, must be used to provide definitive localization of the lesion in patients with central hypothyroidism. It should be recalled that the TRH test may be useful in the diagnosis and follow-up of several pituitary disorders, but the discussion of this point is beyond the purpose of this chapter.

 

The TRH test still provides fundamental information in the differential diagnosis of hyperthyroidism due to TSH-secreting adenomas from syndromes with non-neoplastic TSH hypersecretion due to pituitary selective or generalized thyroid hormone resistance. In all the above conditions, increased or “inappropriately normal” serum TSH concentrations are observed in the presence of elevated circulating thyroid hormone levels. However, in most (>90%) of TSH-secreting adenomas serum TSH does not increase after TRH, while TRH responsiveness is observed in >95% of patients with nontumoral inappropriate TSH secretion (283,213,391).

 

Perhaps of most interest pathophysiologically is the response to TRH in patients with non-thyroidal illness and either normal or low free T4 indices (Fig. 12). Results from these patients fit within the normal distribution in terms of the relationship between basal TSH (whether suppressed or elevated) and the fold-response to TRH.  Thus the information provided by a TRH infusion test adds little to that obtained from an accurate basal TSH measurement (395). With respect to the evaluation of sick patients, while basal TSH values are on average higher than in patients with thyrotoxicosis, there is still some overlap between these groups (396,337,287,397). This indicates that even with second or third generation TSH assays, it may not be possible to establish that thyrotoxicosis is present based on a serum TSH measurement in a population which includes severely ill patients.

 

CLINICAL APPLICATION OF TSH MEASUREMENTS AND SUMMARY

 

Table 5 lists conditions in which basal TSH values may be altered as practical examples of the pathophysiology of the hypothalamic-pituitary thyroid axis.

 

Table 5. Conditions which May be Associated with Abnormal Serum TSH Concentrations

 

Expected TSH (mU/L)

Thyroid

Status

FT4

TSH reduced

 

 

 

1. Hyperthyroidism

<0.1

­

­, T3

2. “Euthyroid” Graves’ disease

0.2-0.5

N (­)

N(T3­)

3. Autonomous nodules

0.2-0.5

N (­)

N(T3­)

4. Excess thyroid hormone treatment

0.1-0.5

N,­

N,­

5.   Other forms of subclinical hyperthyroidism (including thyroiditis variants)

0.1-0.5

N,­

N,­

6. Illness with or without dopamine

0.1-5.0

N

­, N,¯

7. First trimester pregnancy

0.2-0.5

N (­)

N (­)

8. Hyperemesis gravidarum

0.2-0.5

N (­)

­(N)

9. Hydatidiform mole

0.1-0.4

­

­

10. Acute psychosis or depression (rare)

0.4-10

N

N (­)

11. Elderly (small fraction)

0.2-0.5

N

N

12. Cushing’s syndrome and glucocorticoids excess (inconsistent)

0.1-0.5

N

N

13. Retinoid X receptor-selective ligands

0.01-0.2

¯

¯

14. Various forms of central hypothyroidism

<0.1-0.4

¯

¯

15.  15. Congenital TSH deficiency

    a) Pit-1 mutations

    b) PROP1 mutations

    c) Mutations of TSHB gene in CAGYC region

    d) Skipping of TSHB gene exon 2

    e) Inactivating mutation of TRH receptor gene

 

0

0

0

 

0

1-2   ¯  ¯

 

 

 

¯

¯

¯

 

¯

 

¯

¯

¯

 

¯

 

TSH Elevated

 

 

 

1. Primary hypothyroidism

6-500

¯

¯

2. Resistance to TSH

 

6->100

 

N,¯

 

N,¯

3. Recovery from severe illness

5-30

N

N,¯

4. Iodine deficiency

6-150

N,¯

¯

5. Thyroid hormone resistance

1-15

N (¯,­)

­

6. Thyrotroph tumor

3-30

­

­

7. Central (“tertiary”) hypothyroidism

1-19

¯

¯

8. Psychiatric illness (especially bipolar disorders)

0.4-10

N

N

9. Test artifacts (endogenous anti-mouse gamma-globulin antibodies as well as “macroTSH”)

10-500

N

N

10.  10. Addison’s disease

 

5-30

 

N

 

N

 

 

Clinical Situations Associated with Subnormal TSH Values

 

The most common cause of a reduced TSH in a non-hospitalized patient is thyroid hormone excess. This may be due to endogenous hyperthyroidism or excess exogenous thyroid hormone. The degree of suppression of basal TSH is in proportion to the degree and duration of the thyroid hormone excess. The reduced TSH is the pathophysiological manifestation of the activation of the negative feedback loop.

 

While a low TSH in the presence of elevated thyroid hormones is logical, it results from multiple causes. Prolonged excessive thyroid hormone levels cause physiological "atrophy" of the thyroid stimulatory limb of the hypothalamic-pituitary thyroid axis. Thus, TRH synthesis is reduced, TRH mRNA in the PVN is absent, TRH receptors in the thyrotroph may be reduced, and the concentration of TSH beta and alpha subunits and both mRNAs in the thyrotroph are virtually undetectable. Therefore, it is not surprising that several months are usually required for the re-establishment of TSH secretion after the relief of thyrotoxicosis. This is especially observed in patients with Graves' disease after surgery or radioactive iodine, in whom TSH remains suppressed despite a rapid return to a euthyroid or even hypothyroid functional status (398,399).  Since TRH infusion will not increase TSH release in this situation, it is clear that the thyrotroph is transiently dysfunctional (400). A similar phenomenon occurs after excess thyroid hormone treatment is terminated, and after the transient hyperthyroidism associated with subacute or some variants of autoimmune thyroiditis, though the period of suppression is shorter under the latter circumstances (401). This cause of reduced circulating thyroid hormones and reduced or normal TSH should be distinguishable from central hypothyroidism by the history.

 

Severe illness is a common cause of TSH suppression although it is not often confused with thyrotoxicosis. Quantitation of thyroid hormones will generally resolve the issue (327). Patients receiving high-dose glucocorticoids acutely may also have suppressed TSH values although chronic glucocorticoid therapy does not cause sufficient TSH suppression to produce hypothalamic-pituitary hypothyroidism (see above).

 

Exogenous dopamine suppresses TSH release. Infusion of 5-7.5 mg/kg/min to normal volunteers causes an approximately 50% reduction in the concentrations of TSH and consequent small decreases in serum T4 and T3 concentrations (363). In critically ill patients, this effect of dopamine can be superimposed on the suppressive effects of acute illness on thyroid function, reducing T4 production to even lower levels (357). Dopamine is sufficiently potent to suppress TSH to normal levels in sick patients with primary hypothyroidism (363). This needs to be kept in mind when evaluating severely ill patients for this condition. Dopamine antagonists such as metoclopramide or domperidone cause a small increase in TSH in humans. However, somewhat surprisingly, patients receiving the dopamine agonist bromergocryptine do not become hypothyroid. Although L-dopa causes a statistically significant reduction in the TSH response to TRH, patients receiving this drug also remain euthyroid (370).

 

Studies in animals have suggested that pharmacological amounts of retinoids may decrease serum TSH concentration (see also paragraph “Effect of Thyroid Hormone on TSH Secretion”) (402,96). Severe central hypothyroidism associated with very low serum TSH concentration has been reported in patients with cutaneous T-cell lymphoma treated with high-dose bexarotene, a retinoid X receptor-selective ligand able to suppress TSH secretion (403).

 

hCG may function as a thyroid stimulator. During pregnancy, hCG stimulates the thyroid gland of the mother resulting in the typical transient decrease of the TSH levels during the first trimester (0.2 - 0.4 mU/L). Pathologic hCG secretion can result in frank, often mild, hyperthyroidism in patients with choriocarcinomas or molar pregnancies (404).

 

Patients with acute psychosis or depression and those with agitated psychoses may have high thyroid hormone levels and suppressed or elevated TSH values.  The etiology of the alterations in TSH are not known. Those receiving lithium for bipolar illness may also have elevated TSH values due to impairment of thyroid hormone release. Patients with underlying autoimmune thyroid disease or multi-nodular goiter are especially susceptible (405). A small fraction of elderly patients, particularly males, have subnormal TSH levels with normal serum thyroid hormone concentrations. It is likely that this reflects mild thyrotoxicosis if it is found to be reduced on repeated determinations.

 

Congenital central hypothyroidism with low serum TSH may result from mutations affecting TSHB gene or the Pit-1 gene (see paragraphs “The Thyroid-Stimulating Hormone Molecule”,  “Role of Pit-1 and its splicing variants in the regulation of TSHB gene expression” and “Other Transcription Factors Involved in TSHB Gene Expression”.

 

 

Causes of an Elevated TSH

 

Primary hypothyroidism is the most common cause of an elevated serum TSH. The serum free T4 is low normal or reduced in such patients but the serum free T3 values remain normal until the level of thyroid function has markedly deteriorated (118). Another common cause of an elevated TSH in an iodine-sufficient environment is the transient elevation which occurs during the recovery phase after severe illness (342,343). In such patients a "reawakening" of the hypothalamic-pituitary-thyroid axis occurs pari passu with the improvement in their clinical state. In general, such patients do not have underlying thyroid dysfunction. Iodine deficiency is not a cause of elevated TSH in Central and North America but may be in certain areas of Western Europe, South America, Africa and Asia.

 

The remainder of the conditions associated with an elevated TSH are extremely rare. Inherited (autosomal recessive) forms of partial (euthyroid hyperthyrotropinemia) or complete (congenital hypothyroidism) TSH resistance have been described associated with inactivating biallelic point mutations of the TSH receptor gene (406,407). Interestingly, inherited dominant forms of partial TSH resistance have also been described in the absence of TSH receptor gene mutations (408,409). The underlying molecular defect(s) remain(s) to be elucidated in such cases. More frequently, in a patient who has an elevated serum FT4, the presence of TSH at normal or increased levels should lead to a search for either resistance to thyroid hormone or a thyrotroph tumor. Hypothalamic-pituitary dysfunction may be associated with normal or even modest increases in TSH and are explained by the lack of normal TSH glycosylation in the TRH-deficient patient. The diagnosis is generally made by finding a serum free T4 index which is reduced to a greater extent than expected from the coincident serum TSH. Psychiatric illness may be associated with either elevated or suppressed TSH levels, but the abnormal values are not usually in the range normally associated with symptomatic thyroid dysfunction. The effect of glucocorticoids to suppress TSH secretion has already been mentioned. This is of relevance in patients with Addison's disease in whom TSH may be slightly elevated in the absence of primary thyroid disease.

 

Lastly, while most of the artifacts have been eliminated from the immunometric TSH assays, there remains the theoretical possibility of an elevated value due to the presence of endogenous anti-mouse gamma globulin antibodies (410,411). These heterophilic antibodies, like TSH, can complex the two TSH antibodies resulting in artificially elevated serum TSH assay results in euthyroid patients. Such artifacts can usually be identified by finding non-linear results upon assay of serial dilutions of the suspect serum with that from patients with a suppressed TSH. Moreover, the possible presence of “macro TSH” should be investigated in patients with high levels of TSH, normal circulating free thyroid hormones and absence of clinical signs and symptoms of hypothyroidism (410,411). Macro TSH is a large molecular-sized TSH that is mostly a complex of TSH and IgG. Precipitation of the serum with PEG and measurement of TSH in the supernatant is mandatory to confirm the presence of macro TSH, a procedure that is similar to that documenting the presence of macro PRL (412-415).

 

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Thin Fat Obesity: The Tropical Phenotype of Obesity

ABSTRACT

 

Disorders like diabetes and obesity have reached pandemic proportions globally. However, this problem is a little different in some tropical countries especially in the south Asian region. Countries like India and China have the leading number of people living with type 2 diabetes mellitus but paradoxically a much lower number of people with obesity (as defined by body mass index). This paradox is partly explained by the unique thin-fat phenotype prevalent in this region. Though this concept was described about 15 years ago, further evidence regarding its prevalence, pathophysiology, diagnosis, cardiometabolic risks, treatment, and implications for policy change are still emerging. The thin-fat phenotype is known by several other names in the scientific literature including normal weight obesity, metabolic obesity, metabolically unhealthy non-obese, etc. It is defined as an individual who has normal body weight (as measured by body mass index) but a disproportionately high body fat percentage (based on ethnicity and gender specific cutoffs). This phenotype is found to be very common in tropical countries and associated with a high cardiometabolic risk, which is similar to individuals with overt obesity. Moreover, the mortality associated with this phenotype is also significantly higher than nonobese subjects and thus this phenotype needs to be identified as a distinct entity. While evidence for the best therapeutic protocols is still emerging, an improvement in lifestyle intervention shows a slow but a positive trend in improving the cardiometabolic risk of this phenotype. The role of examining the underlying genetic makeup and the use of surrogate measures to estimate body fat could be useful adjuncts in the further characterization of this unique phenotype. In this chapter we summarize the current existing literature of this unique disorder and its importance in tropical countries.

 

INTRODUCTION

 

Developing countries in the south Asian region are undergoing a rapid transition towards an increasing prevalence of non-communicable diseases but at the same time still grappling with undernutrition and infectious diseases. This dual burden of disease may appear as a transient phenomenon but may have deeper implications in determining the phenotype of cardiometabolic diseases in this population (1). One such example is of obesity and diabetes (2, 3). Though countries like India and China are the leading countries with the largest number of people with diabetes there is paradoxically a much smaller number of people with obesity in these countries (4). This paradox is largely due to the altered body composition with increased visceral adipose tissue and decreased lean mass leading to this unique thin fat phenotype that has been described in individuals of south Asian descent (5).

 

Moreover, this problem is further compounded by a younger age of development of these cardiometabolic disorders, a rapidly increasing prevalence, and significant financial constraints for most people to afford good healthcare in these countries (6). This complex situation highlights the need to appropriately identify at risk individuals and intervene in those who have a high cardiometabolic risk irrespective of their apparently lean phenotype. In this review, we discuss this unique thin fat phenotype seen in tropical countries, its prevalence, pathogenesis, clinical implications, and discuss the current evidence-based management.

 

This unique south Asian phenotype was classically described in a seminal paper published in the Lancet in the year 2004 called the YY Paradox (7). This pictorial abstract compared the body mass index and body composition of a Caucasian and an Indian physician. It showed how despite both having a similar normal body mass index (22.3 kg/m2), the body fat content was much higher in the Indian doctor. (21.2% vs 9.1%). Following this, several studies have examined the underlying pathophysiology of this phenotype (8, 9); however, better understanding of the utility and role of the conventional obesity indicators in this phenotype is needed. Furthermore, there is also a need to validate novel clinical and genetic indicators that can be used for mass screening such that the burden of non-communicable disorders in this region can be decreased (10).

 

DEFINITION OF THIN FAT OBESITY

 

Thin fat obesity has been known by several names in the scientific literature. Names such as normal weight obesity, metabolic obesity, metabolically unhealthy non-obese, skinny fat, and sarcopenic obesity(especially in elderly) have been used in the past (5, 11). However, the term normal weight obesity was first described in 2006, by De Lorenzo as an individual with a high body fat despite normal weight (12). Simultaneously it was also observed that the Asian phenotype was very different from the West and the “thin fat phenotype” was commonly found in the Indian ethnicity, both those residing in India and overseas (7, 13).

 

Normal weight obesity or the thin fat phenotype is defined as the presence of an increased body fat percentage in an individual with normal body mass index (5, 14, 15). Though there has been a consensus to use a lower body mass index cutoff for the south Asian population(≥ 25 kg/m2 defined as obesity instead of  ≥ 30 kg/m2 as proposed for Western populations), there has been a significant differences in the defining the thresholds for body fat percentages to overall define this phenotype (16). The most widely used cutoff for body fat percentage in the Asian population is ≥ 20.6 kg/m2 for men and 33.4% in women, which has been rounded to the closest decimal in the table below (4). It is thus important to note, that in addition to the type of obesity indicator used for defining obesity, it is equally critical to use an appropriate ethnicity specific threshold of a given indicator. The cut points for different obesity indicators in India compared to that for Western population is summarized in Table 1.

 

Table 1. Cutpoints Used for Different Obesity Indicators in South Asian and Western Populations

 

South Asians

Western Population

Body Mass Index

-        Underweight

-        Normal Weight

-        Overweight

-        Obese I

-        Obese II

-        Obese III

 

< 18.5 kg/m2

18.5 to 22.9 kg/m2

23 to 24.9 kg/m2

25 to 29.9 kg/m2

30 to 34.9 kg/m2

35 to 39.9 kg/m2

 

< 18.5 kg/m2

18.5 to 24.9 kg/m2

25 to 29.9 kg/m2

30 to 34.9 kg/m2

35 to 39.9 kg/m2

 > 40 kg/m2

Waist Circumference:

-        Men

-        Women

 

> 90cm

> 80cm

 

> 102cm

> 88cm

Waist Hip Ratio:

-        Men

Women

 

> 0.9

> 0.8

 

> 0.9

> 0.8

Body Fat percentage:

-        Men

Women

 

> 20%

> 33%

 

> 25%

> 35 %

 

UTILITY OF ETHNICITY SPECIFIC OBESITY INDICATORS

 

Assessment of obesity in any given patient would depend on two factors. The obesity indicator chosen to assess the obesity status and the cut-off used to define the threshold of obesity (17). Though several obesity indicators have been used for the evaluation of obesity, over the year’s focus had changed to use ethnicity specific cut-offs (10). In addition to the conventionally used indicators like body mass index, waist circumference, and waist hip ratio, more recently neck circumference, waist height ratio, and body fat estimation have been added to the diagnostic armamentarium (18, 19). If more sophisticated imaging is available, visceral fat estimation is now considered the most reliable obesity indicator that may accurately predict underlying cardiometabolic risk factors (19, 20).

 

The key merits and disadvantages of different clinical/ imaging-based obesity indicators are summarized in Table 2. In addition to these other methods such as bio-electrical impedance, potassium counter, and underwater weighing have also been used. Data is still emerging with respect to ethnicity specific cutoffs for these indicators and no universally acceptable thresholds have been defined for different ethnicities.(21)

 

Table 2. Comparison of Different Clinical/Imaging Based Obesity Indicators

Obesity Indicators

Advantages

Disadvantages

Body Mass Index

Easy to measure

Inexpensive

Strongly correlated with body fat levels.

Conventionally used for many years.

Does not distinguish between body fat and lean body mass

Not a good predictor of body fat in the elderly

Gender and ethnicity-based differences are not detected.

Waist circumference

Easy to measure

Inexpensive

Strongly correlated with body fat in adults

Shown to predict mortality

Measurement procedure not standardized

Lack of good reference data for children

Difficult to measure in individuals with morbid obesity.

Skin fold thickness

Convenient

Safe

Inexpensive

Portable

Fast and easy

Not as accurate or reproducible as other methods

Very hard to measure in individuals with a BMI of 35 or higher

Dual Energy X-ray Absorptiometry (DXA)

Accurate

Can measure visceral adiposity

Very low radiation exposure

Can precisely estimate lean mass and fat.

Expensive and currently used in research settings

Not portable

Limited availability

Cannot be used with pregnant women

Magnetic Resonance Imaging (MRI)

Accurate

Allows for measurement of specific body fat compartments, such as Visceral fat and subcutaneous fat

This is expensive and only used in research settings.

Equipment is very heavy and cannot be moved.

 

In a recent study from southern India, we found that waist circumference, waist height ratio, and waist hip ratio were the best indicators to detect underlying type 2 diabetes mellitus in the Indian population (18). More importantly, body mass index. which is the most common obesity indicator used in many south Asian countries, did not perform well in detecting undiagnosed type 2 diabetes mellitus. Though waist circumference is now advocated as a good indicator of centripetal obesity and an indirect measure of visceral adipose tissue, its widespread use in clinical practice is still not routine (22). Furthermore, in recent guidelines assessment of obesity is now advocated to be measured beyond the lens of mere calculated numbers but rather to focus on a more holistic assessment of comorbidities, mental health, and quality of life (23-25).

 

PROBLEM STATEMENT

 

Globally, there is limited data on the prevalence of normal weight obesity and this is further compounded by the different diagnostic cutoffs that have been used to define it. Furthermore, the method of body fat estimation may further augment the problem. Table 3 summarizes the prevalence of normal weight obesity in different tropical countries and the cutoffs used.

 

 

Table 3. Prevalence of Normal Weight Obesity in Different Tropical Countries

Study

Body fat assessment

Body fat % - criteria

Prevalence

Country

 

Kapoor et al

2020(14)

Bio impedance

≥ 20.6% in men;

≥ 33.4% in women

32% [95% confidence interval (CI) 29.1-34.5].

India

 

 

Kim et al 2014 (26)

Bio impedance

≥ 20.6% in men;

≥ 33.4% in women

In normal BMI Subjects - 36% in men; 29% in women

Korea

Madeira et al.

2013(27)

 

Skin fold thickness

TSF + þSSF ≥ P90 ~ 23.1% in men; 33.3% in women

9.2% in men; 9.0% in women

Brazil

Marques-Vidal et al.

2010 (28)

Bio impedance

≥ 30% overall

3.2% in men; 10.1% in women

Caucasians

Romero-Corral et al.

2010(29)

Bio impedance

≥ 20.6% in men;

≥ 33.4% in women

Among normal-BMI subjects: 33.4%

North Americans

Ramsaran C et al 2017(30)

Bio impedance

≥23.1% males, ≥33.3% females

19.9% [95% confidence interval (CI) 15.1-25.7].

Trinidad and Tobago

 

Ji T et al

2020 (31)

Bio impedance

male ≥25% and female ≥35%)

10.7%

China

 

In a recently published study from southern India, it was found that about two third of participants who had a non-obese BMI (< 25 k/m2), actually had a high body fat percentage. These individuals with normal weight obesity, accounted for about one third of the entire study population. (14)

 

As shown in table 3 there is a wide variation in the prevalence of normal weight obesity across different tropical countries but appears to higher than observed in North America. The key reasons for the wide variation in the prevalence of normal weight obesity across the world are multifactorial. In addition to the role played by the genetic background and ethnicity, the method of body fat assessment, the body fat thresholds used to define obesity, the prevalence of overt obesity in that community, and other factors like low birth weight may be responsible for the variation (32). These are discussed in greater detail in the pathophysiology section of this chapter.

 

The high prevalence of normal weight obesity, across different continents calls for better screening and early identification of this poorly recognized phenotype. Many of these patients may go unnoticed by the treating physician and the high risk of metabolic abnormalities such as type 2 diabetes mellitus and hypertension that may lead to severe complications not appreciated. Moreover, a unified diagnostic criterion for establishing a diagnosis of normal weight obesity is needed for being able to compare the prevalence of this phenotype across different populations. However, there a need for ethnicity specific cutoffs and recently countries from the south Asian region have used the body fat percentage cutoff as ~20% for men and 33% for women (4, 5, 10) (Table 1).

 

INSIGHTS INTO THE PATHOPHYSIOLOGY

 

Several factors have been implicated in the pathogenesis of the thin fat phenotype in the south Asian population. (Figure 1). Though overall, there has been in an increase in the prevalence of overt obesity in south Asian countries, which could be attributed to the increased urbanization and reduced physical activity, there still remains a paradox between the disproportionately large number of people with type 2 diabetes and the relatively small number of individuals with overt obesity. The intake of high fat - high sugar meals, easy access to energy dense foods, and limited physical activity have been further compounded by the occurrence of the COVID-19 pandemic (Figure 2) (33-35). Overall, a rapid economic transition in many tropical countries has led to an increased availability of processed foods, more environmental pollution, mechanization of lifestyle and limited time to do physical activity contributing to a rapid increase in the prevalence of obesity in these countries. (36-38).

 

Though urbanization is known to increase the risk of obesity, for the development of the thin-fat phenotype there have been speculations that migration of people from a rural to the urban setting may play a significant role especially in the Indian setting. In a study by Kinra et al, it was found that body fat percentage increased rapidly in the first decade following migration unlike many other cardiometabolic parameters which changed more gradually (39).

 

Low birth weight has also been implicated in the development of this “thin fat” phenotype described in the Indian population. In 2003, Yajnik et al, published findings to support that the thin fat Indian phenotype is present even in newborns. Neonates from Indian origin were compared to those born from a European ancestry in the United Kingdom (40). The authors found the Indian newborn babies were thin in terms of their skeletal mass but had a relatively high amount of subcutaneous fat. This led to term “thin fat neonate” and was in line with the previous thrifty phenotype suggested by Barker (41). These findings provided further impetus to ongoing studies of nutritional programming as a basis for Developmental Origins of Health and Disease (DOHaD).

Figure 1: The key factors implicated in the pathogenesis for the development of the thin-fat phenotype in the south Asian population

Stress associated with maternal malnutrition and a consequent maternal glucocorticoid surge could lead to intrauterine growth retardation and subsequent changes in the fetal hypothalamic pituitary adrenal axis could cause altered ectopic fat deposits, including in the pancreas (42). There is also a possible role of maternal vitamin B12 in influencing fetal growth and programming for chronic diseases, explained through several interlinking metabolic pathways involving methionine and folate cycles collectively called the once carbon hypothesis (43).

 

In a previously published study from our center, we found that individuals with a low birth weight showed trends towards an unhealthy body fat distribution, lower lean body mass, impaired glucose tolerance, and an elevated diastolic blood pressure, even while they were just in their second decade of life (44). More recent evidence from basic science experiments have revealed that not only the birthweight but even the post-natal diet could play an important role in developing normal weight obesity (45).

 

Figure 2: The bidirectional impact of obesity and COVID-19

A higher visceral adipose tissue content which is now considered the most important predictor of cardiometabolic disorders is also said to be higher in individuals from the south Asian region (46). The classical thin fat phenotype is also well explained in this population by the fat overflow hypothesis. This states that south Asians have a much lower capacity of storing fat in the subcutaneous region. Thereby when exposed to high calorie intake the subcutaneous tissue is overwhelmed and the extra fat content then spills into ectopic sites. The classic ectopic sites include the omentum (visceral adipose tissue), kidney, heart, intestine and liver. This then leads to higher amount of VAT despite similar total body fat compared to the European population and therefore the development of normal weight obesity (47).

 

Several genetic variations have also been studied to understand the origins of the thin fat phenotype in the Indian population. Several variants of the FTO and MC4R gene have been implicated in development of this phenotype but further studies are needed in this regard (48). Moreover, the presence of monogenic causes of obesity is higher in the south Asian population due to a higher prevalence of consanguinity (49, 50).

 

CLINICAL IMPLICATIONS

 

This poorly recognized thin fat phenotype is not only common in the south Asian region but also has significant clinical implications with respect to cardio metabolic risk. This is important not only for health care providers practicing in south Asia but is also applicable to the health care of south Asian individuals who have migrated to different countries (51).

Figure 3. Prevalence of diabetes, hypertension, and dyslipidemia in individuals with normal weight obesity as compared to non-obese and overtly obese individuals

 

In a recent study done in south India it was found that individuals with normal weight obesity had a significantly higher prevalence of diabetes, hypertension, and dyslipidemia (defined by the NCEP-ATP III guidelines (52)) as compared to those without obesity. More importantly, the prevalence of these cardiometabolic risk factors were similar to individuals with obesity (Figure 3). After adjusting for other risk factors the odds of normal weight obese individuals having type 2 diabetes mellitus was found to be 2.72 (95% CI:1.46-5.08) as compared to non-obese individuals (53). A similar study from China found that individuals with normal weight obesity also had a significantly higher prevalence of metabolic syndrome when compared to non-obese individuals (54).

 

In the Women's Health Initiative study including 161,808 postmenopausal women between 50 to 74 years, it was found that women with normal weight obesity had a twofold higher risk of developing type 2 diabetes mellitus (55). When compared to non-obese individuals, those with normal weight obesity have not only been found to have a higher risk of atherosclerosis but normal weight obesity has been found to be an independent risk predictor for presence of soft plaques in blood vessels after adjustment for blood pressure, blood glucose, lipid level, c-reactive protein, medications, smoking status, and physical activity (56). In another study involving 23,748 individuals, people with normal weight obesity had a significantly higher odds of having a high Framingham risk score for cardiovascular disease (OR 1.973, 95% CI 1.596-2.439) as compared to normal individuals (57). Similar findings have been found in either sex and even in children, adolescents, and younger adults (58-60).

 

Another important clinically relevant subject related to the thin fat phenotype especially in tropical countries comes with the intersection of non-communicable diseases with chronic cachectic infectious disease. A classic example of this would be the presence of cardiometabolic disorders with an infectious disease like AIDS. We recently reviewed the association of HIV-AIDS with nonalcoholic fatty liver disease in south Asian countries (61). With better treatment of HIV infected individuals, the life expectancy and morbidity due to the virus per se has greatly improved. However, in most tropical countries there is limited screening facilities, widespread use of non-metabolic friendly antiviral drugs, and an existing thin fat phenotype making the prevalence of NAFLD much higher and yet very obscure.

 

In the recent ongoing COVID-19 pandemic, obesity has been considered as one of the key risk factors for increased mortality in the younger population. However, there is emerging evidence that individuals with normal weight obesity especially in the south Asian countries are also more likely to develop severe disease (35). There are several risk factors that have been described to associate the bidirectional relationship between COVID 19 and normal weight obesity (Figure 2).

 

Mortality Associated with Normal Weight Obesity

 

Individuals with normal weight obesity have been found to have a higher all-cause mortality and major adverse cardiac and cerebrovascular events after an acute coronary syndrome when compared to those without normal weight obesity (adjusted (HR 1.83; 95% CI: 1.04-3.31) (62). In another recent study from the Women’s Health Initiative study cohort, which involved 156,624 women followed for a total of 2,811,187 patient years, it was found that women with normal weight obesity were found to have a higher all-cause mortality (HR 1.31; 95% CI, 1.20-1.42) and higher cardiovascular mortality (HR 1.25; 95% CI, 1.05-1.46). There was no difference in the mortality risk between women who had normal weight obesity as compared to those who had overt obesity. Moreover, this is the first study to show that cancer related mortality was also higher in women with normal weight obesity as compared to those who were normal weight without centripetal obesity (HR 1.20; 95% CI, 1.01-1.43) (63).

 

Considering the higher risk of cardiometabolic disease and the higher mortality in people with normal weight obesity, there has been a recent concern in army recruits as they are predominantly deemed fit from an obesity perspective based only on body mass index measurements (64).

 

BODY FAT ESTIMATION

 

Accurate assessment of body fat is one of the key methods of identifying at-risk individuals in the south Asian population. More specifically detection of visceral adipose tissue is clinically more relevant. However, the gold standard for assessment of total body fat and ectopic fat depots is by using a magnetic resonance imaging (MRI), which is limited by the cost, availability, and the expertise required in tropical countries. Several other methods of assessing body fat have been described in literature. These include Dual energy x ray absorptiometry (DXA) scan, bio-electrical impedance, computed tomography (CT), body plethysmography, skin fold thickness, etc. (4, 10). The advantages of using DXA scans is that there is minimal radiation exposure, provides estimates of visceral adipose tissue, and is relatively easy to interpret. However, it is still costly and not widely available in many south Asian countries. DXA scans also cannot be used in community-based studies due to the large size of the DXA scanner compared to other portable machines that estimate fat such as bio-electrical impedance. Though there has been a good concordance between the fat estimation between bio-impedance and DXA scan, it is important to note that this concordance has been seen in normal ranges of body fat. Bio-impedance tends to over-estimate lower body fat percentages and under estimate higher values of body fat percentage (65). Nevertheless, its safe, rapid, and inexpensive. It is important to standardize for the variables that can modify the impedance values. These include room temperature, body position, electrode placement, quantity of urine in the bladder, food and water consumption, and proximity of exercise to time of evaluation.

 

In a large study from rural China involving more than 7000 participants waist circumference  was found to be a better tool than body adiposity index to predict body fat percentage (measured by DXA), however the correlation coefficients between waist circumference and body fat percentage ranged between 0.24 to 0.66 in men and 0.12 to 0.77 in women, across different age groups. (66)

 

Apart from the method of estimation, it is also important to use the appropriate threshold for diagnosing abnormal body fat percentage. The impact of using different cut points for the diagnosis of normal weight obesity has been mentioned before. As per the American Association of Clinical Endocrinology guidelines a body fat percentage of more than 35% for women and 25% for men was set as a threshold for the diagnosis of obesity. However, for Asian countries a cut off of 33.4% for women and 20.6% for men, has been commonly used (4, 10).

 

Though measures of body fat estimation are helpful in clinical practice their widespread use in low -middle income countries may not be possible and good surrogate measures of visceral fat estimation may be the better way forward in such cost restrained settings. We recently studied the utility of using METS-VF, a novel surrogate measure to estimate visceral adipose tissue in Indian subjects with morbid obesity. This performed better than all other common clinically used obesity indicators and had the highest area under the curve 0.78 (95% CI: 0.72-0.85) for predicting VAT. At a cutoff of 7.3, METS-VF was found to have a good sensitivity and reasonable specificity in predicting high visceral adipose tissue in this population (6). Other surrogate measures of FAT assessment that have been used include ‘VAT=TAAT-SAAT model and ap VAT (anthropometrically predicted VAT). Though they have been shown to be useful in selected populations, they have not been validated in many tropical countries (6).

 

While METS-VF uses simple clinical and biochemical parameters, including - waist-height ratio (WHtr), age and sex. LDL cholesterol, serum triglycerides and fasting glucose the VAT=TAAT-SAAT model uses only clinical variables like Waist Circumference, proximal thigh circumference, age and body mass index. Ap VAT is derived from a regression-based model including height, body mass index, and circumferences of the waist and thigh (67-69).

 

MANAGEMENT

 

At this point there is only limited information with respect to the management of the thin fat phenotype, which is widely prevalent in the south Asian population. Only a few intervention studies are available in the literature, and this is an important area of future research. The currently available literature is only based on life-style interventions.

 

A very recently published study exploring the effect of a 12 weeks eu-energetic but high protein diet in women with normal weight obesity in a randomized controlled fashion, revealed no change in body weight at 12 weeks but a favorable change in body composition was noted. The eu-energetic was defined as equal amount of energy content in both groups according to the resting metabolic rate based on the Harris–Benedict predictive formula. (70). In another exercise based intervention, It was found that interval exercise and short duration accumulated exercises (10 minutes x 3 times of cycling) were more favorable in individuals with normal weight obesity as compared to continuous exercises (1 cycling session of 30 minutes) (71).

 

We recently studied the impact of peer led Lifestyle based intervention in an unselected group of individuals including individuals with normal weight obesity at two years of follow-up. The intervention was based on specific targets in diet, physical activity, reduced tobacco and alcohol consumption, and was delivered through multiple sessions by trained peer leaders. Though there has been a significant improvement in reducing the overall cardiovascular risk of the entire study population and benefit in preventing diabetes in certain subgroups in the intervention arm, there was only a minimal improvement noted in the cardiometabolic parameters of individuals with normal weight obesity. The failure in this study to see benefit in patients with normal weight obesity was disappointing (53).

 

The clinical and policy implications of the normal weight obese phenotype are challenging and are summarized in Figure 4. With the limited information that it is currently available, it seems that this phenotype is either more resistant to change than the conventional obesity phenotype or requires more time to show significant improvement in metabolic parameters. The current practice recommendations may only be based on existing literature on overall populations where this phenotype is commonly prevalent. The Indian diabetes prevention study is one such example where individuals with prediabetes were randomized to an intensive lifestyle program targeting a weight reduction of about 7-10% of the original weight along with physical activity of at least 150 minutes per week to the intensity of brisk walking. The relative risk reduction to prevent diabetes was only 29% in this population as compared to 58% in the US based, Diabetes prevention Program (72). Furthermore, addition of Metformin did not add a huge benefit in reducing the risk in this study population but bariatric surgery has been shown to be effective in achieving diabetes remission in another study including individuals with BMI between 22-35 Kg/m2 individuals (73).

 

Thus, with existing literature it may be prudent to evaluate all individuals with normal weight obesity for underlying cardiometabolic risk factors like diabetes, hypertension and dyslipidemia. Treatment for these conditions could be started based on standard guidelines but probably warrant a closely monitored approach and long-term follow-up. It is of paramount importance to educate these patients about their potential cardiometabolic risks which may otherwise be overlooked due to an obscure phenotype. Further research is needed to study the impact of long-term lifestyle changes and other medications on cardiometabolic risk factors, in individuals with normal weight obesity.

Figure 4: The clinical and policy implications of the normal weight obese phenotype

 

SUMMARY

 

To conclude the obesity phenotype in many tropical countries including several south Asian countries is very different from other populations. Given the large prevalence and significantly higher associated cardiometabolic disorders with the thin fat phenotype, it needs to be recognized as a distinct entity such that it can be identified and managed appropriately. While evidence for the best therapeutic protocols is still emerging, a good life style intervention focusing on healthy dietary practices, regular exercise, and reducing tobacco and alcohol consumption shows a positive trend in improving the cardiometabolic risk of this phenotype. The role of examining the underlying genetic makeup and use of surrogate measures to estimate body fat could be useful adjuncts in the further characterization of this unique phenotype.

 

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Infections in Endocrinology: Viruses

ABSTRACT

 

Viruses are one of the simplest pathogenic organisms infecting the human body. Association between viral infections and endocrine system is complex and has not been fully studied. Viral infections can induce several physiological changes in the human endocrine system, resulting in cytokine mediated activation of hypothalamo-pituitary-adrenal axis to increase cortisol production, thus modulating the immune response. Further, many viral infections impact different endocrine organs, either by direct viral invasion or by systemic or local inflammation resulting in transient or permanent endocrinopathies; both hyper and hypofunction of endocrine organs may ensue. Viruses can encode production of specific viral proteins that have structural and functional homology to human hormones. Since endocrine hormones have immunoregulatory functions, endocrinopathies may alter the susceptibility of human body for viral infections. Recently the pandemic causing SARS 2 CoV infection has been shown to affect multiple endocrine organs through a variety of mechanisms, highlighting the significance of viral infection related endocrinopathies in morbidity and mortality. With improving understanding of viruses and their role in the human endocrine system, further research on this field would be required to explore new targets for prevention and treatment of endocrinopathies.

 

INTRODUCTION

 

The endocrine system plays a vital role in homeostasis and immunity. Hormones modulate host defenses by strengthening or weakening the body’s immune system, being one of the key determinants of susceptibility of humans for infections. On the other hand, infective agents through different mechanisms may affect endocrine organs, causing endocrinopathies.

 

Viruses are the most abundant form of life on earth, estimate at 10 quintillion (1031) (1, 2). They are obligate parasites with single or double-stranded DNA or RNA, infecting a variety of hosts; bacteria, algae, fungi, plants, insects, and vertebrates. Viral infections are common among humans, resulting in diseases which may extend into epidemics. The literature is evolving on viral agents being important pathogens in endocrine disorders. Knowledge about the interplay between viruses and the human endocrine system would expand the understanding of acute and chronic effects of viral disease on the human body.

 

HUMANS VIROME

 

The role of viruses in the human body is diverse. Many viruses have been identified to play an essential part in the human microbiome, with an estimate of 380 trillion viral particles inhabiting the human body. This human virome consists of:

 

  1. Human Endogenous Retroviruses (HERV): These viruses are integrated viral genomic material which consists of 8% of the total human genome (1, 3). As they are incorporated into the human genome, they are transmitted vertically to offspring. The function of the HERV in the human genome is not known. However, transcription of these genes may produce proteins, which may alter the function of regulatory genes and elicit an immune response (autoimmune diseases) or cell growth (cancers) in the host (4, 5).

 

  1. Bacteriophages: These viruses inhabit their bacterial hosts, mainly in the human gut in addition to the skin and oral cavity (6, 7). Mostly they show a symbiotic relationship with their host. They may promote health or disease by phage-mediated lysis of pathogenic or commensal bacteria triggered by external factors, thereby controlling bacterial populations and promoting evolutionary advantages to host bacteria (e.g., antibiotic resistance through the transfer of genetic material)

 

  1. Eukaryotic viruses: These viruses infect human cells often resulting in symptomatic diseases or may exist in an asymptomatic carrier state (8).

 

PATHOGENESIS OF VIRAL INFECTIONS IN HUMANS

 

Being an obligate parasite, viruses need to enter the human cell in order to replicate and complete its life cycle. The first step of viral entry into a host cell involves recognition and binding to host cell specific receptors by viral surface proteins (fusion proteins/ spikes). This specificity determines the host range for a particular virus (e.g. HIV viral surface protein, gp120 specifically interact only with CD4, CCR5, and CXCR4 molecules on T lymphocytes) (9). Subsequent events are conformational change of fusion proteins and subsequent entry into the cell through endocytosis (e.g. Adenovirus), cell membrane fusion (e.g. HIV) or direct cell to cell contact (virological synapses e.g. HTLV1) (10). Once the viral DNA or RNA material is inside the host cell, they are incorporated into the host genome and replication of the viral genome and/or transcription of specific proteins will occur. The replicated viral genome gets assembled with viral proteins to produce an increased number of viral particles (virions), which will be released from the infected cell by cell lysis or budding from the host cell. Some viruses undergo a lysogenic cycle where the viral genome is incorporated into a specific location in the host chromosome. This viral genome is known as provirus and mostly remain non-functional within host cells until being activated at some point when the provirus gives rise to active virus which would lead to the cellular death, necrosis, or apoptosis of the host cell (9).

 

Many changes occur in the infected cell and its surrounding tissues leading to immune modulations. Direct cellular damage could occur in the infected host cell by viral proliferation/replication. Proteins encoded by the viral genome can also modulate cellular functions and cause damage to the infected cell (11). Further, the virus itself and infected tissues trigger the innate immune system through cytokines (IL-1, IL-6, IL-8, IL-12, TNF-α, IFN-α/β, TGF-β), complements, and natural killer cells (12, 13). The resultant immune response can cause inflammation or subsequent damage to the infected cell which may further progress to inflammation and damage of nearby uninfected cells (11, 14). Virus induced tissue inflammation increases the production of systemic mediators of inflammation, which may induce a systemic inflammatory condition in the host, affecting many other organs ((11, 15). Subsequently adaptive immunity develops where the host develops cell mediated immunity (to control disease) and humoral immunity with antibodies (to prevent reinfection) against specific viruses (12).  

 

VIRUS INDUCED ALTERATIONS IN THE ENDOCRINE SYSTEM

 

Virus induced changes of endocrine cells and organs can occur in several ways (11).

 

  1. Activation of the hypothalamo-pituitary-adrenal (HPA) axis indirectly as a result of systemic viral infection and inflammation.
  2. Damage to specific endocrine cells by direct viral infection of the cell (through stages of the viral cell cycle).
  3. Damage to specific endocrine cells by viral proteins produced within the cell as a result of viral replication within the cell.
  4. Damage of virus infected endocrine organs by inflammation through activation of an immune reaction (innate and cell mediated).
  5. Damage of uninfected endocrine organs through the systemic immune response as a result of the immune reaction to the viral infection.
  6. Damage of uninfected endocrine organs through autoimmune mechanisms/cross reaction of antibodies.
  7. Viral gene products may induce an alteration of hormonal activity/ production by endocrine cells.

 

Pituitary Gland

 

HPA AXIS RESPONSE TO VIRAL INFECTIONS

 

Any virus which causes systemic viremia and inflammation may stimulate the HPA axis to release cortisol through early innate proinflammatory cytokines (IL-1, IL-6 and TNF-α) and late acquired T cell cytokines (INF-ϒ and IL-2) during an acute viral infection (16). These mediators act on the CRH producing cells of the hypothalamus, corticotrophs in the anterior pituitary as well as on the adrenal cortex to increase glucocorticoids during the illness. Cytokines (IL-1, -2, -4, -7, -8, TNFα and INF-α) are responsible for the expression of glucocorticoid receptors on lymphocytes and neutrophils, enhancing the immune reaction (17). While the stress hormones norepinephrine and epinephrine mobilize immune cells into the blood stream, epinephrine and cortisol are responsible for enhancing differentiation of specific immune cells and directing the cells to the tissues where they are needed (18-20). On the other hand, elevations in glucocorticoids negatively regulate the immune system to reduce the further production of cytokines (e.g., HSV-1, MCMV, influenza,) and promote switching of cellular immunity to humoral immunity, thus protecting the body from an overactive immune response (16). The extent of viral induced glucocorticoid production is specific to the virus and the immune response stimulated by the virus; thus, in infections like LCMV clone E350 where no significant inflammation occurs, glucocorticoid production is minimal (21). However, mouse models with corneal inoculation of HSV-1 virus have shown that even without significant viremia, brainstem infection of HSV-1 can alter the HPA axis stress response through central mediated pathways (22).

 

ANTERIOR PITUITARY DYSFUNCTION

 

Hypothalamo-pituitary dysfunction due to infections remain underestimated (23). Isolated or multiple anterior pituitary hormone deficiencies had been identified during acute viral illnesses of the central nervous system, especially following viral meningo-encephalitis (24, 25). Pituitary dysfunction mainly involves corticotrophin deficiency and hyperprolactinemia and to a lesser extent gonadotrophin, growth hormone, or thyrotrophin deficiencies (24-27). The prevalence of individual deficiencies following viral infections vary among studies. Patterns of hormonal deficiencies following CNS infections depend on the type of causative agent, the localization of the infection, as well as with the severity of the disease (24). Partial or complete deficiency of specific hormones may occur depending on the degree of damage (28).

 

The main mechanisms involved in hypopituitarism with examples are shown in Table 1.

 

Table 1. Virus Induced Changes in Pituitary Function

 

Outcome

Mechanism

Hormone

Examples

Ref

HPA activation

Cytokines

T cell mediated

Cortisol

Any virus causing significant inflammation

(11, 16)

Hypopituitarism

Hypothalamic involvement

CRH, GHRH, TRH, GnRH

CMV, VZV, HIV, SARS

(29-32)

Hypophysitis by direct viral infiltration

ACTH, TSH, GH, LH, FSH

HSV-1/2, HIV, Hanta, SARS 

(29, 32-36)

Ischemia/infarction causing apoplexy

ACTH, TSH, GH, LH, FSH

Hanta, Influenza A

(33, 37)

Hemorrhage to pituitary (Later empty Sella)

GH, ACTH, TSH, LH, FSH,

Hanta, VZV

(28, 38-40)

Antibody mediated hypophysitis

ACTH,

GH, FSH, LH

SARS-COVID 19, Rubella

(41, 42)

Mechanism not identified

 

Coxsackie B5, Influenza A,

(24, 43, 44)

Hyperprolactinemia

Dopaminergic stress response

Prolactin

 

(52, 53)

SIADH

Damage to hypothalamic/ stalk / posterior pituitary cells

ADH

HSV-1, EBV

(45-47)

Diabetes insipidus

Direct viral invasion

ADH

Hanta, CMV, HSV, Coxackie B1

(48-51)

 

Hypophysitis can occur either early in the acute phase of the infection or at a later stage as a sequela of a CNS infection (24, 25). A proportion of patients who have deficiencies in anterior pituitary hormones during the acute phase of a viral infection recover hormonal function, typically within 1 year, indicating the transient nature of the damage in a subset of patients (25, 29). Delayed development of pituitary insufficiency can remain asymptomatic or present with vague symptoms. The deficiencies in such case will remain permanent, needing life-long hormonal replacement. If not for a high degree of suspicion, hypopituitarism can be misdiagnosed as the post-encephalic syndrome (23).

 

Acute viral infections can cause hyperprolactinemia in response to elevated cytokines IL-1, IL-2 and IL-6, which stimulate prolactin production (52). Further, certain viral infections (e.g., HIV) directly reduce the dopaminergic tone increasing prolactin levels (53). Macrophages, monocytes, lymphocytes, and natural killer cells possess prolactin receptors. Prolactin binding to these receptors activates downstream signaling pathways that will stimulate immune cell proliferation, differentiation, and survival (52). Prolactin also antagonizes the immunosuppressive effects of TNF-α and TGF-β (54). Therefore, elevated prolactin acts as an immunomodulator during acute infections.

 

Although rare, CNS viral infections may also present as an emergency with pituitary apoplexy, precipitating ischemia or bleeding in a normal pituitary gland or a pituitary tumor (33, 37, 38, 40). Some patients present with the empty sella syndrome following initial hemorrhagic insult to the pituitary, mostly with anterior pituitary hormonal deficiencies.

 

POSTERIOR PITUITARY DYSFUNCTION

 

SIADH is a well-known complication of infections, particularly CNS viral infections with HSV and tick-born infections(55, 56). The possible mechanism is cytokines released during inflammation, especially IL-6, causing non-osmotic release of vasopressin from the posterior pituitary (57). The presence and severity of hyponatremia depends on the infective agent, severity of the infection, and infected foci. Hyponatremia portends a worse prognosis (45).

 

Direct viral destruction of ADH and oxytocin producing neurons in the hypothalamus, pituitary stork, or posterior pituitary would result in central diabetes insipidus (49). It is usually associated with anterior pituitary hormone deficiency and is described mainly in immunocompromised patients with encephalitis (49, 58, 59). 

 

Thyroid Gland

 

Systemic viral infections may result in alterations of thyroid functions, giving rise to the “Sick Euthyroid syndrome”, “non-thyroidal illness syndrome”, or “Low T3 syndrome”(60). This is characterized by decreased levels of serum T3 and sometimes thyroxine (T4), without an increased secretion of TSH. Mechanisms involved are elevated circulating cytokines, cortisol, and free fatty acids influencing deactivation of deiodinase-1 enzyme (reduces T4 to T3 conversion), activation of deiodinase-3 enzyme (increased conversion of T3 to rT3), down regulation of hypothalamo-pituitary-thyroid axis resulting in normal or low TSH levels despite low T3 levels, and changes in thyroid binding proteins (61).

 

Direct viral invasion of the thyroid gland with subsequent cytotoxic T-cell mediated inflammation of the gland results in infiltration of thyroid follicles with disruption of the basement membrane leading to subacute thyroiditis and the release of thyroid hormones (62). Presence of viral material had been identified in diseased thyroid glands in certain patients (e.g., mumps) while others show viral IgG antibodies / rise in titers (Mumps, Coxsackie, adeno and influenza) (63, 64). However, elevated antibodies to common respiratory tract viruses may be an anamnestic response due to the inflammatory process (65). Epidemiological data has shown subacute thyroiditis during outbreaks of viral infections and seasonal clustering when viral infections are also commonly seen (66).

 

Viruses triggering the immune response leading to the development of autoimmune thyroid diseases like Hashimoto’s thyroiditis and Grave’s disease has been suggested (67, 68). Possible mechanism include (69);

  • Molecular mimicry: recognizing an epitope on an external antigen
  • TLR activation by virus and heat-shock protein effects
  • Enhanced thyroid expression of human leukocyte antigen molecules

 

The above mechanisms could facilitate the development of antigen-specific adaptive immunity, causing autoimmune thyroiditis (68, 70). In Grave’s disease, significant homology had been identified in HIV-1 induced viral Nef-protein and the human TSH receptor, raising the possibility of T cell activation through a viral antigen acting as an autoantigen (71). Further, EBV infection results in over-expression of HLA antigens, predisposing to immune mediated mechanisms of Grave’s disease (72).

 

Elevated levels of TBG had been observed in patients with HIV in both stable and ill patients (36). The mechanism of this finding is unknown but care should be taken in interpreting total T4/T3 levels in patients with HIV.

 

Table 2. Virus Induced Diseases of the Thyroid Gland

Outcome

Mechanism

Hormone

Example

Ref

Sick euthyroid syndrome

Deactivation of deiodiase-1 (through cytokine mediated inflammation)

Low T3

Normal or low T4/TSH

Any virus causing significant inflammation

(32, 61)

Activation of deiodinase-3

Down regulation of HPT axis

Changes in circulating proteins

Subacute thyroiditis

Direct viral invasion

Hyperthyroidism followed by hypothyroidism

(mostly reversible within 12 months)

Mumps, Coxsackie, adeno, influenza, SARS

(63, 64, 73)

Autoimmune hypothyroidism

Development of adaptive immune system through:

-        Molecular mimicry

-        TLR activation

-        HLA over expression

 

Antibody mediated

Overt hypothyroidism (Low T4/T3, Raised TSH

Parvovirus B19, mumps, rubella, coxsackie, HSV, Hep C, E, EBV

(66-68)

Subclinical hypothyroidism (normal T4/T3, raised TSH)

Autoimmune hyperthyroidism (Grave’s Disease)

Hyperthyroidism (Low TSH, raised T4/T3)

EBV, HIV-1

(71, 72, 74)

 

Parathyroid Glands and Calcium Metabolism

 

Although rare, parathyroid dysfunction following viral infections has been documented in case reports. Acute hyperparathyroidism has been reported with acute Hepatitis B infection, where hypercalcemia resolved following resolution of the hepatitis. It was postulated that antibody mediated lowering of the calcium set point in the  parathyroid gland had resulted in hyperparathyroidism (75).

 

Hypoparathyroidism is documented with several viral infections including HIV and SARS-COVID 19 (76-78). Parathyroid cells express a protein recognized by antibodies against CD4, the HIV-1 receptor. Therefore, it is possible for the virus to directly infect the parathyroid cells and also circulating autoantibodies against CD4, may impaired PTH release though direct interaction (76).

 

Hypocalcemia is a well-recognized metabolic derangement in some viral infections (e.g., Dengue, measles, SARS-COVID-19), indicating severe disease and worse outcomes (79-81). This is usually transient during the active disease and could be secondary to vitamin D deficiency, hypoalbuminemia secondary to infection, calcium influx into damaged cells, or hypoxia induced cytokine release mediating impaired PTH secretion or tissue response to PTH (82).

 

Pancreas

 

TYPE 1 DIABETES

 

Different viral infections are linked as a potential trigger for the development of Type 1 diabetes. This happens through different mechanisms; direct pancreatic β-cell lysis or immune mediated progressive β-cell destruction though autoimmunity generated from molecular mimicry, bystander activation of autoreactive T cells, and loss of regulatory T cells (83). As a result, hyperglycemia / new-onset insulin dependent diabetes develops.

 

Direct β-cell damage can occur as a result of viral invasion resulting in beta-cell lysis (e.g. coxsackieviruses, Rubella, mumps, enterovirus, influenza, Hep C (84-87) or inflammation following pancreatitis secondary to viral infection (hepatotropic virus, coxsackie virus, CMV, HSV, mumps, varicella-zoster virus), systemic inflammation, or immunomodulation (88). Although the incidence of diabetes following acute pancreatitis is as high as 23% (89), the incidence following viral pancreatitis had not been studied.

 

Virus induced autoimmunity appears to be the main mechanism for viral induced type 1 diabetes. However, the role of viruses seems to be more complex. Certain virus infections induce upregulation of  MHC class I on β cells, thereby enhancing recognition of β cells by autoreactive CD8+ cytotoxic T lymphocytes, thus inducing autoimmunity (90). However, some virus strains (LCMV, CVB) reduce the incidence or delay the onset of type 1 diabetes, probably through a TLR mediated mechanism (90). Whether inductive or protective autoimmunity depends on several factors; level of infection (more severe infections enhance diabetes while low-replicating strains of the same infection seem protective), genetic predisposition, presence of other detrimental environmental triggering factors like viruses, and direct β-cell toxins (91). Adding to the complexity, research on the intestinal virome has shown that certain changes in the intestinal virome precede autoimmunity, especially in developing type 1 diabetes in genetically susceptible people (92).

 

To-date, literature support viral infection (e.g. enterovirus, influenza virus, cytomegalovirus, mumps, rubella, rotavirus, and coxsackie virus) mediated autoimmune destruction of beta-cells through molecular mimicry or activating cross-reactive T cells as one of the potential mechanisms for the pathogenesis of type 1 diabetes (93).

 

Adrenal Glands

 

Primary adrenal insufficiency is a well-known consequence of certain viral infections. Common pathological mechanisms are direct viral invasion causing adrenalitis, adrenal hypofunction due to immunological impact from systemic inflammatory response, and viral-induced autoimmune destruction of the adrenal gland (94). Although less frequent, adrenal glands can be infected in early HSV-1 and -2 infections irrespective of the immune status of the host, with the adrenal gland having the highest number of viral particles of any organ (95). SARS-COVID 19 virus also affects the adrenals by direct cytopathic effects by the virus or due to the systemic inflammatory response (96). Antibody mediated adrenal insufficiency is also seen in SARS viral infection by producing molecular mimics to ACTH. Antibodies to the viral peptides bind both viral protein and host ACTH, may destroy ACTH or reduce the functionality of the hormone, thus reducing the ability of ACTH to induce cortisol production (97).

 

More severe forms of adrenal disruption (usually bilateral) are seen in less common fulminant viral infections; H5N1 avian influenza causing multifocal necrosis of adrenal cells (98),  filoviruses (e.g. Ebola) giving rise to liquefaction of the adrenals (99). Further, immunosuppression has been identified as a predisposing factor for severe adrenal infections. Echoviruses serotypes 6 and 11 which cause lethal disseminated intravascular coagulation in children can affect the adrenals with hemorrhagic necrosis (100). CMV adrenalitis had been reported in more than half of the patients with AIDS, with or without evidence of CMV viremia (101, 102).

 

Adrenal glands are the most commonly affected endocrine organ by HIV infection (103, 104). Early stages of HIV result in a rise in cortisol secretion, as an adaptive response to a stressor. In some patients, this rise in cortisol levels may precipitate reactivation of EBV. During the latter stages, adrenal ‘burnout’, direct viral infection, co-infection by opportunistic microbes (viral – CMV, bacterial, fungal), anti-adrenal cell antibodies (unique to HIV infection), and increased peripheral cortisol resistance may lead to progression to overt adrenal failure (105-107). An autopsy series has shown the adrenal gland to be pathologically compromised in 99.2% of cases of patients with AIDS, highlighting the degree of damage in immunocompromised state (108).

 

Some adrenal neoplasms have a viral etiological relationship, particularly in HIV infected people; EBV associated lymphoma of the adrenal gland and AIDS-associated neoplasms (e.g. Kaposi sarcoma from HHV-8, non-Hodgkin's lymphoma) (109).

 

Gonads

 

TESTES

 

Viruses are well known to cause orchitis, both unilateral and bilateral, as a consequence of a systemic viral infection. Mumps virus is the commonest viral infection affecting the testes, being the most common complication of mumps in post-pubertal men (110). Virus attacks the testicular tissues, leading to an innate immune response, inflammation, and perivascular intestinal lymphocyte infiltration. Resultant swelling exert pressure on intratesticular tissues and leads to testicular atrophy (111, 112). In addition to having varying degrees of hypogonadism, viral infection leads to subfertility; transient changes in sperm count, mobility, and morphology of fertility in unilateral disease while 30 – 87% having infertility due to oligo-asthenospermia in bilateral disease (113). Other viruses have also been identified to cause direct testicular damage including coxsackievirus, varicella, echovirus, Hep E, Zika virus, and cytomegalovirus, leading to varying degree of testicular damage but to a lesser extent than mumps virus (114-116). Certain viruses have also been detected in semen (e.g., Zika, Ebola, HIV, Hep B, Herpes and SARS-COV) and within spermatozoa (e.g., HIV, Hep B and Zika) of infected patients (117, 118). Although some of these could contribute to vertical transmission as well as affect fertility, the role of the viruses needs to be clarified with further research (119, 120).

 

HIV infects the testis early during the course of the disease, targeting testicular leucocytes and germ cells, but is not associated with any apparent morphological changes (121). Viral infection of the germ cells is important in vertical transmission of the disease. Further, HIV-2 and SIV but not HIV-1 are known to damage Leydig cells and reduce testosterone levels (122). HIV/AIDS also make the testes more susceptible for opportunistic infections like CMV, EBV and TB (123). Some evidence has emerged for an oncogenic effect of HIV and EBV infection on human testis but further research is needed (124). 

 

Although viral orchitis induces humoral immune response and result in anti-sperm antibodies, their causal link to subfertility or hypogonadism is unclear (110, 125).

 

OVARIES

 

Viruses affect ovaries through similar mechanisms as the testes; direct invasion and innate immune mediated oophoritis, resulting in changes in estrogen/progesterone to cause varying degrees of hypogonadism as well as affect fertility (126, 127). Mumps, Zika, HIV, and CMV viruses have been documented in the literature as common viral culprits affecting the ovaries and the clinical manifestations range from being silent infections to oophoritis resulting in premature menopause (126-128).

 

Further, some viruses (e.g. CMV) had been implicated in ovarian carcinogenesis but further studies need to clarify the exact causal effect and pathogenesis (129).

 

Viral Protein Mediated Modulation of Hormone System

 

New insights have shown that the viral genomes can produce viral peptide sequences that possess homology with human hormones, growth factors, and cytokines. Such viruses may affect human physiology not by infecting and damaging tissues nor by eliciting immune responses but by producing molecules which mimic the action of functional molecules. Recent research pointed out that viruses belonging to Iridoviridae family, which commonly infect fish, but have been also identified in the human virome (blood and feces), produce viral insulin like peptide (VILP), which has homology to human insulin/ IGF-1 (130). These VILPs could compete with endogenous ligands, stimulate or impair post receptor signaling in an autocrine, paracrine, and endocrine basis. They bind to human receptors and stimulate downstream signaling, increase glucose uptake by adipocytes in vitro and in vivo, and stimulate cell proliferation and growth, but less potently than human insulin/IGF-1 (130-132). The role of VILPs are not fully understood and further research is needed to explore the links between VILP and T1DM, insulin resistance, and certain neoplastic growths in association with viral infections.

 

Other “viral hormones” have also been identified, with structural and/or functional homology to human hormones including IGF-1 and IGF-2, endothelin-1 (ET1), endothelin-2, TGF-β1 and TGF-β2, fibroblast growth factors 19 and 21, inhibin, adiponectin, resistin, adipsin, and irisin in various viruses (132). However, their exact role in altering human physiology in a beneficial or harmful manner is yet to be identified.

 

Certain virus genome encoded proteins may alter the human genomic expression of particular hormones. A classic example is HTLV-1 infected cells producing PTHrP causing hypercalcemia by trans-activation of the PTHrP gene through the TAX viral gene product (133). Certain viral products act at the cellular receptor/post receptor level, resulting in alterations of intracellular hormonal signaling pathways. HIV-1 related Vpr and Tat protein may induce hypersensitivity of the glucocorticoid receptor (GR) resulting in lipodystrophy and insulin resistance (134). A similar mechanism is suggested for Paget’s disease, where there is a possible mumps viral peptide (Nucleocapsid transcript) induced hypersensitivity of osteoclastic receptors to vitamin D (135).  Inactivation of hormone receptor / post receptor signaling may be seen with some viruses; RSV protein miR-29a down regulates GR receptors (136); poxvirus MCV MC013L protein induces inhibition of glucocorticoid nuclear receptor transactivation (137), and E1A protein produced by Adenovirus blocks the action of glucocorticoids on transcription activity genes (138) resulting in resistance to glucocorticoids. As illustrated by the above examples, viral encoded proteins may affect the human endocrine system through alteration of endocrine signaling systems.

 

VIRAL INFECTIONS AS A COMPLICATION OF ENDOCRINE DISEASES

 

HPA Axis

 

Patients with untreated or undertreated adrenal insufficiency are at a higher risk of infections as well as 5-fold higher mortality from infection compared to the normal population (139, 140). Impaired innate immune function, especially with lower natural killer cells among patients with adrenal insufficiency has the potential to make them more susceptible to invading pathogens and cause a higher rate of death following viral infections (141-143). On the other hand, among patients with undiagnosed glucocorticoid deficiency, the initial HPA axis response to increase the level of glucocorticoids in response to the immune mediators will be altered, hence appropriate shaping of the downstream immune response will not take place. This may result in overactive immune response to the viral infections, affecting mortality and morbidity. Replacement regimes which restore physiological glucocorticoid secretion patterns have been shown to reduce susceptibility to infections as well as to improve mortality among patients with adrenal insufficiency (144). Therefore, appropriate steroid treatment regimens should be employed in patients with deficiencies in the HPA axis depending on their clinical state (Doubling steroid dose in mild viral infections, up to 200mg/24-hours hydrocortisone in moderate-severe viral infections) (145).

 

Stress induced hypercortisolemia and elevated epinephrine levels, which occur as a physiological mechanism, could mediate latent viral reactivation (HSV, EBV, VZV) through IL-6 mediated pathways, precipitating viral infections (146-148). However, the level of stress may also determine the threshold for reactivation (e.g. low stress levels precipitating VZV,  high stress levels precipitate an increase in HSV-1 DNA load) (148).

 

Viral infections have an increased prevalence and more severe disease course among patients who are immunosuppressed compared to the general population (149). Cushing’s syndrome or over treatment with steroids impair immune function and are considered as an immunocompromised state with high susceptibility for severe viral infections. Further, the high glucocorticoid levels may mask the initial symptoms of viral infection, delaying medical treatment and would lead to a clinical course which is more difficult to predict than in the normal population (150, 151). In addition, concordant viral infection may precipitate adrenal crisis in patients on glucocorticoid replacement therapy, which adds to the increased mortality from viral illness (139).

 

Pituitary

 

HYPOPITUITARISM

 

Several anterior pituitary hormones have immunoregulatory roles (152). GH, PRL, TSH, and gonadotrophins show stimulatory effects on immune cells while gonadal steroids tend to suppress immune mechanisms (153-156). Patients with multiple deficiencies of anterior pituitary hormones would therefore have variable alterations in their immune systems and show an increased susceptibility for infections and an increased tendency to develop serious infections (157).

 

HYPERPROLACTINEMIA

 

Elevated prolactin levels act as immunomodulators and enhance the host innate and adaptive immune system. Thus, prolactin may protect the host from viral infections as well as help in containing viral infections (52-54).

 

Thyroid Gland

 

Thyroidal diseases have not been shown to increase the susceptibility to viral infections.

 

Parathyroid Glands

 

HYPERPARATHYROIDISM

 

Several in vivo and in vitro studies have demonstrated the immunomodulatory effect of parathyroid hormone. PTH receptors had been identified on cells involved in immune pathways, including neutrophils and B and T lymphocytes (158). In patients with CKD and secondary hyperparathyroidism, elevated PTH has been shown to affect immune cells causing impaired migration, reduced phagocytic and bactericidal activity, and inhibited granulocyte chemotaxis (159, 160). T and B lymphocyte proliferation and antibody production are also affected by PTH. Thus, PTH may reduce the host response to viral infections and increase the susceptibility for severe viral infections (159).

 

Gonads

 

Gender had been one of the key epidemiological factors determining the prevalence and intensity of human viral infections, with men tending to be more susceptible (161). It was shown that females mount a stronger innate and adaptive immune response than males, giving rise to the above differences (162). Rodent studies had demonstrated that in addition to the influence of the sex chromosomes on immune cells, sex hormones also account for this difference through their effects on the immune systems by influencing cell signaling pathways resulting in differential production of cytokines / chemokines and also enhancing T-cell populations and adaptive immune systems through receptors on immune cells (163-165).

 

Low testosterone levels negatively impact the outcome of certain viral infections. Low levels seen in elderly men and in young men with hypogonadism result in higher morbidity and a worse clinical course following certain viral infections (e.g. Influenza) and antibody response is reduced compared to young healthy males (166). Furthermore, treatment with testosterone has been shown to reduce mortality and improve disease course in both young and elderly males with hypogonadism (166). These changes were mainly due to alterations in the immune response by testosterone receptor mediated leukocyte contraction to limit inflammation (monocytes, CD8+ T cells, degranulation and reduced cytokine production) rather than limiting viral replication (165, 167).

 

Estrogen acts as a potent anti-inflammatory hormone that reduces the severity of viral infections such as the influenza virus. Estrogen alters the production of chemokines, target organ recruitment of neutrophils, and cytokine responses of virus-specific CD8 T cells to protect against severe influenza (168). Estrogen shows bipotential effects; small or cyclical amounts enhancing proinflammatory cytokine responses and high or sustained circulating levels reducing production of proinflammatory cytokines and chemokines (169). Female hypogonadism in the form of natural menopause or pathological hypogonadism in young women has been shown to increase susceptibility for viral infections while the use of hormonal replacement therapy or estrogen replacement has reduced viral infections and hospital admissions (170).

 

Diabetes

 

Chronic hyperglycemia is known to be associated with altered innate immune response with reduced chemotaxis, phagocytosis, killing by polymorphonuclear cells and monocytes/macrophages, a reduced response of T cells, reduced neutrophil function, and varying disorders of humoral immunity (171). These defects in immune response predisposes patients with diabetes, especially individuals with poor glycemic control, to different viral infections as well as results in a more severe disease (172). Respiratory viruses like influenza  are known to affect patients with diabetes commonly and have a sixfold higher risk of hospitalization compared to non-diabetics (173). Further, SARS-CoV-2 virus also tends to result in more severe infections in patients with poorly controlled diabetes (174).

 

ENDOCRINE PARAMETERS AS MARKERS OF SEVERE VIRAL INFECTION

 

Severe systemic viral infections tend to cause changes in thyroid profile, which is known as Non-Thyroidal Illness (NTI)/ Sick Euthyroid syndrome. Classic changes in the thyroid profile are low T3 and normal/low TSH and fT4 levels. Low T3 levels and the presence of NTI has been associated with severe viral infections and poor outcomes in several viral infections (e.g., CNS viral infections, SARS-Cov-2) (60, 175).

 

Among many other markers of disease severity, low serum calcium level is also a predictor for severe disease and worse clinical outcome among patients with Dengue and SARS-COV-2 infections (82, 176, 177). The above markers could be used in addition to the usual clinical parameters for assessment and prediction of disease severity and prognosis.

 

COVID-19 AND THE ENDOCRINE SYSTEM

 

Severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2) virus has spread across the globe rapidly since the end of 2019 (Corona virus disease 2019; COVID-19), causing an unprecedented pandemic with significant mortality and morbidity. Because of the novelty of the disease, the possible impact on the endocrine system is not fully understood. However, emerging evidence support that COVID-19 has significant effects on the endocrine system. Additionally, patients with certain endocrinopathies face a worse outcome from COVID-19 infections.

 

SARS-CoV-2 virus uses the host angiotensin-converting enzyme 2 (ACE2) as the receptor for fusion and entry into human cells in order to complete its life cycle (178). Lung is the principal target of COVID-19 virus due to an abundancy of ACE2 receptors and is responsible for the main symptoms of the disease but many endocrine organs (hypothalamus, pituitary, thyroid, pancreas, adrenals, gonads) also express ACE2 receptors abundantly and this predisposes viral entry into endocrine organs and subsequent viral induced changes (179, 180). Possible pathogenic mechanisms are direct viral entry and destruction of cells, inflammation induced cellular dysfunction, and immune/antibody mediated hormonal dysfunction.

 

COVID-19 and Endocrinopathies

 

Data on the impact of COVID-19 infections on endocrine organs are emerging. Previous SARS viral infection outbreaks have revealed a spectrum of endocrinopathies which span from asymptomatic disease to gross hypofunction of endocrine organs (hypothalamus, pituitary, thyroid, adrenals, pancreas and gonads). Considering the similarities of other SARS viruses and SARS-Cov-2 (COVID-19) in structure and pathogenic mechanisms, we can assume that a similar spectrum of diseases can be expected during COVID-19 pandemic.  Table 3 outlines a summary of available data on the impact of COVID-19 infection on endocrine organs.

 

Table 3. COVID-19 Infection Related Endocrinopathies

Gland

Outcome

Mechanism

Reference

Hypothalamus / Pituitary

Hypopituitarism (Hypocortisolism / Secondary hypothyroidism)

Hypothalamic involvement

(29)*

(181, 182)

Hypophysitis from direct viral infiltration

(29)*, (183)

Molecular mimicry for ACTH inducing antibody production, with subsequent destruction of ACTH

(97)*

Central diabetes insipidus

Hypoxic Encephalopathy following COVID-19 pneumonia

Autoimmune neuroendocrine derangement

(184)

SIADH

Through cytokines

-        Non-osmotic release of ADH

-        Hypoxic pulmonary vasoconstriction pathway inducing ADH release

Intravascular volume depletion inducing non-osmotic baroreceptor activation

Pain inducing ADH release through hypothalamus

(185-187)

Thyroid gland

Primary hypothyroidism

Direct viral invasion

Consequence of subacute thyroiditis

(29)*

(188, 189)

Subacute thyroiditis

Direct viral invasion and inflammation

(188, 189)

Grave’s disease

Virus induced trigger for autoimmunity

(190)

Sick euthyroid syndrome

Cytokine induced dysregulation of deiodinases

(190, 191)

Parathyroid gland

Data limited

Pancreas

Diabetes †

(Type 1 & Type 2)

Inflammation / cytokine activation and resultant insulin resistance ‡

(192)

 

Viral invasion and destruction of islet cells

Development of autoimmunity against islet cells ‡

(193)

Pancreatitis

(194)

Diabetes ketoacidosis

Worsening of pre-existing diabetes by above ‡ mechanisms

New onset of type 1 diabetes

(195)

Adrenal glands

Primary adrenal insufficiency

Adrenal necrosis and vasculitis from direct cytopathic effect or inflammatory response

(196)

Bilateral adrenal hemorrhage

(197)

Gonads

(Testis)

Epididymo-orchitis

Inflammation / direct viral invasion

(198)

Hypogonadism †

 

Direct testicular damage by the virus

Indirect inflammatory/immune response in the testicles

(199, 200)

Impairment of sperm quality †

Direct inversion of testes/seminiferous tubules / semen

Elevated immune response in testis

Autoimmune orchitis

(201)

Gonads (Ovary)

Data limited

* Evidence based on SARS-Cov-1/ SARS virus infections

† Need further scientific evidence to establish the effect of infection on endocrine dysfunction

 

In addition to the COVID-19 virus induced hormonal changes, certain pre-existing endocrinopathies may influence the disease course of COVID-19. Patients with immunocompromise due to active Cushing’s disease or long term poorly controlled diabetes are more prone for severe COVID-19 infections and have an increased morbidity and mortality (174, 202). Therefore, care must be taken to treat these patients to achieve good control of their disease state as well as to recognize the increased severity of COVID-19 infections. Patients with adrenal insufficiency are also considered to have an increased risk of  more severe COVID-19 infections with a higher complication risk, including adrenal crisis and mortality (139, 203). Careful management of glucocorticoid replacement would minimize the risk.

 

CONCLUSION

 

Viruses, being one of the common infective agents affecting humans, play an important role related to physiological and pathological changes in the endocrine system. Through different mechanisms; direct and indirect, viruses influence endocrine organs causing hypo- or hyperfunction. Such changes can result in transient or permanent changes in endocrine glands. On the other hand, certain endocrinopathies may affect the course of viral infections, by altering immune mechanisms. Therefore, thorough knowledge of the interaction of viruses with the endocrine system is important and further research is warranted to gain more detailed insights.

 

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Environmental Endocrinology: An Expanding Horizon

ABSTRACT

Environment is an important determinant of endocrine health and certain endocrine disorders could also have a significant impact on the surroundings. Environmental endocrinology is an emerging field of medicine which encompasses the bidirectional impact of endocrine disorders and the physical, chemical, biological, and social environment of an individual. As we aim to improve endocrine health, it is also important to address the external environmental factors that may affect a given endocrine condition. As more data is emerging on this subject, it will help to formulate clinical practice guidelines and policies to optimize endocrine disorders in light of a given external environment.

 

INTRODUCTION

Environment with respect to health refers to all the physical, chemical and biological factors extrinsic to a person, even encompassing the related behavioral responses. The given surroundings can have a significant impact on an individual’s health and even health conditions can influence the environment over a period of time (1). Environmental health is an upcoming field and is referred to as the science and practice of preventing human illness while promoting wellbeing, by identifying and evaluating environmental changes. It further helps to identify and limit exposure to hazardous physical, chemical, and biological agents and thereby limiting their exposure to prevent adverse effects on human health (2). Multiple disciplines of medicine are involved in studying this field and research dealing with environmental health often has a direct impact on policy and practice. Amongst various organ systems that are impacted with environmental health, the endocrine system is maximally affected and very relevant in tropical countries (3, 4). This has been shown across different species and in humans across their life span (5-7). The environmental changes can even result in epigenetic alterations that may then transcend across generations (3, 8). In this chapter, we explore the bidirectional relationship of environment and the endocrine system and suggest a future road map for addressing the research gaps identified in this field (Figure 1).

Figure 1. Relationship of the environment and endocrine system

IMPACT OF ENVIRONMENT ON ENDOCRINOLOGY

The Influence of the Physical Environment on the Endocrine System

In the last century several nuclear disasters have happened from time to time. The impact of these on the endocrine system has widely been reported and is a classic example as to how the physical environment can affect the endocrine system (9-11). The unfortunate incidents in Fukushima and Chernobyl have led to a large amount of exposure of radioactive substances that have been released into the environment. In addition to their adverse effects on reproductive health and carcinogenesis, a considerable impact has been noted on many endocrine glands including the pituitary, thyroid and gonads (12).

 

Following the Chernobyl accident in 1986, it was noted that individuals living in the surrounding areas had a 50% lower sympathetic activity and a 36% lower adrenal cortical activity including a significantly lower blood cortisol level. They also were noticed to have increased hypophyseal-thyroid system dysfunction, higher incidence of goiter, and autoimmune thyroiditis (13). An increased level of thyroxine-binding globulin, lower concentrations of free T3, and an increased risk of non-toxic single nodular and multinodular goiters have been reported (14). On the other extreme, an increased secretion of gonadotropic hormones and accelerated sexual development in women was documented. Higher rates of juvenile diabetes were also noticed in those exposed to the radioactive substances. Higher levels of prolactin and renin, with lower progesterone levels have been documented (14).

 

A similar incidence was repeated in Fukushima in 2011, following a tsunami which caused extensive damage to the nuclear reactor situated there. Though the radiation amount released into the environment was relatively less, the exposure was to a significantly larger population (12). Multiple endocrine effects have also been described secondary to the radiation exposure followed by non-accidental deliberate nuclear weapon testing (15). These effects need to be proactively followed and documented as they have strong policy implications. 

 

Another important environmental health domain which has been of concern in recent times, is the health effects of forest fires. Apart from the multitude of environment related effects of vast forest fires, they also are known to affect the endocrine system (16). Polycyclic aromatic compounds (PACs), released during such forest fires are known endocrine disruptors with steroid like actions and their chronic exposure could affect the hypothalmo-pituitary-adrenal axis (17).

 

In addition to these the impact of built environment, limited areas for safe physical activity, and an increased number of fast-food outlets are responsible for an increasing prevalence of obesity in some developing countries (18).

 

Apart from these examples at the macro-environment level, the micro-environment could also have an impact on the endocrine system. A classic example to support this is hypogonadism in men caused by excessive use of sauna, hot tubs, Jacuzzis, heated car seats, and laptop use. The increased testicular temperature caused by excessive exposure to these activities can impair spermatogenesis (19, 20). Apart from direct effect of heat, excessive use of laptops and mobile phones also exposes the body to higher amount of radio frequency electromagnetic radiation, leading to multiple systemic effects including reduced spermatogenesis and increased blood pressure (21).

 

The Effect of Changes in the Chemical Environment on Endocrinology

 

Globally, the endocrine disruptor chemicals (EDCs) are the best-known examples of how the chemical environment can influence the endocrine system. EDCs are defined as exogenous chemicals that may alter any part of the endocrine system which may include interference in hormone synthesis, secretion, circulation, metabolism, receptor interaction, or elimination (22). Based on the site of their origin - EDC’s have been classified as industrial, residential, or agricultural. The common EDC’s used in industries include polychlorinated biphenyls (PCBs) and alkylphenols. Several pesticides, insecticide, herbicides, phytoestrogens, and fungicides that are used in farming are classified as agricultural and those used in household products like phthalates, polybrominated biphenyls, and bisphenol A are considered as residential (23). EDCs have gathered much interest in recent years and are known to affect several endocrine systems especially the gonadal axis (24). A brief summary has been provided in the table below.

 

Table 1. Endocrine disruptors affecting different endocrine organs

Endocrine system

Endocrine disruptor chemical

Impact

Pituitary

Phytoestrogens (i.e., isoflavonoids, cumestans, lignans, stilbens); pesticides (i.e., organophosphates, carbamates, organochlorines, synthetic pyrethroids); Polyvinyl chloride (PVC); phenols, dioxins, heavy metals, perfluorooctanoic acid.

Precocious puberty, delayed puberty, disruption of the circadian rhythm

Adrenal

Xenoestrogens, Hexachlorobenzene

Adrenal biosynthetic defects

Thyroid

Perchlorate, thiocyanates, nitrates

Hypothyroidism

Gonads

Phthalates, vinclozolin, acetaminophen, and polybrominated diphenyl ethers (PBDE)

Phthalates, diethylstilbestrol, bisphenol A (BPA)

PCB, phtalates, atrazine, genistein, BPA, parabens, triclosan, dichlorodiphenyltrichloroethane (DDT), and metoxychloride (MXC)

Phthalates, bisphenol A, biphenyls, and vinclozolin,

Testicular dysgenesis syndrome

 

 

Endometriosis

 

Female infertility

 

 

 

 

 

 

Male infertility

Endocrine gland cancer

PDBE, organochlorides, PCB, DDT, dichlorodiphenyldichloroethylene (DDE), arsenic, and cadmium

Triclocarban, PCB

PCB, dioxins, cadmium, phytoestrogens, DES, furans, ethylene oxide

Testicular Cancer

 

 

 

Thyroid Cancer

 Breast Cancer

 

In addition to EDC’s several other occupational exposures can also cause endocrine disorders. Exposure to cadmium in silversmiths, without proper personal protective equipment could lead to renal tubular acidosis and subsequent hypophosphatemic osteomalacia (25). Chronic exposure to fluoride through drinking water is known to produce a sclerotic bone disease associated with osteomalacia (26). Exposure to other heavy metals like copper has also been associated with different endocrine disorders as seen in Wilson’s disease (27, 28). Altered exposure to certain food items, may also lead to endocrine disorders. While exposure to cow milk and cassava has been associated with development of diabetes, deficiency of iodine containing sea foods in non-coastal areas is associated with the goiter (29, 30).

 

The Impact of Biological Changes in the Environment on the Endocrine Milieu

 

The most recent and a very lucid example of how the biological environment can affect the endocrine system, is that of COVID -19. It has been shown that COVID-19 can have a myriad of effects on different endocrine systems. However, the most pertinent of all has been its association with diabetes (31-33). Interestingly not only COVID-19 can affect diabetes control but presence of diabetes can also have a direct impact on the outcome of COVID-19 (Figure 2).

Figure 2. The bidirectional relationship between COVID-19 and Diabetes

Similar to COVID-19, there have been reports of other communicable diseases intersecting with non-communicable endocrine disorders. A few common examples that are cited in literature include presence of NAFLD (Nonalcoholic fatty liver disease) in individuals with HIV infection, the association of osteoporosis with Hepatitis B infection, cytomegalovirus associated with Paget’s disease of the bone etc. (34, 35).

 

Certain infections may also be responsible for hormonal deficiencies. An example is histoplasmosis that is predominantly spread by bat droppings can result in adrenal insufficiency. This along with adrenal tuberculosis is still the most common cause of primary Addison’s disease in tropical countries unlike the West where autoimmune adrenalitis is the foremost cause. Similar infective etiologies have also been described to cause hypophysitis and resulting hypopituitarism.

 

The after effects of a of vasculo-toxic snake bite on pituitary and other endocrine organs also comes under the domain of biological environment impacting the endocrine system.

 

The Aftermath of Changing Social Environment on the Endocrine System

 

The social environment can influence the endocrine system in several ways. One such impact that has been increasing in recent years, is an increase in road traffic accidents on highways with higher speed limits, leading to traumatic brain injury. This has been associated with both acute and chronic hypopituitarism. Though first described in 1918, it was initially thought to be a rare phenomenon, but over the years has been recognized with increasing frequency (36). It is currently reported in about one third of patients with a traumatic brain injury (37). However, in autopsy studies up to 86% have demonstrated pituitary injury following traumatic brain injury (38).

 

Social norms and religious customs may further have an impact on the endocrine system. From the impact of prolonged periods of fasting on glycemic control to being customarily clad in veils leading to vitamin D deficiency, several such examples have been cited in literature.

 

IMPACT OF ENDOCRINE DISORDERS ON ENVIROMENT

 

The Influence of Endocrine Disorders on the Physical Environment

 

Globally, a rapid increase in the prevalence of obesity has brought about changes in the physical environment ranging from furniture sizes in clinics to more weight friendly gymnasiums. Additionally, operation tables have now become more accommodative of higher weights (39).

 

Another endocrine disorder that has brought about significant changes in the physical environment is osteoporosis. With an increasing life expectancy and consequent increase in the aged population, there has been a remarkable increase in the prevalence and awareness of osteoporosis. Subsequent fall protective arrangements are in place in several public places and transport facilities (40). Separate priority lines have been made available in different areas where prolonged waiting may be required (41). Moreover, battery operated cars are provided for them in airports and railway stations.

 

 

The changes in the chemical environment secondary to endocrine disorders are predominantly due to deficiency of chemical substances leading to hormone deficiencies. Nutritional vitamin D deficiency and iodine deficiency thyroid disorders have led to a massive fortification campaign in several countries. The impact of both these supplementations have seen phenomenal success across different countries especially in the tropical region (42, 43).

 

In a recently published study from Ireland, it was found that almost two-thirds of the mean daily vitamin D intake of adults came from fortified foods like milk and bread. Though individually milk and bread only helped to meet about 30 and 50% of recommended daily allowance, fortifying both simultaneously could help in meeting 70% of the RDA. This shows the impact of how widespread vitamin D deficiency could be managed by altering the chemical environment of commonly available foods (42).

 

Along similar lines a high prevalence of iodine deficiency disorders a few decades ago, has driven the salt iodination movement in several countries. This is another example of how an endocrine disorder can lead to changes in the surrounding chemical environment. This has definitely resulted in a reduction in the prevalence of goiter in many countries (44, 45).

 

The Effect of Endocrine Disorders on the Biological Environment

 

The classic example of how endocrine disorders could change the biological environment of an individual is how presence of diabetes and obesity could alter the clinical course of COVID 19. It is now clear that the presence of these comorbidities could increase the severity, prolong hospitalization and even increase the mortality of COVID-19 infected individuals (31-33, 46).

 

Other biological disorders that could depend on the endocrine milieu of a person include hormone dependent cancers. Elevations of specific hormones that can increase the risk of certain cancers provide a good opportunity to provide novel therapeutic options that may help in the management the hormone sensitive tumors (47). The commonly cited examples of these hormone dependent tumors where the alteration in the hormone levels could affect the biological activity of these disorders include breast, ovarian, and prostate malignancies.

 

The Footprint of Endocrine Diseases on the Social Environment

 

The rapid increase in the prevalence of diabetes and obesity have changed the availability of different foods and beverages available in social gatherings and supermarkets. Now sugar free foods and drinks are available in every gathering, which was not commonly present a few decades ago. Moreover, fat free snacks, low calorie deserts, and high fiber food options have become the new norm in the current day society (48).

 

SUMMARY

 

Even though several examples of the bidirectional impact of environment and endocrine disorders are cited in this chapter, data on this subject are still emerging and more evidence is needed to precisely quantify its impact. This will enable future practice guidelines and polices to improve the quality of life of people affected with endocrine disorders by modifying their environment and also help in positively changing the physical, chemical, biological, and social environment with respect to a given endocrine disorder.

 

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Pituitary Tumors in Childhood

ABSTRACT

 

The pituitary region in childhood can be mainly affected by two kinds of neoplasia: craniopharyngiomas and pituitary adenomas. Craniopharyngiomas accounts for 1.2 to 4% of all childhood intracranial tumors, at this age adamantinomatous with cyst formation is the most common histological type. Craniopharyngiomas are benign from a histological point of view, but they can be aggressive, invading surrounding tissues and bony structures. Clinical presentation is non-specific with neurological disturbances, such as headache and visual field defects, together with manifestations of endocrine deficiency. Pituitary adenomas constitute less than 3% of supra-tentorial tumors in children, they are less common in pediatric patients than in adolescents or adults. Prolactinoma is the most frequent adenoma type in children, followed by the corticotrophinoma and the somatotrophinoma. Non-functioning pituitary adenomas, TSH-secreting, and gonadotrophin-secreting adenomas are extremely rare in children, accounting for only 3-6% of all pituitary tumors. Presenting symptoms are typically related to endocrine dysfunction, rather than to mass effects. Pituitary adenomas in childhood may have a genetic cause and, in some cases, additional manifestations can occur as part of a syndromic disease. Therapeutic options depend on the tumor type, with surgical approach often remaining the first choice.

 

INTRODUCTION

 

Pituitary function depends on the integrity of the hypothalamo-pituitary axis and the functionality of numerous differentiated cell lines in the anterior pituitary lobe that specialize in specific hormone production. The development of these cell lines is the result of events during pituitary organogenesis that are under the sequential control of transcription factors (1). Any abnormality occurring in the pituitary gland, either congenital (congenital malformations, genetic abnormalities) or acquired (perinatal insults, tumors, infections), will cause profound alterations of the whole endocrine system.

Tumors in the pituitary region can be classified on the basis of topographic criteria as intra-, supra- para- or retrosellar (2). Intrasellar tumors are mostly represented by pituitary adenomas (more than 90% of all intrasellar lesions), while dys-embryogenetic lesions such as Rathke’s pouch cyst or pituitary blastomas are less frequent. The suprasellar tumors are dys-embryogenetic lesions of the midline such as craniopharyngiomas, germinomas, dermoid or epidermoid cysts, lipomas, teratomas, and hamartomas. Other tumors such as meningiomas or gliomas are uncommon during childhood or adolescence. Craniopharyngiomas, the most common cause of hypopituitarism in childhood, and adenomas are the most frequent lesions of the pituitary region in children and adolescents. Virtually all tumors of this region are benign.

 

This chapter aims at reviewing the most recent epidemiological, diagnostic, and therapeutic knowledge on pituitary tumors in childhood and adolescence.

 

CRANIOPHARYNGIOMAS

 

Craniopharyngiomas are rare embryonic malformations of the sellar and parasellar area with an incidence of 0.5 to 2 cases per million persons per year, 30 to 50% of all cases presenting during childhood and adolescence (3-7). They originate from squamous rest cells of the remnant of Rathke’s pouch between the adenohypophysis and neurohypophysis in the region of the pars tuberalis. Rathke’s pouch is a cystic diverticulum from the roof of the embryonic mouth that gives rise to the adenohypophysis and determines the induction of the neurohypophysis. Craniopharyngiomas represent 1.2 to 4% of all childhood intracranial tumors (8-10) and show a bimodal distribution during the first-second decade of life and then in the fifth, apparently without any gender difference (5, 7). The tumor generally originates in the suprasellar region (94-95%), purely suprasellar (20–41%) or both supra- and intrasellar (53–75%), whereas the purely intrasellar forms (5-6%) are less frequent (5). Extremely rare are forms originating in the III ventricle, in the rhinopharynx, in the sphenoid, or in other locations (5). In their pure form, the adamantinomatous form and papillary form are clinicopathologically distinct. In childhood and adolescence, its histological type is usually adamantinomatous with cyst formation (3-7).

 

The pathogenesis of adamantinomatous craniopharyngioma is characterized by the deregulation of the Wnt pathway, in particular by activating mutations in exon 3 of the CTNNB1 gene encoding for β-catenin (11-13). Otherwise, most of papillary craniopharyngioma show a BRAF V600E mutation, resulting into activation of MAPK pathway (13, 14). Papillary forms exhibiting BRAF V600E mutations are rarely found in the pediatric age range (15, 16).

 

Craniopharyngiomas are benign from a histological evaluation but they can be aggressive, invading surrounding bony structures and tissues; they commonly have cystic components that may be multiple and generally cause compression of adjacent neurological structures (3-7). The adamantinomatous form is more locally aggressive and is characterized by a higher rate of recurrence than the papillary form (17). The molecular basis of this phenomenon is still not defined; however, a recent study showed that tissue infiltration could be favored by signaling of tyrosine kinase (18).

 

Clinical Presentation and Diagnosis

 

The diagnosis of craniopharyngioma is often made late, sometimes years after the initial appearance of symptoms. Neurological disturbances, such as headache and visual field defects, together with manifestations of endocrine deficiency such as stunted growth and delayed puberty, are the common presenting symptoms of craniopharyngiomas (3-7). Among adult-onset craniopharyngioma patients, hormonal deficits at the time of diagnosis are much more pronounced when compared with childhood-onset craniopharyngioma patients (3). At diagnosis, endocrine dysfunction is found in up to 80% of patients (3-7). Reduced GH secretion is the most frequent finding, present in up to 75% of patients, followed by FSH/LH deficiency in 40%, and ACTH and TSH deficiency in 25% (3-7). Despite the fact that the tumor is frequently large at presentation, the pituitary stalk is usually not disrupted, and hyperprolactinemia secondary to pituitary stalk compression is found in only 20% of patients (3-7). Diabetes insipidus is also relatively uncommon, occurring in ~17% of patients (3-7, 19). An increase in weight tends to occur as a later manifestation, shortly before diagnosis (3-7). Then, the clinical combination of headache, visual impairment, decreased growth rate, and/or polydipsia/polyuria would be very suggestive of childhood craniopharyngioma in the differential diagnostic process (20).

 

To date, magnetic resonance imaging (MRI) before and after gadolinium application is the standard imaging for the detection for craniopharyngiomas. The neuroradiological diagnosis of craniopharyngiomas is based on the features of the lesion itself and on its relations with the surrounding structures. Particularly, the diagnosis is mainly based on the three characteristic components of the tumor: cystic, solid and calcified (5, 7, 21-23). The cystic component (Fig.1 and 2) constitutes the most important neoplastic part (up to the 70-75% of the total volume), and shows a variable signal depending on the chemical-physical properties of its content (24). A fluid content will appear hypointense in T1 and hyperintense in T2 while a lipid (due to cholesterol), methemoglobin or protein content will appear as hyperintense in T1 and T2 sequences. The solid portion shows an isointense signal in T1 and a hyperintense signal in T2 with enhancement after gadolinium, at variance with the cystic component (Fig. 3 and 4). However, enhancement after paramagnetic contrast is not a consistent feature (24). Computed tomography (CT) imaging is the only way to detect or exclude calcification, which is found in approximately 90% of tumors and therefore a crucial differentiating component for diagnosis (21-23).Calcification appears as areas of low signal in all sequences (23). The radiological appearance of non-homogeneous signal or a prevalent cystic component should not be regarded as a proof of a craniopharyngioma, since macroadenomas can also sometimes be characterized by patterns resembling craniopharyngiomas. Moreover, the craniopharyngioma, without evidence of calcification, could be confused with different neoplasms such as hypothalamic/chiasmatic astrocytomas, germ cell tumors, or Langerhans cell histiocytosis (24).

Figure 1. Resonance imaging T1-weighted sequences on coronal planes. Intra- and suprasellar craniopharyngioma in an 8-year-old boy presenting with reduced growth velocity and headache. This tumor has a total cystic component as shown by the hyper-intense spontaneous signal. (Kindly provided by S. Cirillo, II University of Naples)

Figure 2. Resonance imaging T1-weighted sequences on sagittal planes. Intra- and suprasellar craniopharyngioma in an 8-year-old boy presenting with reduced growth velocity and headache. This tumor has a total cystic component as shown by the hyper-intense spontaneous signal. (Kindly provided by S. Cirillo, II University of Naples)

Figure 3. Resonance imaging T1-weighted sequences on sagittal plane before IV gadolinium chelate administration. Extra-axial craniopharyngioma in the intra and suprasellar space, with non-homogenous signal due to calcifications and cysts, in a 7- year-old boy presenting with reduced growth velocity, sleepiness, and visual loss. (Kindly provided by S. Cirillo, II University of Naples).

Figure 4. Resonance imaging T1-weighted sequences on sagittal plane after IV gadolinium chelate administration. Extra-axial craniopharyngioma in the intra and suprasellar space, with non-homogenous signal due to calcifications and cysts, in a 7- year-old boy presenting with reduced growth velocity, sleepiness, and visual loss. After contrast medium non-homogenous enhancement of the solid component. (Kindly provided by S. Cirillo, II University of Naples).

Treatment Strategy

 

The treatment of craniopharyngioma is individualized on the basis of clinical presentation and several tumoral features such as dimension, location and extension, balancing the therapeutic radicality and the consequent risk of relapse with the onset of neurologic and endocrine complications. In instances where the onset of manifestation is an emergency with symptoms of raised intracranial pressure or rapid deterioration in visual function, to relieve these symptoms and prevent further visual deterioration initial surgical treatment, for hydrocephalus or tumor cyst decompression may be necessary prior to definitive treatment of the tumor (3-7).

 

To date, surgery remains the first treatment option in pediatric craniopharyngiomas. Craniopharyngiomas are characterized by variability of localization and a relationship with important structures like the hypothalamus, optic chiasm, third ventricle, and vessels of the circle of Willis: for this reason, there is no paradigmatic surgical treatment (25). The main purpose of surgery is significant tumoral removal and the operative approach is generally dictated by localization and extent of the craniopharyngioma. Optimal initial localization, without involvement of the hypothalamus and optic chiasm, allows one to aim at radical resection preserving visual and hypothalamic functions; indeed, purely infra-diaphragmatic as well as supra-diaphragmatic/infra-chiasmatic tumors have a favorable surgical outcome with higher gross total resection rates in experienced hands. Otherwise, lesions extending within the third ventricle and lesions beyond 3cm in diameter, independent of their localization, are characterized by a greater complexity of treatment and a worse therapeutic outcome. In effect, radical resection and attempting total neoplastic removal results in significantly impaired functional outcomes (26, 27) , so currently many prefer subtotal removal and subsequent radiotherapy. Aside from the traditional microscopic approach via the subfrontal or pterional craniotomy, transsphenoidal approaches and other minimal invasive surgical methods, e.g., catheter implantation into cystic formations of the tumor, have become popular (26, 27). The transsphenoidal approach is appropriate for infra-diaphragmatic lesions, whereas tumors with suprasellar extensions require a transcranial approach. Nevertheless, the extended transsphenoidal approach has been used in lesion with supradiaphragmatic extension, showing a higher frequency of endocrine and neurological complications compared to the use of the same technique for an intra-diaphragmatic one (28).

 

Radiotherapy is required in case of incomplete tumor removal, which is common for extra-sellar craniopharyngiomas, and can effectively be added to avoid recurrences, determining lower progression rates (21%) compared to subtotal surgery alone (71-90%) (28). In children, however, the benefit of any additional radiotherapeutic treatment should be balanced against the high risk of inducing hypopituitarism later in life. In a retrospective preliminary review aiming at evaluating the efficacy and toxicity of fractionated proton radiotherapy in the management of pediatric craniopharyngioma, local mass control was reported in 14 of 15 patients with few acute side effects and newly diagnosed panhypopituitarism, a cerebrovascular accident (from which the patient recovered), and an out-of-proton-field meningioma in a single patient who received previous radiotherapy as a long-term complications (8, 29).

 

Modern radiotherapy techniques allow a better conformation of the field of action, reducing the dose on the structures adjacent to the craniopharyngioma and the consequent adverse effects, particularly endocrine and visual ones. Currently, intensity modulated radiotherapy (IMRT) and proton beam therapy (PBT) have shown encouraging results in the pediatric population (25).

 

Further, therapeutic options for large cystic craniopharyngiomas are cyst drainage and intracystic instillation of Interferon-alpha, whereas instillation of bleomyicin is no longer used because of neurotoxicity due to leakage.Recently, a multicenter trial on the systemic use of peginterferon alpha-2b, administered subcutaneously, ended prematurely due to a lack of efficacy on the relapse prevention of the solid portion of the neoplasm (28). Relapse of craniopharyngioma occurs in about 35% of patients and the management of recurrence is influenced by previous therapy (30).

 

Currently, attention focuses on the potential of molecular target therapy. Agents that effect the Wnt pathway are not currently available, whereas evaluation of the use of vemurafenib and dabrafenib (BRAF inhibitors) and the combination of dabrafenib and trametinib (a MEK inhibitor) are showing encouraging results (14, 15, 31-33).

 

PITUITARY ADENOMAS

 

Pituitary adenomas are the most common cause of pituitary disease in adults but they are less common in children, becoming increasingly more frequent during the adolescent years (34-37). The estimated incidence of pituitary adenomas in childhood is still unknown since most published series included patients with onset of symptoms before the age of 20 yrs as pediatric patients. Pituitary adenomas constitute less than 3% of supra-tentorial tumors in children, and 2.3-6% of all pituitary tumors treated surgically (34, 35, 38, 39). The average annual incidence of pituitary adenomas in childhood has been estimated to be 0.1/million children (40). Among all supra-tentorial tumors treated during a 25-year period in a center, pituitary adenomas were diagnosed in only 1.2% of children (41). Pituitary carcinomas are rare in adults and extremely rare in children (42). The first, and probably unique, case of pituitary carcinoma in a child was described by Guzel et al. in 2008. A 9-year-old girl, with an history of hydrocephalus treated with ventriculoperitoneal shunt 3 years before, complained of progressive visual and gait disturbance, headache, and speech difficulties. Neurological examination revealed visual loss, papilledema, and dysarthria. Magnetic resonance revealed a large tumor mass in frontal region, multiple lesions in sellar-parasellar region, posterior fossa, and multiple intraspinal metastatic lesions. Gross total resection of frontal mass was performed, and the histopathological and immunohistochemical exams revealed a pituitary carcinoma. Despite of the post-operative use of temozolomide, the patient died after 2 months without response to this therapy (43). There is no consensus on the alleged greater invasiveness of pituitary adenomas in children than in adults, while a slightly greater prevalence in females has been reported (7, 34-36, 40). However, gender distribution reflects the relative contribution of the two main groups, PRL- and ACTH- secreting adenomas, which predominate in most series reported. Prolactinoma is indeed the most frequent adenoma histological type in children, followed by the corticotrophinoma and the somatotrophinoma (44). Non-functioning pituitary adenomas, TSH-secreting, and gonadotrophin-secreting adenomas are very rare in children, accounting for only 3-6% of all pituitary tumors. ACTH-secreting adenomas have an earlier onset and predominate in the pre-pubertal period, where interestingly male cases are more frequent, while GH-secreting adenomas are very rare before puberty, except in XLAG (7). Similar to adults, presenting symptoms are generally related to the endocrine dysfunction, such as growth delay and primary amenorrhea, rather than to mass effects (41, 42, 44-48). Symptoms of pituitary tumor presentation differ according to the tumor type as shown in Table 1 and detailed in the specific sections.

 

Table 1. Prevalence of Clinical Symptoms and Signs in Children/Adolescents with Pituitary Adenomas. Data drawn from ref. 47-53

 

 

PRL-secreting adenomas

 

ACTH-secreting

 adenomas

 

GH-secreting

 adenomas

 

 TSH-secreting

 adenomas

 

 Clinically non-functioning

adenomas

 

Acne

 

 

+

 

 

 

 

Delayed/arrest growth

 

-/+

 

+

 

 

++

 

++

 

Delayed/Advanced bone age

 

 

+

 

+

 

–/+

 

++

 

Delayed puberty

 

++

 

+

 

+

 

+

 

++

 

Early sexual development

 

 

++

 

 

 

 

Erythroses

 

 

+

 

 

 

 

Fatigue or weakness

 

 

+

 

 

+

 

 

Galactorrhea

 

+++

 

 

–/+

 

 

 

Gigantism/Acromegaly

 

 

 

++

 

 

 

Glucose intolerance

 

 

+

 

+

 

+

 

 

Gynecomastia

 

+

 

 

–/+

 

 

 

Headache

 

++

 

+

 

++

 

+

 

++

 

High school performance

 

 

+

 

 

 

 

Hirsutism

 

 

+

 

 

 

 

Hypertension

 

 

+

 

–/+

 

–/+

 

 

Menstrual irregularities

 

++

 

+

 

++

 

+

 

++

 

Mild hyperthyroidism

 

 

 

 

+

 

 

Osteoporosis

 

+

 

+

 

 

+

 

 

Premature thelarche

 

++

 

–/+

 

 

 

 

Primary amenorrhea

 

++

 

+

 

++

 

+

 

++

 

Sleep disturbances

 

 

+

 

 

++

 

 

Striae

 

 

+

 

 

 

Visual field defects

 

+++

––/+

 

+++

 

+++

 

+++

 

Weight increase

 

+

 

+

 

 

 

 

– Absent; –/+ rare; ––/+ very rare; + present; ++ frequent; +++ frequent in macroadenomas

 

PRL-SECRETING ADENOMAS

 

Prolactinomas are the most frequent pituitary tumors both in childhood and in adulthood, and their frequency varies with age and sex, occurring most frequently in females between 20-50 years (35, 44, 49-51). Also, pediatric prolactinomas are more frequent in girls, but earlier onset, larger adenoma volume, and higher serum prolactin levels are found in boys (52).

 

Clinical Presentation and Diagnosis

 

PRL-secreting adenomas are usually diagnosed at the time of puberty or in the post-pubertal period, and clinical manifestations vary in keeping with the age and sex of the child (34-36, 44, 50, 51). Pre-pubertal children generally present with a combination of headache, visual disturbance, growth failure, and amenorrhea (Table 1). Growth failure is not, however, a common symptom: in fact, in two different retrospective studies, 4% of 25 patients (51) and 10% of 20 patients (53) were reported to have short stature at the diagnosis of prolactinoma. Weight gain has been reported to occur in patients with hyperprolactinemia (54-56) but never described in children. In a re-evaluation of the young/adolescent patients with hyperprolactinemia admitted to the University Federico II from January 1st 1995 to December 31st 2004 (44, 57), short stature was found in 7 of 50 patients (14%), five girls and two boys, and another two patients, one girl and one boy, had their height below or at the 5th percentile and another 8 (3 girls) had their height between the 5th and 10th percentile. The height percentiles in the patients with extrasellar/invasive macroprolactinomas were lower than in those having smaller tumors (Fig. 5). Additionally, all girls presented with oligomenorrhoea or amenorrhea; most also had galactorrhea; gynecomastia was present in 12 of 21 boys (57.1%). The most common symptoms of prolactinomas in the peripubertal age are those associated with deficiency of the pituitary-gonadal axis. Menstrual irregularities in girls are common in all types of pituitary adenomas, except those causing Nelson’s syndrome (58). Galactorrhea should be carefully investigated by expressing the breast, because teenagers may not spontaneously refer to it as a symptom, and frequently it is not spontaneous. Headache and visual field defects predominate in patients bearing large adenomas (Table 2).

Figure 5. Height (shown as mean percentiles for age) and Body Mass Index in 50 patients with prolactinomas diagnosed before 20 years of age. Data from ref. (57).

 

Table 2. Presentation of Prolactinomas in Children and Adolescents: The Two-Decade Experience of the Department of Endocrinology and Oncology, University “Federico II” of Naples. Data from reference (57)

 

 

Microadenomas

 

Enclosed Macroadenomas

 

Extrasellar and/or Invasive Macroadenomas

 

Number

 

20

 

21

 

9

 

Girls/Boys

 

15/5

 

11/10

 

3/6

 

Age at diagnosis (yrs)

 

14.4±0.5

 

14.8±0.4

 

13.8±1.1

 

Basal PRL levels (μg/L)

 

138.4±21.6

 

671.4±161.9

 

2123±279

 

Tumor volume on MRI (mm3)

 

113.0±15.1

 

1145±145

 

2826±330

 

Symptoms (%)

 

 

 

 

Secondary or Primary Amenorrhea1

 

53.3%

 

72.7%

 

66.7%

 

Oligomenorrhea1

 

46.7%

 

18.2%

 

0%

 

Gynecomastia2

 

100%

 

60%

 

33.3%

 

Galactorrhea

 

42.8%

 

60%

 

33.3%

 

Visual field defects

 

0%

 

50%

 

66.7%

 

Headache

 

33.2%

 

80%

 

66.7%

 

Calculated only in 1girls or 2boys.

 

Impairment of other pituitary hormone secretion was reported to occur in a minority of patients at diagnosis (44, 51, 53, 58), and in some patient’s hypopituitarism developed after surgery. In a more recent analysis (59), we can confirm that only a minority of patients bearing large adenomas had a severe degree of hypopituitarism, while a very few patients with either microadenomas or enclosed macroadenomas had isolated hormone deficiency (Fig. 6). Macroadenomas at presentation are more likely in boys than in girls (37, 38, 44, 53, 60). In our series (57), microprolactinoma and enclosed macroadenomas were more frequent in females with a ratio of 1.7:1 while large macroprolactinomas were 2 times more frequent in males (Table 2).

Figure 6. Prevalence of pituitary deficit according with prolactinoma size in 50 patients at diagnosis. Data from ref. (57).

Hyperprolactinemic patients have a decrease in bone mineral density (BMD), and progressive bone loss has been demonstrated in untreated patients (61). Young hyperprolactinemic men were shown to have a more severe impairment of BMD than patients in whom hyperprolactinemia occurred at an older age (62). In 20 patients with diagnosis of hyperprolactinemia during adolescence, we found (63) significantly lower BMD values in adolescents than in young adult patients with hyperprolactinemia. This finding was confirmed in a large cohort of patients (57). In 22 patients all having a diagnosis of prolactinomas before the age of 18 yrs, the bone mineral density (BMD) in the lumbar spine was significantly lower than in age-matched controls (Fig. 7). The use of drugs to increase bone mass, such as amino bisphosphonates, has not been investigated.

Figure 7. Bone density (BMD) measured as g/cm2 or z-score in 22 patients with prolactinoma (individual data shown as solid circles) and their sex- and age-matched controls (data shown as mean ± SD). Data from ref. 52, modified from ref. (57).

The diagnosis of prolactinoma is based on the measurement of serum PRL levels and neuroradiological imaging. The differential diagnosis of hyperprolactinemia should consider any process interfering with dopamine (DA) synthesis, its transport to the pituitary gland, or its action at lactotroph DA-receptors. A single measurement of PRL levels is unreliable since PRL secretion is markedly influenced by physical and emotional stress. Basal PRL levels greater than 200ng/l are diagnostic, whereas levels between 100 and 200ng/ml and the presence of a mass requires additional investigation to rule out mass an effect of a non-functioning adenoma versus a prolactin- secreting adenoma. Some peculiar conditions should, however, be remembered (64). Serial serum PRL measurements at 0, 30 and 60 min after the needle was inserted into an antecubital vein is a valuable and simple measure to identify stress- related hyperprolactinemia in order to avoid diagnostic pitfalls and unnecessary treatments. It is important to exclude from the assay the monomeric PRL forms, big-prolactin (b-PRL), and big big- prolactin (bb-PRL); the latter may contain immunoglobulin (IgG) (65). These molecular complexes are seldom active but may be measured by the PRL assay. The absence of a clinical syndrome of hyperprolactinemia will suggest the presence of macroprolactin. The ‘high-dose hook effect’ can be a serious problem in the differential diagnosis between prolactinomas and non-functioning adenomas (NFPA): it is mandatory, in these cases and in every patient with a pituitary mass and hyperprolactinemia, to dilute PRL samples routinely (1:10 and 1:100 dilutions) or to use alternative methods to immunoradiometric assays. The difference between macroprolactinomas and ‘pseudoprolactinomas’ is essential to provide a correct treatment approach (66). This problem is, however, of little relevance in children and adolescents, as non-functioning macroadenomas are very rare at this age.

 

Treatment Strategy

 

The goals of prolactinoma treatment are the control of PRL excess and its clinical consequences, and the removal of pituitary adenoma. Today dopamine-agonists (e.g., bromocriptine, quinagolide, or cabergoline) should be considered the first treatment approach for pediatric prolactinomas (34, 44, 51-53, 59, 60). According to a recent study, dopamine-agonists should be started immediately at prolactinoma diagnosis even in case of severe visual impairment. If there are no improvement in visual defects and serum prolactin levels in the first 24-hours, early surgical treatment should be considered to avoid further visual deterioration and radiological signs of progression. The efficient use of dopamine-agonists reduces the necessity of surgical approach (52).

 

Situations requiring first-line neurosurgery typically occur in invasive macroadenomas: in these cases, the aim is resecting the tumor to relief the mass effect. Anyway, in these cases surgical cure usually cannot be obtained so medical therapy after debulking neurosurgery is required, with the benefit of a better response to anti-dopaminergic therapy due to the cytoreduction (67).

 

Treatment with dopamine-agonists is effective in normalizing PRL levels and shrinking tumor mass in the majority of adult patients with prolactinomas (34, 44, 51-53, 59, 60), preserving pituitary function and visual field in most cases (51). In children and adolescents, bromocriptine has been used successfully by several investigators (51, 68-71). In our series, bromocriptine at doses ranging from 2.5-20 mg/day orally normalized prolactin in 38.5% of patients (51). In the remaining patients, 10 with macro- (Fig. 8) and 6 with microprolactinoma (Fig. 9), PRL levels remained above the normal range despite a progressive increase of the dose of the drug. However, the possibility that some patients were indeed not taking bromocriptine appropriately cannot be ruled out as poor compliance to any chronic treatment is a well-known phenomenon in children and adolescents. In addition, some patients required drug discontinuation for intolerable side effects regarding the gastrointestinal tract. Both quinagolide, at doses ranging from 0.075-0.6 mg/day, or cabergoline, at doses ranging from 0.5-3.5 mg/week orally, two selective DA receptor subtype-2 selective agonists, have been reported to be effective in reducing PRL secretion and tumor size in most adult patients with prolactinoma, even in those previously shown to be poorly responsive or intolerant to bromocriptine (57). There are now data on cabergoline, showing that it is more effective and often better tolerated than bromocriptine, due to less and milder side effects. For these reasons cabergoline should be the initial treatment of choice.

Figure 8. Serum PRL response to different dopaminergic drugs, namely bromocriptine (BRC), quinagolide (CV), and cabergoline (CAB) in 15 children with macroprolactinomas. The shaded area represents the normal PRL range. Data are shown as nadir PRL values at diagnosis and during treatment. Data from ref. 51.

Figure 9. Serum PRL response to different dopaminergic drugs, namely bromocriptine (BRC), quinagolide (CV), and cabergoline (CAB) in 11 children with microprolactinoma. The shaded area represents the normal range. Data are shown as nadir PRL values at diagnosis and during treatment. Data from ref. (51).

Of our 50 cases (57), cabergoline induced normalization of PRL levels in all but 3 cases. Two of the three patients had large extrasellar macroprolactinomas (tumor volume of 4579 mm3 and 1983 mm3 respectively) with baseline PRL levels of 3300 μg/L and 1700 μg/L, respectively that progressively decreased but did not normalize after 2-7 years of treatment. Tumor shrinkage by 93.2% and 54.5% was seen in both patients. The third patient had a microprolactinoma (tumor volume=123.6 mm3) with a baseline PRL levels of 500 μg/L that progressively decreased to 88 μg/L at the last follow-up after 6 years of treatment and achieved tumor shrinkage by 53.9% (57). Only one case of pituitary apoplexy following cabergoline treatment in a young patient has been reported so far (72). Twelve of our 50 patients (one with enclosed macroprolactinoma and 11 with microprolactinoma) achieved the disappearance of the tumor so that they were withdrawn from treatment (57). In our former series, tumor shrinkage was observed in most patients with macroadenomas and even in some with microprolactinomas (Fig. 10). The easy weekly administration makes cabergoline an excellent therapeutic approach to children/adolescents with prolactinoma. Cabergoline has been reported to be tolerated, even at rather high doses (73). Relevant safety issues to be considered in patients treated with cabergoline are possible cardiac valve derangement (74-76) and psychiatric adverse effects (mood changes or obsessive behavior including hypersexuality). These phenomena were first described in patients with Parkinson’s disease, who require higher doses of the dopamine agonists than patients with prolactinomas, but has now been documented in patients with pituitary adenomas as well. Cardiac safety of treatment with cabergoline in prolactinomas, even long-term, has been demonstrated in adults (77, 78), so use in children should also be safe, although we need to be aware of cumulative dose builds up if treatment has been started in childhood. Knowledge about psychiatric consequences of dopamine agonists used in pediatric prolactinomas is still scant. Psychotic symptoms during bromocriptine therapy were observed in a child by Hoffman et al. (52). Bulwer et al. also described a case of an adolescent male with a giant prolactinoma who developed impulsive/compulsive sexual symptoms during cabergoline treatment. These were diagnosed as an iatrogenic effect, a hypothesis supported by symptomatic improvement during a one-month trial off cabergoline (79). Despite the rarity of both pediatric prolactinomas and development of psychiatric side effects of dopamine agonists, this important aspect it needs to be further investigated.

 

In patients with tumors resistant to dopamine agonists as well as in those showing severe neurological symptoms at diagnosis, surgery is indicated. Radiotherapy should be limited to the cases with aggressive tumors, non-responsive to dopamine agonists, because of the risk of neurological damage, hypopituitarism, and second malignancies later in the lives of these patients (44, 51-53, 57).

Figure 10. Tumor mass response after bromocriptine, quinagolide, or cabergoline treatment in 15 children with macro- and 11 with microprolactinoma. Data are shown as number of cases with empty sella; greater than 50% tumor shrinkage; 20-50% tumor shrinkage or less than 20% tumor shrinkage shown as unmodified tumor volume. Data from ref. (57).

ACTH-SECRETING ADENOMAS

 

Cushing's disease (CD), caused by an ACTH-secreting pituitary corticotroph adenoma, is the commonest cause of Cushing’s syndrome (CS) in children over 5 years of age (80, 81). CS can occur throughout childhood and adolescence; however, different etiologies are commonly associated with particular age groups with CD being the commonest cause after the pre-school years. The peak incidence of pediatric CD is during adolescence (81). A macroadenoma is rarely the cause of CD in children; pediatric CD is almost always caused by a pituitary microadenoma with diameter <5 mm with a significant predominance of males in pre-pubertal patients (80, 81).

 

The molecular basis of pediatric Cushing’s disease is complex. Recently, pathological variants of USP8 gene have been found in an elevated number of ACTH-secreting adenomas; in the pediatric population USP8 mutated adenomas are clinically distinguished from wild-type adenomas for older age at diagnosis, female preponderance, and more frequent recurrence. In USP8 wild-type adenomas, BRAF and USP48 mutations have been noted. In pediatric corticotrophinomas, the presence of copy number variations, indicating chromosomal instability, has been related to larger size and more frequent invasion of the cavernous sinus (82).

 

There are other extremely rare germline conditions that can predispose to the development of pediatric corticotrophinoma such as DICER1, CABLES1, and CDKN1B mutations. DICER1 syndrome is characterized by pituitary blastomas, and manifest itself in early infancy with a highly deadly Cushing’s syndrome. CABLES1 is another potential ACTH-secreting adenoma predisposition gene, whose mutation has been found in very few pediatric cases. CDKN1B mutation occurs in the MEN4 syndrome, in which pituitary tumors arise usually in adults, as no gene mutations have been found analyzing children bearing a pituitary adenoma (82).

 

Clinical Presentation and Diagnosis

 

The clinical manifestations of CD are mostly the consequence of excessive cortisol production. The clinical presentation is highly variable, with signs and symptoms that can range from subtle to obvious (Table 1). The diagnosis is generally delayed since a decrease in growth rate may be the only symptom for a long time. Growth failure in CD may be due to a decrease of free IGF-I levels and/or a direct negative effects of cortisol on the growth plate (83, 84). In a series of 50 children with CD, Magiakou et al. (85) found that obesity and growth retardation were the most frequent symptoms (in 90 and 83% of patients, respectively). Weight gain and stunted growth were the most frequent symptoms also in the series by Weber et al. (86) and Devoe et al. (87). The skin of the face is plethoric, and atrophic striae can be found in the abdomen, legs, and arms. Muscular weakness, hypertension, and osteoporosis, especially of the spine, are common. Results on BMD or bone metabolism in children with CD have been reported only in a limited number of patients in a few studies (86, 88). Consistent with the findings in adult patients, marked osteopenia was also found in affected children. The bone loss is more evident in trabecular than in cortical bone (89). As compared to patients with adult-onset disease, those with childhood-onset CD have a similar degree of bone loss at the lumbar spine and similar increased bone resorption (90). In a study conducted in 10 patients with childhood-onset and 18 with adulthood-onset CD, BMD at the lumbar spine was significantly lower than in sex and age-matched controls (Fig. 11) (90). Osteoporosis was found in 16 patients (57.1%) (8 adolescent (80%) and 8 adult (44·4%) patients) while osteopenia was found in 12 patients (42.8%) (2 adolescent (20%) and 10 adult (55·6%) patients) (90). Additionally, we have reported that two years of cortisol normalization improved but did recover bone mass and turnover neither in children nor in adult patients with CD (91). This negative finding suggests that a longer period of time is necessary to restore bone mass after the cure of CD and, thus, other therapeutic approaches may be indicated to limit bone loss and/or accelerate bone recovery in these patients (87). In a study Lodish et al. (92) analyzed retrospectively, 35 children with CD; in these patients, vertebral BMD was more severely affected than femoral BMD and this effect was independent of degree or duration of hypercortisolism. BMD for the lumbar spine improved significantly after TSS; osteopenia in this group may be reversible. Complete reversal to normal BMD was not seen.

Figure 11. Z score of bone density at lumbar spine in 10 patients with childhood onset Cushing’s disease compared to 10 healthy adolescents of matched sex- and age and in 18 patients with adult-onset Cushing's disease compared to 18 healthy adults matched sex- and age. Data from ref. (90).

Hypercortisolism leads to decreased bone formation through direct or indirect inhibition of osteoblast function, while bone resorption is normal or increased in patients with CD (90, 93). Hypercortisolism is known to be associated with loss of skeletal mass and can lead to increased vertebral fracture risk (94, 95). It should also be noted that in children with CD the direct negative effect of hypercortisolism on bone formation is further worsened by concomitant hypogonadism and GH deficiency, both of which are associated with decreased BMD. Children with CD often have musculoskeletal weakness and can have decreased weight-bearing activity that may contribute to impaired BMD.

 

Children with CD may also have impaired carbohydrate tolerance, while overt diabetes mellitus is uncommon. Excessive adrenal androgens may cause acne and excessive hair growth, or premature sexual development in the first decade of life. On the other hand, hypercortisolism may cause pubertal delay in adolescent patients. Peculiarly, young patients with CD may present neuropsychiatric symptoms which differ from those of adult patients. Frequently, they tend to be obsessive and are high performers at school.

 

The differential diagnosis of CD includes adrenal tumors, ectopic ACTH production, and the very rare ectopic CRH-producing tumors. However, ectopic ACTH secretion is extremely rare in the pediatric age. In a child/adolescent with suspected CD the diagnosis is based on measurement of basal and stimulated levels of cortisol and ACTH. Measurement of 24-h urinary free cortisol is elevated, and a low dose of dexamethasone (15 μg/Kg) at midnight does not induce suppression of morning serum cortisol concentrations as in normal subjects (96). Loperamide, an opioid agonist, lowers cortisol secretion and has been proposed as a reliable screening test for hypercortisolism in children and adolescents (97) , but has not achieved popular use. Suppression of the spontaneous circadian variations of serum cortisol is another feature of CD. Suppression of cortisol by more than 50% after high-dose dexamethasone (150 μg/kg) given at midnight will confirm that hypercortisolism is due to an ACTH-secreting pituitary adenoma (97). Midnight salivary cortisol measurements have been suggested as an alternative non-invasive screening test in the diagnosis of CS in adults(98), but is there is not much experience of its use in this age group.

 

All patients should undergo pituitary MRI with the administration of gadolinium, but since ACTH- secreting pituitary adenomas are significantly smaller than all other types of adenomas, often having a diameter of 2mm or less (99), pituitary MRI may fail to visualize the tumor. In most instances the diagnosis of CD can be made by initial clinical and laboratory data (Fig.12). Bilateral inferior petrosal sinus sampling has a high specificity, so that no patient with extra-pituitary CS runs the risk of being submitted to transsphenoidal surgery, but it carries a significant number of false negative results (99). This procedure can also be technically difficult in children, and the risk of morbidity from surgery and/or anesthesia must be considered.

 

Lateralization of the adenoma can be of greater help to the surgeon than pituitary scanning (100). Therefore, bilateral venous sampling should only be performed in centers with wide experience in the technical procedure as well as in the interpretation of the results. If a patient without anomalous venous drainage patterns exhibits a lateralizing ACTH gradient of 2:1 or greater (101, 102), removal of the appropriate half of the anterior pituitary gland will be curative in 80% of cases (99). Kunwar and Wilson (99) reported that in the presence of a negative surgical exploration, a guide to the probable location of the adenoma is invaluable, and under the right circumstances, a hemi-hypophysectomy is appropriate and successful in most cases.

Figure 12. The diagnosis of Cushing’s syndrome. LDST, low dose suppression test; HDST, high dose suppression test; CRH, corticotrophin releasing hormone. Data from ref. (36).

Treatment Strategy

 

The goal of the treatment of Cushing’s disease are normalization of cortisol levels, reversion of hypercortisolism-related signs and symptoms, and pituitary adenoma removal. Transsphenoidal adenomectomy is the treatment of choice for ACTH-secreting adenomas in childhood and adolescence, because of the greater prevalence of microadenomas in this population that allows for total tumor removal and thus disease remission. Radiotherapy could be the first-line treatment in children with surgical contraindications (103). Transsphenoidal microsurgery is considered successful when it is followed by remission of signs and symptoms of hypercortisolism and by normalization of laboratory values. Surgical excision is successful in the majority of children, with initial remission rates of 70-98% and long-term cure of 50-98% in most studies (38, 39, 80, 81, 84, 86, 87, 104-109). The success rate decreases when the patients are followed-up for more than 5 years (84, 86, 87), and the outcome cannot be predicted either by preoperative or immediate postoperative tests (87). Surgical cure was found in 59% of 27 patients over a 21-year period, with a higher age favoring cure, as did an identifiable tumor seen at surgery and positive histology (110). Several conditions are indeed predictors of Cushing’s disease recurrence in children: older age at the time of disease symptoms, younger age at the time of surgery, larger tumor diameter, and mutations in USP8 gene in resected tumor tissue (111).The recurrence rate of Cushing’s disease in children in about 40% in 10 years (67).

Noteworthy in pediatric patients there are several technical difficulties with the transsphenoidal surgical approach due to a different anatomic conformation in children compared to adults. In children, the smaller size of the sella and pituitary may interfere with surgical maneuvers, in addition to the difficult identification of surgical landmarks due to different anatomic variations of sellar region such as the shorter intercarotid distance and piriform aperture, and the low pneumatization of sphenoid bone. Furthermore, in children with skull base lesions short nasal-sellar and vomer-clivus distances and smaller transsphenoidal angles than healthy children have been noted (112).

 

Surgery is usually followed by adrenal insufficiency and patients require hydrocortisone replacement for 6-12 months. After normalization of cortisol levels, resumption of normal growth or even catch-up growth can be observed. Generally, final height is compromised compared to target height (68, 85). Johnston et al. (113) have, however, reported that some children do achieve a normal final stature. However, even if catch-up and favorable long-term growth can be achieved after treatment for Cushing's disease, post-treatment GH deficiency is frequent (114). Lebrethon et al. (114) demonstrated that early hGH replacement may contribute to a favorable outcome on final stature (Fig.13). A re-analysis of this series confirmed that pediatric Cushing’s disease patients achieve a normal final stature provided that replacement therapy including GH is correctly performed (115). Normal body composition is more difficult to achieve. Many patients remain obese and BMI SDS was elevated at mean interval of 3.9 years after cure in 14 patients (115).

 

Rarely, surgery may induce panhypopituitarism, permanent diabetes insipidus, and cerebrospinal fluid leak (46); transient diabetes insipidus, and cerebrospinal fluid leak occur more frequently in pediatric patients than adults (116). Probably such a higher prevalence may be due to technical difficulties related to the anatomy of pediatric sellar region. Cure is more likely to be achieved and morbidity is low if the surgery is performed by an experienced neurosurgeon, by analogy with other studies performed in acromegaly (113).

Figure 13. GH treatment in children with Cushing’s disease improves the height gain. Upper graph: Evaluation of growth (change (D) in height SD score) in eight patients during hGH treatment. Bottom graph: Individual changes of height standard deviation score before and after GH replacement. 1= At diagnosis; 2= Before GH treatment; 3= After 1 year of GH treatment; 4= Final height. Data drawn from ref. (114).

In recent times, the endonasal approach, consisting in a direct access of neurosurgeon to the sellar region through the patient’s nares, has also been used in pediatric Cushing’s disease, usually using an endoscope aiming to improve surgical visualization. However, because of small patients’ nares, an expert neurosurgeon is required (112). Nowadays, while there is little evidence of this less invasive technique are available, it seems to be an effective treatment for pediatric CD, without relapses observed in treated patients (109, 117, 118). However, no studies comparing microscopic and endoscopic endonasal technique in pediatric pituitary adenomas are available (67).

 

The treatment modality in patients who have relapses after transsphenoidal adenomectomy is still controversial. Some authors recommend repeat surgery (84, 119), while others favor radiotherapy (120, 121). Transsphenoidal surgery is actually suggested as a second-line treatment in recurrent or persistent CD patients (103), and is required in case of incomplete initial tumor removal, in patients with tumor reappearance after initial complete surgical resection, or even in persistent patients in the days immediately after first TSS aiming to optimize therapeutic efficacy (116). The efficacy of a second surgical treatment in Cushing’s pediatric disease is still unclear, due to the presence in literature of only single case reports, or case series. Interestingly, in one of this case series Lonser et al. reported an initial diseaseremission in 93% of patients (122).

 

Radiotherapy techniques currently used for pediatric corticotrophinomas are divided in two groups: conventional radiotherapy (RT) and stereotactic RT. Conventional RT, in which small, daily radiation doses are delivered to the target tumor over a 25-30 days period, and stereotactic RT, where high radiation doses are delivered to a more precisely identified target area, minimizing radiation exposure to the surrounding central nervous system structures. Stereotactic RT could be performed as a single treatment, called stereotactic radiosurgery such as gamma-knife radiosurgery, or as a fractionated treatment, called stereotactic conformal radiotherapy.

 

Disease remission using conventional radiotherapy is reached by about 80% of pediatric corticotrophinoma (113, 121, 123-127). Conventional RT is a safe treatment, as no nerve damage or other major complications were observed in treated patients. Compared to adults with Cushing’s disease treated with Conventional RT as a second-line treatment, this seems to be slightly more effective in pediatric corticotrophinoma (116). There are only two studies concerning gamma-knife radiosurgery in the pediatric population, reporting a remission rate of 87.5 % and 79.2%, respectively (128, 129). Radiotherapy usually requires time before reaching its maximum result, and for this reason pharmacotherapy could be considered as a temporary treatment until this achievement (103, 116). Of note, hypothalamo-pituitary dysfunction is an early and frequent complication of radiation (87).

 

For the medical therapy of Cushing’s disease, three pharmacological categories are currently available: pituitary-directed agents, adrenal-directed agents, and glucocorticoid receptor antagonists. Scientific evidence regarding their use in pediatrics is scant, and there are no data on the use of mifepristone in pediatric patients.

 

Data on the use of etomidate, an adrenal-directed agent, in the emergency management of severe hypercortisolemia seems to be promising. There are at least 3 case reports demonstrating that intravenous infusion of etomidate at doses ranging from 1 to 3.5 mg/h, with constant dose titration according to serum levels, adding contemporaneous hydrocortisone infusion at 0.25-0.5 mg/kg/h to prevent adrenal insufficiency is a safe and effective approach in patients with very severe Cushing’s disease prior to bilateral adrenalectomy (130-132).

 

Moreover, experience with cabergoline for CD in childhood and adolescence is also limited (133). Bilateral adrenalectomy is actually a third-line treatment, employed in cases of surgical and radiotherapeutic failures. This therapeutic approach has gradually lost his importance in the context of pediatric corticotrophinoma treatment, due to the side effects and the growing evidence of pharmacological treatment as valid therapeutic alternative (116, 119).

 

It is interesting that in pediatric Cushing’s disease patients, in contrast to adult ones, there does not appear to be complete recovery from cognitive function abnormalities despite rapid reversibility of cerebral atrophy (134).

 

GH-SECRETING ADENOMAS

 

GH excess derives from a GH-secreting adenoma in over 98% of cases. In adulthood, these adenomas are relatively rare with an incidence of 1.1 new cases/100,000 individuals per year, and a prevalence from 3 to >13 cases per 100,000 individuals according to the country under study (135) , while gigantism is extremely rare with a little bit more than 400 reported cases to date (136, 137). In childhood, GH-secreting adenomas account for 5-15% of all pituitary adenomas (138). In less than 2% of the cases excessive GH secretion may depend on a hypothalamic or ectopic GH releasing hormone (GHRH)-producing tumor (gangliocytoma, bronchial or pancreatic carcinoid), which causes somatotroph hyperplasia or a well-defined adenoma (139-142).

 

Nowadays, approximately 50% of patients with pituitary gigantism have a known genetic mutation causing the disease, so genetic counselling should be considered (143). In this genetic context, pituitary gigantism could be part of syndromic, or non-syndromic disease. Recently, non-syndromic pituitary gigantism has been described due to aryl hydrocarbon receptor-interacting protein (AIP) gene mutations and Xq26.3 microduplication causing X-linked acrogigantism (XLAG) (144-146). AIP mutations occur in about 40% of gigantism cases, sporadically or in the setting of familial isolated pituitary adenoma (FIPA)., and patients with truncating AIP mutation had a younger age at disease onset and diagnosis, compared to patients with non-truncating AIP mutation (146).

 

Typically, AIP-mutated adenomas bear several features: early disease is manifest usually in the second decade of life, the majority of the cases are GH- or mixed GH/prolactin-secreting pituitary adenomas (144, 146), the tumors are large and invasive, often with suprasellar extension, resistance to first-generation SSA treatment is common, thus require a multimodal treatment and pituitary apoplexy can often occur, especially in pediatric patients (82, 137, 146). Interestingly, AIP-mutated patients with GH excess had been shown to be taller than the non-mutated counterparts (147).

 

XLAG represents 10% of the cases of pre-pubertal gigantism (143). X-LAG is due to a submicroscopic chromosome Xq26.3 duplications that include GPR101 gene, which is differentially overexpressed in the affected pituitary adenoma (82, 148). Duplications are germline in females and somatic in sporadic males with variable levels of mosaicism in the latter (82). Somatic mosaicism occurs in sporadic males but not in females with XLAG syndrome, although the clinical characteristics of the disease are similarly severe in both sexes (148). Three rare case of families in which the germline duplication was transmitted from the affected mother to son have been described, and all carriers of the duplication had gigantism (149). The disease often occurs during the first year of life, mostly in females and as sporadic disease.

 

Regarding the characteristics of the pituitary gland at diagnosis in these patients, most of them harbor macroadenomas, generally mixed GH- and PRL-secreting tumors, while a minority have hyperplasia alone (82, 137, 145). A pattern of multiple microadenomatous foci against a hyperplastic background has also been described (82).Noteworthy is the peculiar presence of acromegalic features in these pediatric patients, and a poor response to SSA treatment such as AIP-mutated somatotrophinomas (82).

 

Concerning syndromic pituitary gigantism, Carney Complex and McCune-Albright syndromes contribute to gigantism approximately in 1% and 5% respectively, where pituitary hyperplasia or a distinct pituitary adenoma could be found in the pituitary gland (82, 143). GH-secreting adenomas may also occur in MEN1 syndrome and cause 1% of cases of pituitary gigantism; the possibility of pituitary hyperplasia due to GHRH hypersecretion from neuroendocrine tumor should be considered in this syndromic context (143).

 

Somatotrophinomas could also be one of the manifestations of the MEN4 syndrome and the pheochromocytoma/paraganglioma and pituitary adenoma association (82) (151).

GH excess and consequent gigantism could be a rare manifestation of NF-1 syndrome, characterized by the presence of optic pathway gliomas but not pituitary adenomas, in addition to the characteristic syndromic manifestations. In this case it can be speculated that GH secretion could be either due to loss of somatostatinergic inhibition or presence of excessive GHRH secretion due to disrupted regulation of GHRH by the optic pathway tumor (82).

 

Clinical Presentation and Diagnosis

 

In adults, chronic GH and IGF-1 excess causes acromegaly, which is characterized by local bone overgrowth, while in children and adolescents leads to gigantism. The associated secondary hypogonadism delays epiphysial closure, thus allowing continued long-bone growth (Fig.14). However, the two disorders may be considered along a spectrum of GH excess, with principal manifestations determined by the developmental stage during which such excess originates (Table 1). Supporting this model has been the observation of clinical overlap between the two entities, with approximately 10% of acromegalics exhibiting tall stature (150), and the majority of giants eventually demonstrating features of acromegaly (151).

 

Gigantism predominantly affects males (78%), is generally characterized at diagnosis by the presence of a macroadenoma, often invading surrounding structures (54.5%), and prolactin co-secretion is present in 34% of pituitary adenomas causing pituitary gigantism (143). As demonstrated, older age at diagnosis, and the consequent longer time of exposure to higher GH and IGF-1 levels than normal, is associated with an increased prevalence of many pathological signs and symptoms, particularly those related to longer-term exposure such as joint disease, facial changes, skin changes, and diabetes mellitus (136, 143). In contrast to adults where there is an increased prevalence of cardiovascular, respiratory, neoplastic, and metabolic complications (136, 141, 152), there is no report of similar complications in childhood.

 

In our study, we did not find any patient with hypertension, arrhythmias, diabetes or glucose intolerance; as expected, however, some degree of insulin resistance and enhanced ß-cell function was observed in our patients at diagnosis (153). In a study conducted in six patients with gigantism, Bondanelli et al. (154) showed that 33% of giant patients had left ventricular hypertrophy and inadequate diastolic filling, 16.7% had isolated intraventricular septum thickening and impaired glucose metabolism. In acromegaly, clinical features develop insidiously and progressively over many years and in modern epidemiological studies the average delay between the onset of symptoms and diagnosis is approximately 5 years (135), while the presentation of gigantism is usually dramatic and the diagnosis is straightforward. All growth parameters are affected although not necessarily symmetrically. Mild-to-moderate obesity occurs frequently (138), and macrocephaly has been reported to precede linear and weight acceleration in at least one patient (155). All patients also had coarse facial features, disproportionately large hands and feet with thick fingers and toes, frontal bossing and a prominent jaw (138). In girls menstrual irregularity can be present (156) while glucose intolerance and diabetes mellitus are rare. Tall stature and/or acceleration of growth velocity was observed in 10 of 13 patients. Headache, visual field defects, excessive sweating, hypogonadism, and joint disorders may also be present (143). Several cases of ketoacidosis have been reported(157, 158).

 

The diagnosis of acromegaly and gigantism is usually clinical, and can be readily confirmed by measuring GH levels, which in more than 90% of patients are above 10 μg/l (139-141). The oral glucose tolerance test (OGTT) is the simplest and most specific dynamic test for both the diagnosis and the evaluation of the optimal control of GH excess (139-141). In healthy subjects, the OGTT (75-100 grams) suppresses GH levels below 1 μg/l after 2 hours, while in patients with GH-secreting adenoma such suppression is lacking, and a paradoxical GH increase is frequently observed. GH excess should be confirmed by elevated circulating IGF-I concentrations for age and gender (159, 160). The assay of IGF-I binding protein-3 is conversely not useful for diagnosis nor for the follow-up of the patients (161, 162). The presence of different GH isoforms in patients with gigantism/acromegaly may represent a diagnostic problem (163). A greater sensitivity of the GH assay may facilitate the distinction between patients and normal subjects, as shown by the use of a chemiluminescent GH assay (164). It might help in demonstrating the persistence of GH hypersecretion after surgery or during medical therapy. In cases of clinical and laboratory findings suggestive of a GH-producing adenoma, pituitary MRI must be performed to localize and characterize the tumor (141-143) (Fig. 15).

 

Figure 14. The patient’s growth and weight chart with normal growth and weight curves (solid lines, 5th, 50th, 75th, and 95th percentile). Measurements subsequent to therapeutic intervention. Reproduced from (165), with permission.

Figure 15. The extent of tumor invasion as visualized with coronal and lateral MRI views and their outlines. Reproduced from (165) with permission.

Treatment Strategy

 

The objectives of treatment of GH excess are tumor removal with resolution of its eventual mass effects, restoration of normal basal and stimulated GH secretion, relief of symptoms directly caused by GH and IGF-1 excess, and prevention of progressive disfigurement, bone expansion, osteoarthritis and cardiomyopathy which are disabling long-term consequences, as well as prevention of hypertension, insulin resistance, diabetes mellitus and lipid abnormalities that are risk factors for vascular damage (139-141). The currently available treatment options for pituitary gigantism include surgery, radiotherapy, and pharmaco-therapeutic suppression of GH levels.

 

For pituitary gigantism treatment, combination therapy is often necessary due to the aggressiveness of the disease, and the consequent low rate of primary control using both surgical and medical first approach, 26 % and 4% respectively (143). Satisfactory results are obtained in the treatment of hyperprolactinemia using dopamine agonists in prolactin co-secreting adenomas.

 

Transsphenoidal adenomectomy is the cornerstone in the treatment of GH-secreting tumors, and is a valid first-line therapeutic option (143). In pediatric patients with gigantism, transsphenoidal surgery was found to be as safe as in adults (166), although some technical difficulties exist due to the different anatomic conformation in children compared to adults as previously reported in the ACTH-secreting adenoma section. The surgical approach can be difficult in McCune-Albright syndrome patients due to the fibrous dysplasia in the surrounding tissue.

 

In patients with intrasellar microadenomas, surgical removal provides biochemical control with normalization of IGF-I in 75–95% of patients (167, 168). In case of macroadenomas, particularly when they exhibit extrasellar growth, transcranial approach might be requested, and persistent postoperative hypersecretion of GH occurs frequently. Despite this, tumor debulking contributes to improving disease control using medical therapy (143). In most surgical series, only about 60% of acromegalic patients achieve circulating GH levels below 5 μg/l (169-173), with better success score when the neurosurgeon is skilled in pituitary surgery (169, 170).

 

Concerning gigantism, for medical treatment it is necessary to consider that several drugs used for acromegaly are not formally studied in children, and for those employed drug-dosing is labelled for adults and might not be directly applicable in pediatric patients. Treatment with somatostatin analogues can be effective in patients with GH excess (150, 174, 175), although limited data are available in adolescent patients. Octreotide given subcutaneously in two patients was shown to inhibit GH levels and reduce growth velocity (176, 177). Of interest, in adolescents, as in adults, we observed tumor shrinkage by 30% on average after first-line treatment with somatostatin analogues. Whether this treatment has facilitated the subsequent surgical approach in this series could not be ruled out because of the limited number of cases studied. Treatment was tolerated very well by all patients (153).

 

 As about one third of patients had concomitant hyperprolactinemia and combined treatment with dopaminergic compounds such as cabergoline and somatostatin analogues, may be necessary.

 

In another case of a 15 yr-old girl with a mixed GH/PRL-secreting adenoma (165), octreotide-LAR (at the dose of 20 mg/28 days) combined with cabergoline (at the dose of 0.5 mg twice/week) normalized serum GH and IGF-I levels, and decreased growth rate from 12 cm/yr to nearly 2.5 cm/yr. This association has be proven to be effective also in an adolescent bearing a somatotropinoma in the context of McCune-Albright syndrome (178). In seven of the eight hyperprolactinemic patients included in our study, combined treatment with octreotide plus bromocriptine or octreotide-LAR or lanreotide plus cabergoline was effective and well tolerated by all patients. Only two patients (15.4%) of the entire series still presented with active acromegaly after treatment with surgery and pharmacotherapy with somatostatin analogues plus dopamine-agonists(153).

 

Although long-acting somatostatin analogues have been shown to be effective and safe in pediatric patients, this therapy often fails to achieve disease control especially in the most frequent genetic forms of pituitary gigantism (AIP-mutated adenomas and X-LAG acrogigantism), which are characterized by poor responses to first generation SSAs. Recently the successful use of pasireotide LAR has been reported in two cases of AIP-mutated gigantism not controlled by surgery and first-generation somatostatin analogues, respectively. Pasireotide LAR allowed not only biochemical control but also the reduction of the pituitary adenoma volume. These patients developed pasireotide-induced diabetes, controlled by drug therapy (179).

 

The GH receptor antagonist pegvisomant is a very potent drug which has been introduced into clinical practice. In patients with resistant acromegaly, the use of the GH-receptor antagonist pegvisomant was followed by normalization of IGF-I levels in more than 80% of patients (180-182). However, there are few data related to pediatric patients. In a 12-year-old girl with tall stature (178 cm), bearing a GH/PRL-secreting macroadenoma inoperable since tumor tissue was fibrous and adherent to the optical nerves, the GH receptor antagonist at a dose of 20 mg/day completely normalized IGF-I levels (183). In a 3.4 year-old girl with a GH/prolactin-secreting adenoma, treatment with pegvisomant and cabergoline was effective to normalize IGF-I levels and height velocity without side effects (184). Combined therapy with the addition of pegvisomant to octreotide LAR rapidly allowed biochemical control in three children with pituitary gigantism, pituitary tumor size did not change despite concomitant therapy with a somatostatin analogue (185). The main limit of pegvisomant is the eventual adenoma size increase during treatment, requiring treatment suspension. Pegvisomant was successfully used also in the youngest known patient with AIP-related pituitary adenoma, in which despite of the previously transsphenoidal surgery, and the medical treatment after surgery with temozolomide, subsequently in addition to bevacizumab, IGF-1 was normalized only after pegvisomant treatment (186).

 

Radiation therapy is rarely used in pediatric patients, and is generally is considered only after the failure of both primary surgical and medical therapies, because of a maximum response is achieved 10–15 years after radiotherapy is administered (187, 188), and the involvement of surrounding structures in the radiation-induced damage. Radiation-induced damage of the surrounding normal pituitary tissue results in hypogonadism, hypoadrenalism, or hypothyroidism in most patients within 10 years (187), whereas complications such as optic nerve damage, cranial nerve palsy, impaired memory, lethargy, and local tissue necrosis have been reduced thanks to improved precise isocentric simulators and accurate dosing techniques. At long term follow-up, about 43% of patients with pituitary gigantism among who undergone to secondary radiotherapy have shown controlled GH and IGF-I levels (136). Noteworthy, as a consequence of the multiple operations and radiotherapy, 64% of patients develop hypopituitarism during long-term follow-up (143).

 

TSH-SECRETING ADENOMAS

 

This tumor type is rare in adulthood and even rarer in childhood and adolescence with only a few cases reported so far (189). Plurihormonal adenomas with GH and TSH co-secretion can also occur. It is frequently a macroadenoma presenting with mass effect symptoms such as headache, visual disturbance, together with variable symptoms and signs of hyperthyroidism (Table 1). TSH-secreting adenomas must be differentiated from the syndrome of thyroid hormone resistance (190). In most cases, the classical criteria of lack of TSH response to TRH stimulation, elevation of serum α-subunit levels, and a high α-subunit/TSH ratio along with a pituitary mass on MRI, are diagnostic of a TSH-secreting adenoma (190).

 

Treatment Strategy

 

Transsphenoidal surgery is the first treatment approach to these tumors. However, since the majority of these adenomas are macroadenomas, which tend to be locally invasive, surgery alone fails to normalize TSH and thyroid hormone levels in most cases. In adults, radiotherapy is recommended as routine adjunctive therapy when surgery has not been curative (190). However, due to the high frequency of post-radiotherapy hypopituitarism, in children pharmacotherapy is the preferred second choice. There is very little success with dopamine agonists for treatment of these tumors (191). In contrast, therapy with somatostatin analogues normalizes TSH levels in the majority of patients, and tumor shrinkage occurs in approximately half of cases (192-195) and shown be useful in children as well. Rabbiosi et al., first used lanreotide successfully as first-line treatment in a pediatric patient bearing a macroadenoma characterized by a low probability of complete surgical eradication due to its antero-superior extension. The response to medical treatment was optimal, with significant tumor shrinkage and development of central hypothyroidism after few months. Thus, suggesting that preoperative somatostatin analogue treatment used for tumor shrinkage may be helpful to prepare a hyperthyroid patient to surgery (189). Before this somatostatin analogue in the pediatric age had only been used in two post-pubertal boys (189). Chronic treatment with SR-lanreotide reduced plasma TSH and normalized fT4 and fT3 levels, suggesting its use in the long-term medical treatment of these adenomas (190, 195).

 

CLINICALLY NONFUNCTIONING ADENOMAS

 

Clinically non-functioning adenomas (NFAs) are extremely rare in childhood, compared with adults (196). Nonetheless, there is in vitro and in vivo evidence that almost all of these tumors synthesize glycoprotein hormones or their subunits (197, 198). In adults, NFAs represent 33-50% of all pituitary tumors, while in pediatric patients they account for less than 4-6% of cases (38, 40, 44), for this reason incidentally discovered adenomas in childhood are rare (199). In a study, 5 out of 2288 patients treated at Hamburg University between 1970-1996 were diagnosed to bear a clinically NFAs (196). In a most recent surgical series, 9 out 85 pituitary adenomas (10.6%) were NFAs in the pediatric group (107). Most silent adenomas arise from gonadotroph cells, the clinical presentation includes visual field defects, headache, and some degree of pituitary insufficiency since invariably all patients had a macroadenoma (Table 1). Recent data show that hypogonadism is the most frequent pituitary deficiency at diagnosis occurring in 71.4% of pediatric patients, followed by TSH deficiency (33.3%), and GH and ACTH deficiency (both 11.1%). No case of diabetes insipidus occurred in this pediatric series (107). Larger macroadenoma could also cause hydrocephalus due to the obstruction of foramen of Monro (199). A modest hyperprolactinemia can also be present due to pituitary stalk compression (196).

 

Treatment Strategy

 

The first approach to these adenomas, silent and even functioning, is transsphenoidal surgery to remove tumor mass and decompress parasellar structures. As in the other adenoma types, surgery has a low morbidity and leads to an improvement of visual symptoms in the majority of cases. Endoscopic endonasal unilateral transsphenoidal approach to the pituitary (204), which has the same indications as the conventional transsphenoidal microsurgery, overcomes many of the potential problems tied to the surgical route, thanks to its minimal invasiveness. This procedure involves no sublabial dissection nor any fracture of the facial bones with dental or naso-sinusal complications. Furthermore, a wider surgical vision of the operating field is obtained, which potentially improves the likelihood of a better and safer tumor removal. In addition, this procedure requires a shorter hospitalization, permits a rapid recovery of the child (205), and maintains neuroendocrine-pituitary integrity, with ensuing normal growth. This approach can also be safely used for the surgical removal of remnant pituitary tumors (206). After surgery these patients partially recover from hypopituitarism. Postoperative radiotherapy can be used in patients with subtotal tumor removal to prevent tumor re-growth and reduce residual tumors, but is burdened by a high prevalence of pan-hypopituitarism (207-209).

 

Medical therapy has poor effects on clinically non-functioning adenomas (197, 210), and data are from adults. A positive response to cabergoline associated with detection of dopamine receptors in vitro has been proven in clinically non-functioning adenomas (211). Positive effects of cabergoline were observed in some patients with α-subunit secreting adenomas, mostly in patients with tumors expressing high number of dopamine D2 receptors (212). Greenman et al. proved that dopamine agonists treatment in adult patients with NFAs is associated with decreased prevalence of residual adenoma growth after neurosurgery. A decrease in residual mass was observed in 38% of patients treated immediately after surgery, while a stable or enlarged residual adenoma was observed in 49% and in 13%, respectively. A significant shrinkage or stabilization of residual mass was achieved (58%) also in patients in which the administration of the same therapy was performed when residual growth was noted during the post-operative follow-up (213). In vitro, chimeric dopamine/SSTR agonists are effective in inhibiting cell proliferation in two-thirds of non-functioning adenomas (214). Somatostatin analogues and dopamine agonists have not been tested in children/adolescents with clinically non-functioning adenomas.

 

Concerning medical therapy for functioning gonadotroph adenomas, there is little published information in the literature about the use of dopamine agonists, somatostatin analogues, GnRH agonists, and antagonists in the pediatric age range (203).

 

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Clinical Strategies in the Testing of Thyroid Function

ABSTRACT

 

In the past decades, emphasis has shifted from testing thyroid function in individuals who are likely to have clinically overt thyroid disorders to a broader population, an approach that includes also identification of so-called subclinical or mild thyroid dysfunctions. The key measurement methods used to detect thyroid dysfunction are still serum thyroid stimulating hormone (TSH) and the main circulating thyroid hormones thyroxine (T4) and triiodothyronine (T3), either as total or estimated free concentrations, and it is indeed the improved assay sensitivities and specificities that have made it possible to diagnose these milder forms. For these key variables, it is preferable for results to be interpretable in relation to population-based reference intervals to use methods that are independent of the particular laboratory assay used. This requirement is satisfied for well standardized assays for serum TSH, total T4 and total T3. However, when free T4 is estimated, assay results often need to be evaluated in relation to method-specific reference intervals or “normal ranges”. Free T3 estimates are even more subject to spurious results and high inter-method variability. This limitation of both assessments is particularly cogent during pregnancy and in the face of critical illness. The widespread search for even minor thyroid dysfunction is influenced by two key questions. How damaging are the effects of subclinical dysfunction? Does treatment confer benefit? The answers are not uniform across populations. The diagnostic imperative is now radically different for the population at large and for women who are pregnant or about to become pregnant.

 

INTRODUCTION

 

In the past decades, emphasis has shifted from testing of thyroid function in individuals who are likely to have clinically overt thyroid disorders to a broader population, an approach that identifies so-called subclinical thyroid dysfunction in up to 10% of women over fifty. The key assays that are used to detect thyroid dysfunction are serum thyroid stimulating hormone (TSH) and the main circulating thyroid hormones thyroxine (T4) and triiodothyronine (T3), either as total or estimated free concentrations. For these key variables, it is preferable for results to be interpretable in relation to population-based reference intervals that use methods that are independent of the particular assay used. This requirement is satisfied for well standardized assays for serum TSH, total T4 and total T3. However, when free T4 is estimated, assay results often need to be evaluated in relation to method-specific reference intervals or “normal ranges”. Free T3 estimates are even more subject to spurious results and high inter-method variability. This limitation of both assessments is particularly cogent during pregnancy and in the face of critical illness (see below).

 

The widespread search for even minor thyroid dysfunction is influenced by two key questions. How damaging are the effects of subclinical dysfunction? Does treatment confer benefit? The answers are not uniform across populations. The diagnostic imperative is now radically different for the population at large and for women who are pregnant or about to become pregnant. Some key practice points that relate to the testing of thyroid function are summarized in Table 1.

 

Table 1. Key Practice Points Related to the Testing of Thyroid Function

Many disorders are associated with increased prevalence of thyroid dysfunction; optimal testing strategy requires information on all co-existing conditions and medications.

The more widely thyroid function is tested, the greater the proportion of abnormal results that show borderline or “subclinical dysfunction”.

Testing of thyroid function is now widely advocated before and early in pregnancy, especially where fertility is impaired, assisted reproduction is used, or where pregnancy complications have occurred.

Except for “subclinical” hypothyroidism in early or impending pregnancy, intervention for subclinical thyroid dysfunction should only be considered after a sustained abnormality has been demonstrated over a minimum of three months.

There is increasing documentation of adverse effects from sustained or progressive subclinical hypothyroidism, although evidence of benefit from treatment is less clear.

The combination of raised serum TSH and positive peroxidase antibody is predictive of likely long-term progression towards overt hypothyroidism.

The relationship between serum TSH and circulating thyroid hormones gives a better index of thyroid status than any single variable. Six key assumptions underpin the diagnostic value of this relationship.

“TSH alone” first line approach to thyroid function testing has important drawbacks and limitations.

Serum TSH is a cornerstone of thyroid diagnosis, but it is not possible to define its “normal” range or reference interval for all clinical circumstances. Age, pregnancy and fertility issues, diurnal variation and pulse secretion, and associated antibody status militate against fixed cut-off points.

Both TSH and T4 show spontaneous biological fluctuations that are much greater than analytical imprecision. A serial change can be inferred with confidence with about 50% alteration in serum TSH and 25% change in the free T4 estimate.

During thyroid hormone therapy, either replacement or suppressive, the optimal target TSH range may differ from the reference interval that is used to establish a new diagnosis.

Interpretation of anomalous test results should take into account the effects of all associated medications, as well as nutraceuticals, e.g. biotin.

No estimate of circulating free thyroxine is impeccable. Especially in situations where assessment is difficult, e.g. late pregnancy and severe associated illness, there are strong arguments for re-establishing total T4 measurement as the preferred “gold standard”.

Identification of marked iodine excess, detected by urinary estimation, may identify reversible thyroid abnormalities, e.g. iodine-induced exacerbation of primary hypothyroidism, atypical thyrotoxicosis with blocked isotope uptake, or resistance to standard doses of antithyroid drugs. Some food sources (e.g. soy, sea weed) and alternative health care products can be heavily iodine-contaminated.

 

WHO SHOULD BE TESTED FOR THYROID DYSFUNCTION?

 

It has long been recognized that the clinical manifestations of hyperthyroidism (thyrotoxicosis), or hypothyroidism are so diverse that diagnosis based on clinical features lacks sensitivity and specificity. Hence, reliance is placed on measurements of circulating thyroid hormones and thyroid stimulating hormone (TSH) to confirm or rule out thyroid dysfunction.

 

After the publication of guidelines from the American College of Physicians in 1998 (1,2), testing for detection of thyroid dysfunction became widely applied, especially in women over 50, the group most likely to have either overt or subclinical thyroid dysfunction. Testing of this group is generally advocated at the time of presentation for medical care, i.e. a case finding strategy, rather than screening of a whole population group.

 

A normal serum TSH value in ambulatory patients without associated disease or pituitary dysfunction has a high negative predictive value in ruling out both primary hypothyroidism and hyperthyroidism (1,2), which has led to a short-cut approach in which free T4 may only be estimated if TSH is above 10 mU/l. However, this ”TSH first” strategy of thyroid function testing has important limitations (see below). If there is no suspicion of pituitary or thyroid disease, a normal TSH concentration does not need to be re-tested for about 5 years (3). To this broad indication has recently been added the still controversial recommendation that universal testing of thyroid function has a place before or as early as possible in pregnancy, although this is very much debated (4-7), and the recent official guidelines from the scientific community are still not in agreement (8,9).

 

In some groups (Tables 2 and 3), known to be at increased risk of thyroid dysfunction, there is a case for routine testing even in the absence of any suggestive clinical features.

 

Almost all developed countries now have routine neonatal screening programs for congenital hypothyroidism using heel prick filter paper blood spots (see below). The value of such programs has long been clear (10), but neonatal screening is not yet routine in numerous developing countries where nevertheless the prevalence of neonatal hypothyroidism may be high, and often associated with iodine deficiency (11) (see below). In terms of benefit from allocation of health care resources in developing countries, the establishment of neonatal screening (12) probably takes precedence over routine testing of adults, even in today’s India (13).

 

Table 2. Groups with an Increased Likelihood of Thyroid Dysfunction

Pregnancy and postpartum (14)

Previous thyroid disease or surgery

Atrial fibrillation (15)

Goiter

Associated autoimmune disease(s) (16-18)

Chromosome 18q deletions (19)

Chronic renal failure (20)

Williams syndrome (21)

Fabry disease (22)

Irradiation of head and neck (23-25)

Radical laryngeal/pharyngeal surgery

Recovery from Cushing’s syndrome (26,27)

Gout (28)

Environmental irradiation (29,30)

Thalassemia major (31)

Primary pulmonary hypertension (32)

Polycystic ovarian syndrome (33)

Morbid obesity (34)

Breast cancer (35,36)

Hepatitis C (pre-treatment) (37)

Down’s syndrome (38)

Turner’s syndrome (39)

Pituitary or cerebral irradiation (25)

Head trauma (40-42)

Very low birth weight premature infants (43,44)

 

Table 3. Drugs with an Increased Likelihood of Inducing Thyroid Dysfunction (45-47)

Inhibit thyroid hormone production

Antithyroid drugs, Amiodarone, Lithium, Iodide (large doses), Iodine-containing contrast media

Alter extra-thyroidal metabolism of thyroid hormone

Propylthiouracil, Glucocorticoids, Propranolol, Amiodarone, Iodine-Containing Contrast Media, Carbamazepine, Barbiturates, Rifampicin, Phenytoin, Sertraline

Alter T4/T3 binding to plasma proteins

Estrogen, Heroin, Methadone, Clofibrate, 5-Fluorouracil, Perphenazine, Glucocorticoids, Androgens, L-Asparaginase, Nicotinic Acid, Furosemide, Salicylates, Phenytoin, Fenclofenac Heparin

Induction of thyroiditis

Amiodarone, Interleukin-2, Interferon-α, Interferon-β, γ-Interferon, Sunitinib, Monoclonal antibody therapy check point inhibitors (Nivulomab, Pembrolizumab, pilimimab)

Effect on TSH secretion

Lithium, Dopamine Receptor Blockers, Dopa Inhibitors, Cimetidine, Clomiphene, Thyroid Hormone, Dopamine, L-Dopa, Glucocorticoids, Growth Hormone, Somatostatin, Octreotide

Impaired absorption of oral T4

Aluminum hydroxide, Ferrous Sulfate, Cholestyramine, Calcium Carbonate, Calcium Citrate, Calcium Acetate, Iron Sulfate, Colestipol, Sucralfate, Soya preparations, Kayexalate, Ciprofloxacin, Sevelamer, Proton pump inhibitors

Other

Thalidomide, Lenalidomide, Chemotherapy for sarcoma

 

THE BASIS FOR A CASE-FINDING STRATEGY

 

Routine laboratory testing of particular population groups becomes well founded if a testing strategy satisfies the following criteria:

  1. An abnormality cannot be identified in a reliable and timely way by standard clinical assessment.
  2. Dysfunction is sufficiently common to justify routine testing, either by case finding or by population screening.
  3. There are adverse consequences of failure to identify an abnormality, including the possibility of progression towards more severe disease.
  4. The laboratory test method is cost-effective and sufficiently sensitive and specific to identify those at risk of adverse consequences.
  5. There are no major adverse consequences of testing
  6. Treatment is safe and effective and prevents some or all of the adverse consequences.
  7. Abnormal findings can be adequately followed-up to ensure an appropriate clinical response. (An early detection program may have little value if this last requirement cannot be met.)

 

While the first five of the above criteria are reasonably established for thyroid dysfunction, the latter two are less secure.

Sensitivity and Accuracy of Clinical Assessment

 

Studies of unselected patients evaluated by primary care physicians show that clinical acumen alone lacks both sensitivity and specificity in detecting previously undiagnosed thyroid dysfunction. In up to one-third of patients evaluated for suspected thyroid dysfunction by specialists, laboratory results led to revision of the clinical assessment (48). Systematic comparison of the standard clinical features of hypothyroidism with laboratory tests (49) showed that clinical assessment identified only about 40% with overt hypothyroidism and classical signs were present only in the most severely affected individuals. Both overt hyper- and hypothyroidism can have important consequences before the usual clinical features are obvious, and clinicians may fail to recognize diagnostic features even when they are present.

 

Boelaert et al. (50) have recently confirmed that the typical multiple classical symptoms of hyperthyroidism become less prevalent with advancing age, with greater importance of weight loss, atrial fibrillation, and shortness of breath as presenting features (51). They proposed a low threshold for assessment of thyroid function in patients older than 60 years who have any of these features.

 

Clinical evaluation remains of central importance to assess severity of thyroid dysfunction, evaluate discordant results, establish the specific cause of thyroid dysfunction and monitor the response to treatment. There is little doubt that repeated laboratory confirmation of normal thyroid function can be wasteful; strategies have been suggested to improve cost-effectiveness (51-53).

 

However, functional disorders of the thyroid (hypothyroidism and hyperthyroidism) are common and, in many cases, managed by primary care providers. In addition to diagnosed cases, there are many patients who present to their provider seeking evaluation of their thyroid status as a possible cause of a variety of complaints including obesity, mood changes, hair loss, and fatigue. There is an ever-growing body of literature in the public domain, whether in print or internet-based, suggesting that thyroid conditions are under-diagnosed by physicians and that standard thyroid function tests are unreliable. Primary care providers are often the first to evaluate these patients and order biochemical testing. This has become a more complex process, with many patients requesting and even demanding certain biochemical tests that may not be indicated (54).

Prevalence

 

In considering the prevalence of thyroid dysfunction, a distinction needs to be made between so-called subclinical and overt abnormalities; paradoxically, this distinction is based on laboratory rather than clinical criteria. There is a trend to replace the term ‘subclinical hypothyroidism’ with the designation ‘mild thyroid failure’ (55,56).

 

In the progressive development of thyroid dysfunction, abnormal values for serum TSH generally occur before there is a diagnostic abnormality of serum T4, because of the markedly amplified relationship between serum T4 and release of TSH from the anterior pituitary (see below). For a two-fold change in serum T4, up or down from the set-point for that individual, the serum TSH will normally change up to 100-fold in the reverse direction (57,58). Thus, TSH becomes recognizably abnormal long before the serum concentrations of T4 or T3 fall outside the population-based reference interval. This was made possible by introduction of immunochemiluminometric methods for measurement of serum TSH with an increased functional sensitivity (59).

 

The more widespread the testing of thyroid function in the absence of suggestive clinical features, the greater the proportion of abnormal results in which only TSH is abnormal. In evaluating serum TSH, typically defined with a normal reference interval of about 0.4-4.0 mU/l, it is important to note that normal values approximate to a logarithmic distribution, with mean and median values at 1.0-1.5 mU/l (57,60-62). While values of 2-4 mU/l lie within the reference range, the likelihood of eventual hypothyroidism increases progressively for values above 2 mU/l, especially if thyroid peroxidase antibodies are present (63).

 

A population study in Colorado (64), of over 25,000 individuals of mean age 56 years, 56% of whom were female, showed TSH excess in 9.5 %, with a 2.2 % prevalence of suppressed TSH; over half the group with suppressed TSH were taking thyroid medication. In women, the prevalence of TSH excess increased progressively from 4% at age 18-24 to 20% over age 74 (64).

 

The National Health and Nutrition Examination Survey (NHANES III) (63), found hypothyroidism in 4.6% of the US population (0.3% overt and 4.3% subclinical) and hyperthyroidism in 1.3% (0.5% overt), with increasing prevalence with age in both females and males (figure 1). Abnormalities were more common in females than males. The prevalence of positive thyroid peroxidase antibodies was clearly associated with both hyper- and hypothyroidism, with important ethnic differences in antibody prevalence.

Figure 1. Percentage of the US population (NHANESIII) with abnormal serum TSH concentrations as a function of age. The disease-free population excludes those who reported thyroid disease, goiter or thyroid-related medications; the reference population excluded, in addition, those who had positive thyroid autoantibodies, or were taking medications that can influence thyroid function. Note the much higher prevalence of TSH abnormalities in the total population, than in the reference population (from reference (63)).

Prevalence data from one region do not necessarily apply in other populations, because of differences such as ethnic predisposition or variations in iodine intake. For example, in Hong Kong, where iodine intake is marginally deficient, only 1.2% of Chinese women aged over 60 years had serum TSH values > 5 mU/l, with a comparable prevalence of suppressed values indicating possible hyperthyroidism (65). Several European studies (66,67) have compared the effect of various levels of iodine intake on the prevalence of thyroid over- and underfunction.

 

Hypothyroidism is generally more common with abundant iodine intake, while goiter and subclinical hyperthyroidism are more common with low iodine intake (66,67). This was illustrated in a random selection of 4649 participants from the Civil Registration System in Denmark in age groups between 18 and 65 years. Thyroid dysfunction was evaluated from blood samples and questionnaires and compared with results from ultrasonography. Median iodine excretion was 53 µg/l in Aalborg and 68 µg/l in Copenhagen. Previously diagnosed thyroid dysfunction was found with the same prevalence in these regions. Serum TSH was lower in Aalborg than in Copenhagen (P=0.003) and declined with age in Aalborg, but not in Copenhagen. No previously diagnosed hyperthyroidism was found with the same overall prevalence in the two regions, but in subjects >40 years hyperthyroidism was more prevalent in Aalborg (1.3 vs 0.5%, P=0.017). No previously diagnosed hypothyroidism was found more frequently in Aalborg (0.6 vs 0.2%, P=0.03). Hyperthyroidism was more often associated with macronodular thyroid structure at ultrasound in Aalborg and hypothyroidism was more often associated with a patchy thyroid structure in Copenhagen. Thus, significant differences in thyroid dysfunction were found between the regions with a minor difference in iodine excretion. The findings are in agreement with a higher prevalence of thyroid autonomy among the elderly in the most iodine-deficient region (68).

 

Thus, thyroid abnormalities in populations with low iodine intake and those with high iodine intake develop in opposite directions: goiter and thyroid hyperfunction when iodine intake is relatively low, and impaired thyroid function when iodine intake is relatively high. Probably, mild iodine deficiency partly protects against autoimmune thyroid disease. Thyroid autoantibodies may be markers of an autoimmune process in the thyroid or secondary to the development of goiter (69).

 

These regional differences may and should influence the choice of diagnostic test and target population. For example, in an iodine replete environment, emphasis could be placed on testing younger or pregnant women for subclinical hypothyroidism by measurement of TSH and thyroid peroxidase antibodies, whereas in an iodine-deficient region there might be additional emphasis on early detection of thyroid autonomy and hyperthyroidism in older people, using a highly sensitive 3rd generation TSH assay.

 

SUBCLINICAL THYROID DYSFUNCTION

 

The proven or presumed importance of subclinical thyroid dysfunction will have a major effect on the extent to which thyroid function testing is applied in any population. The term ‘subclinical’ is used when the serum concentration of TSH is persistently abnormal (however defined), while the concentrations of T4 and T3 remain within their reference intervals. Because results can fluctuate spontaneously, a new diagnosis of subclinical thyroid dysfunction is not warranted on basis of a single laboratory sample. The following five criteria define endogenous subclinical thyroid dysfunction:

  1. TSH increased above or decreased below designated limits (see below)
  2. Normal free T4 concentration (and free T3 for hyperthyroidism)
  3. Abnormality is not due to medication (see below)
  4. There is no concurrent critical illness or pituitary dysfunction.
  5. A sustained abnormality is demonstrated over 3-6 months.

 

Apart from the situation of impending or early pregnancy, where there is clear consensus that subclinical hypothyroidism should be promptly and fully treated, the approach to subclinical thyroid dysfunction remains uncertain (70). Various authorities have expressed divergent views on the importance of detecting the mild TSH abnormalities that reflect subclinical thyroid dysfunction. Extremes of opinion can be summarized as follows. On the one hand, some take the position that subclinical thyroid dysfunction, both hypothyroidism and hyperthyroidism, are disorders that need to be treated in order to avert potential harm (71). To achieve optimal sensitivity, particularly for the diagnosis of hypothyroidism, some have advocated that the upper limit of the TSH reference interval should be lowered (72)because values in the range 2-4 mU/l, usually regarded as normal, are associated with an increased prevalence of future hypothyroidism (62). Active search for subclinical thyroid dysfunction is based on the view that treatment is usually justified, because of potential adverse outcomes, even if proof of benefit is still lacking. At this end of the opinion spectrum, there is support for general community screening for thyroid dysfunction (71), in contrast to a case-finding strategy for women over 50 when they present for medical care (1).

 

Others have taken the view that while there is circumstantial evidence that subclinical thyroid dysfunction can have adverse long-term effects, there is still a lack of strong evidence that treatment of thyroid dysfunction in general confers benefit (73), although more indicative evidence has emerged with time (see later). Thus, treatment of subclinical hyperthyroidism seems to improve bone health (74) and prevent atrial fibrillation (15), while evidence for treatment benefits of subclinical hypothyroidism is much weaker, at least in patients above 65 years of age (see later).

 

A definitive position on this dilemma should ideally emerge from long-term studies focused on outcomes, but if differences are small, studies may be under-powered and the results may still be indeterminate. Other factors to take into account in establishing an approach to widespread thyroid testing include ethnic or environmental predisposition to thyroid dysfunction in various communities, balance with other healthcare priorities that may be more compelling, cost of laboratory testing and the extent to which competent clinical assessment and therapeutic response may be overwhelmed by reliance on laboratory measurements. Yet, even with the aspect of not advocating for universal screening, some guidelines inadvertently include almost all women for testing of thyroid function, even if not stating it clearly (75). Thus, according to the American Thyroid Association (ATA) and American Association of Clinical Endocrinologists (AACE) guidelines, levothyroxine therapy would be considered for 92% of women with subclinical hypothyroidism and TSH ≤10 mU/L (75).

 

Adverse Consequences of Subclinical Thyroid Dysfunction

 

The issues that identify the clinical importance of subclinical thyroid dysfunction are summarized in Table 4; many of these adverse effects relate to the cardiovascular system (73,76). There is still conflicting evidence on whether mild thyroid abnormalities influence cardiovascular mortality and, as yet, no convincing support for the proposition that treatment of subclinical thyroid dysfunction improves survival. In a 12-year follow-up study of women over 65, neither TSH > 5 mU/l, nor <0.5 mU/l were associated with any increase in all-cause or cardiovascular mortality, although a previous history of hyperthyroidism had a minor adverse effect (77). In contrast, another survey of the relationship between serum TSH and all-cause and cardiovascular mortality over a 10-year period in individuals over 60, showed that the group with serum TSH below 0.5 mU/l had a significantly increased mortality, apparently due to cardiovascular disease (78), although an increased serum TSH was not associated with excess mortality (78). More recent studies provide strengthening evidence for adverse effects from minor degrees of thyroid dysfunction. A Scottish study (79) of over 17,000 people followed for an average of 4.5 years, correlated fatal or non-fatal first episodes of cardiovascular disease, arrhythmias, and osteoporotic fractures with ambulatory serum TSH values. With elevated TSH >4 mU/l there was an increased incidence of dysrhythmia, cardiovascular ischemic episodes, and fracture (hazard ratios 1.8-1.95) (77). With a suppressed serum TSH <0.03 mU/l, all three endpoints were also increased in frequency (hazard ratio 1.4-2.0). It is important to note that these authors distinguished between clearly suppressed TSH (<0.03 mU/l) and subnormal-detectable TSH 0.04-0.4 mU/l, the latter of which was not associated with significant adverse effects. These findings appeared to be at odds with the initial evaluation of the Wickham data that showed no adverse cardiovascular effects of subclinical hypothyroidism. However, reanalysis of the Whickham findings (80) did show an adverse effect if the beneficial effect of thyroxine treatment was excluded.

 

Table 4. Reported Effects of Subclinical Thyroid Dysfunction

Subclinical hyperthyroidism (suppressed TSH, normal free T4, and free T3 estimates)

·     Exposure to iodine may precipitate severe thyrotoxicosis (81)

·     Threefold increased risk of atrial fibrillation after 10 years (82)

·     Abnormalities of cardiac function (15,82,83)

·     Osteoporosis risk increased (84,85)

·     Progression to overt hyperthyroidism (86,87)

Subclinical hypothyroidism or mild thyroid failure (increased TSH, normal free T4 estimate)

·     Non-specific symptoms may improve with treatment (88)

·     Progression to overt hypothyroidism (89)

·     Independent risk factor for atherosclerosis (90)

·     Increased risk of coronary artery disease (91-93)

·     Increased frequency of congestive heart failure (91,93,94)

·     Adverse effects on vascular compliance (95-97)

·     Abnormal cardiac function may improve with treatment (98)

·     Beneficial effect of treatment on lipids (99,100)

·     Increased prevalence of depressive illness (101)

·     Impaired fibrinolysis (102)

 

Subclinical Hyperthyroidism

 

NATURAL HISTORY OF SUBCLINICAL HYPERTHYROIDISM

     

Follow up studies suggest that spontaneous progression to overt hyperthyroidism is uncommon and that subnormal-detectable levels of TSH in the range 0.05-0.4 mU/l frequently return to normal within one year (87). Meyerovitch et al. (103) reported the results of sequential tests of thyroid function over a 5-year period in a large community-based cohort. During the follow-up period, test results returned to normal in 27%, 62% and 51% respectively of untreated patients whose initial serum TSH values were >10 mU/l, 5.5-10 mU/l and < 0.35 mU/l (103). While some subjects did show progression, the high chance of resolution towards normal suggests that retesting after follow-up, possibly after at least 6 months, is advisable before considering any intervention. However, quantitative conclusions from that retrospective study may be insecure, as many subjects with abnormal TSH were excluded from follow-up because they were treated after their initial result (103). If those treated were the more severely affected, whether based on symptoms, presence of goiter, or degree of TSH abnormality, the analysis may over-estimate the likelihood of resolution during follow-up. Spontaneous remission of subclinical hyperthyroidism may occur more frequently in Graves’ disease than in nodular thyroid disorders (104). However, in a recent study from UK (105), a third each of 84 patients with subclinical hyperthyroidism due to Graves’ disease progressed, normalized, or remained in the subclinically hyperthyroid state. Older people and those with positive anti-thyroperoxidase antibodies had a higher risk of progression of the disease. These data need to be verified and confirmed in larger cohorts and over longer periods of follow-up. The chance of spontaneous progression to overt hyperthyroidism appears to be no greater than 10% per year (87,104), or even lower, and also seems dependent on the cause of subclinical hyperthyroidism (Graves’ or multinodular) (106). However, it should be noted that the transition from autoimmune subclinical to overt hyperthyroidism can occur more rapidly than is generally the case in immune hypothyroidism (107).

 

CARDIOVASCULAR EFFECTS

 

From the Framingham study it was found that undetected subclinical hyperthyroidism, defined only by suppression of TSH, carried a three-fold increased risk of atrial fibrillation within 10 years (78). As yet, there is no study that shows that treatment given on the basis of low TSH alone, modifies this risk (108), although it is clear that survival is adversely affected by atrial fibrillation (109). In a large cohort study, endogenous subclinical hyperthyroidism is associated with increased risks of total and coronary heart disease mortality, and incident atrial fibrillation, with highest risks of coronary heart disease mortality and atrial fibrillation when the TSH concentration was lower than 0.10 mIU/L (110). A recent meta-analysis of prospective cohorts found an increased risk of coronary heart disease (relative risk (RR) 1.20; 95% confidence interval (CI), 1.02-1.42), total mortality (RR = 1.27; 95% CI, 1.07-1.51), and coronary heart disease mortality (RR = 1.45; 95% CI, 1.12-1.86) from subclinical hyperthyroidism, while this was not the case for subclinical hypothyroidism (111). Another group also analyzed prospective cohorts in a systematic review and meta-analysis (112) and found that higher free T4 levels at baseline in euthyroid individuals were associated with an increased risk of atrial fibrillation in age- and sex-adjusted analyses (hazard ratio, 1.45; 95% confidence interval, 1.26-1.66, for the highest quartile versus the lowest quartile of free T4; P for trend ≤0.001 across quartiles). Estimates did not substantially differ after further adjustment for preexisting cardiovascular disease. Thus, in euthyroid individuals, higher circulating free T4 levels, but not TSH levels, were associated with increased risk of incident atrial fibrillation (112). These results, however, need verification in prospective studies. Finally, impaired left ventricular ejection fraction and reduced exercise capacity have been documented in subclinical hyperthyroidism due to high dosage thyroxine and may be alleviated by beta blockade (113).

 IODINE-INDUCED THYROTOXICOSIS

 

Undiagnosed subclinical hyperthyroidism due to autonomous nodular thyroid disease, a condition especially prevalent in iodine deficient regions, carries the risk of progression to severe overt thyrotoxicosis after iodine exposure (114). An Australian study from a region that is not known to be iodine deficient, was suggestive of recent iodine exposure, most often from radiologic contrast agents, in up to 25% of elderly thyrotoxic patients (81). Prior knowledge of subnormal serum TSH may identify a high-risk group with thyroid autonomy in whom iodine exposure carries the risk of iatrogenic hyperthyroidism (115,116). Prophylactic drugs could be considered in high-risk populations, such as administration of perchlorate and/or a thionamide class drug to elderly patients with suppressed TSH and/or palpable goiter (115).

 

OSTEOPOROSIS

Notably, in a controlled trial of suppressive T4 treatment for multinodular goiter, TSH suppression without clear excess of serum T4 or T3 resulted in a mean 3.6% decrease in lumbar spine density within 2 years (74). Normalization of serum TSH resulted in normalization of the bone mineral density in postmenopausal women.

Subclinical Hypothyroidism

NATURAL HISTORY OF SUBCLINICAL HYPOTHYROIDISM

 

The benchmark study of thyroid epidemiology from Wickham, UK (119), showed that the likelihood of overt hypothyroidism after 20 years was directly related to the initial serum TSH concentration, even when the concentration was in the range between 2 to 4 mU/l, within the upper reference interval. The study by Meyerovitch et al. (103)showed that with the initial serum TSH in the range 5.5-10 mU/l, the chance of normalization after prolonged follow-up was greater than the chance of progression to TSH levels >10 mU/l (see above). The antibody status was unfortunately not assessed in that cohort. Huber et al. (87) followed 82 Swiss women with subclinical hypothyroidism, with normal free T4 and serum TSH >4 mU/l, for a mean of 9.2 years (Figure 2). About half of their cohort had had previous ablative treatment for Graves’ disease. The cumulative incidence of overt hypothyroidism, defined here as low free T4 with TSH >20 mU/l, was directly related to the initial serum TSH, with 55% of women with initial serum TSH >6 mU/l progressing to overt hypothyroidism. Progression was not uniform, and over half of the cohort showed no deterioration of thyroid function, but positive microsomal antibodies (corresponding to the more specific thyroperoxidase antibodies) increased the likelihood of progression. It is now clear that the opposite sequence may also occur, with spontaneous normalization of elevated TSH values (103,120). In a cardiovascular health study (121), subclinical hypothyroidism persisted for 4 years in just over half of older individuals, with high rates of reversion to euthyroidism in individuals with lower TSH concentrations and thyroperoxidase antibody negativity. It was advised that future studies should examine the impact of transitions in thyroid status on clinical outcomes (121). Rosario et al. found that most of 241 women with mild TSH elevations ranging from 4.5 to 10 mIU/l did not progress to overt hypothyroidism and even normalized their serum TSH. However, initial TSH seemed to be a more important predictor of progression than the presence of antibodies or ultrasonographic appearance (122). In a prospective study from China, patients >40 years of age, i.e. a younger mean age than most studies, with higher baseline total cholesterol or positive thyroid peroxidase antibodies, had higher risks of progression to overt hypothyroidism, while those with higher baseline creatinine, higher baseline TSH (≥7 mIU/L, p <0.001), or older age (>60 years vs. ≤50 years, p =0.012), had lower odds of reverting to euthyroidism. They concluded that thyroperoxidase antibodies and total cholesterol seemed to be more important predictors of progression to overt hypothyroidism than the initial TSH concentration, whereas high baseline TSH or creatinine were negatively correlated with reversion to euthyroidism. The prognostic value of total cholesterol and creatinine should therefore be considered in mild subclinical hypothyroidism (123).

Notably, a prospective study showed that the progression of autoimmune subclinical hypothyroidism tends to be slower than for subclinical hyperthyroidism (107). Hence, there is a need for prolonged follow-up and patient education, if the decision to treat is deferred.

Figure 2. Kaplan-Meier estimates of the cumulative incidence of overt hypothyroidism in women with subclinical hypothyroidism (initial serum TSH >4 mU/l) as a function of initial serum TSH, thyroid secretory reserve in response to oral thyrotropin releasing hormone (TRH) and detectable microsomal antibodies. Serum TSH appears to be the strongest of these predictors (from reference (89)).

ATHEROSCLEROSIS AND VASCULAR COMPLIANCE

 

As mentioned earlier, subclinical hypothyroidism, or mild thyroid failure, was shown to be an independent risk factor for both myocardial infarction and radiologically-visible aortic atherosclerosis in a study of Dutch women over 55 years of age (90). This effect was independent of body mass index, total and HDL cholesterol, blood pressure, and smoking status. The attributable risk for subclinical hypothyroidism was comparable to that for the other major risk factors, hypercholesterolemia, hypertension, smoking, and diabetes mellitus. The association was slightly stronger when subclinical hypothyroidism was associated with positive peroxidase antibodies, but thyroid autoimmunity itself was not an independent risk factor (124). A systematic review and meta-analysis of 27 studies demonstrated a significant association of subclinical hypothyroidism and cardiovascular risk with arterial wall thickening and stiffening as well as endothelial dysfunction. However, sustained subclinical thyroid dysfunction did not affect the baseline or development of carotid plaques in healthy individuals (125).

 

In cross-sectional studies, carotid artery-intima media thickness was significantly higher in participants with subclinical hypothyroidism compared to euthyroid controls (126). Small interventional studies suggested that restoring euthyroidism in patients with subclinical hypothyroidism is associated with regression of carotid atherosclerosis (126,127). However, these trials had major limitations, with uncontrolled study designs and/or small sample sizes (the largest included only 45 participants with subclinical hypothyroidism (127).

 

Although well known in overt hypothyroidism (128), the finding of impaired flow-mediated, endothelium-dependent vasodilatation in subjects with borderline hypothyroidism or high-normal serum TSH values (95) was at first unexpected. Baseline artery diameter and forearm flow were comparable, but flow mediated vasodilatation during the period of reactive hyperemia was significantly impaired even in the group with serum TSH of 2-4 mU/l, compared with the group with serum TSH 0.4-2 mU/l (95). The difference could not be attributed to a difference in maximal nitrate-induced vasodilatation, age, sex, hypertension, diabetes, smoking, serum cholesterol, or levels of total T3 and T4 (91). This finding suggested that even a minor deviation from an individual’s pituitary-thyroid set point may be associated with alteration in vasodilatory response. There is no known direct action of TSH that would account for this effect. A Japanese placebo-controlled study of women aged 60-70 with subclinical hypothyroidism with mean pre-treatment serum TSH of 7.3 mU/l showed improvement in pulse wave velocity, an index of vascular stiffness, in response to TSH normalization for 2 months by progressive low dose T4 replacement only up to 37.5 ug/day (96). Thyroxine replacement for 18 months has been reported to improve blood pressure, lipids, and carotid intimal thickness in women with subclinical hypothyroidism (129). In a larger properly powered randomized placebo-controlled trial normalization of TSH with levothyroxine was associated with no difference in carotid intima-media thickness and carotid atherosclerosis in older persons with subclinical hypothyroidism (130); a meta-analysis of 12 studies showed (131) that carotid intima-media thickness was significantly higher among subjects with subclinical hypothyroidism (n=280) as compared to euthyroid controls (n=263) at baseline. This meta-analysis showed that thyroxine therapy in subjects with subclinical hypothyroidism significantly decreased carotid intimal thickness and improves lipid profiles, modifiable cardiovascular risk factors. One of the big differences between these publications was the age difference; the subjects were younger in the meta-analysis (131), while the patients in the other publications were all older and not included in the meta-analysis, which was published earlier. The same was the case in another more recent meta-analysis, including only 3 randomized clinical trials in younger patients with subclinical hypothyroidism (132). They also found a decreasing carotid intimal thickness with levothyroxine therapy. Thyroid hormone replacement in younger subjects with subclinical hypothyroidism may thus play a role in slowing down or preventing the progression of atherosclerosis (131,132), but there is still no such evidence in older individuals.

 

LIPIDS

Overt hypothyroidism is associated with an increase in the serum cholesterol concentration (133) and correction of overt hypothyroidism resulted in a decrease in total and low density lipoprotein (LDL) cholesterol, apolipoprotein A1, apo B and apo E, and serum triglyceride concentrations may also decrease (134,135). A defect in receptor-mediated LDL catabolism, similar to that seen in familial hypercholesterolemia, has been described in severe overt hypothyroidism (136), but there is no evidence to support such an abnormality in mild thyroid failure. At the other extreme, several large population studies reported a positive correlation between serum lipids and serum TSH across its normal range (137), a correlation also associated with increasing blood pressure (138). The clinical impact of these associations remains unknown.

 

The Colorado study including over 25,000 subjects showed a continuous graded increase in serum cholesterol over a range of serum TSH values from <0.3 to >60 mU/l (64). However, there is still no consensus that mild thyroid failure has an adverse effect on plasma lipids, or that T4 treatment sufficient to normalize isolated TSH elevations has a beneficial effect. A meta-analysis suggests that T4 treatment of subjects with mild thyroid failure does lower the mean total and LDL cholesterol, and is without effect on high density lipoprotein (HDL) cholesterol or triglyceride levels (99). In a prospective double-blind, placebo-controlled trial of thyroxine in subclinical hypothyroidism in which the response was carefully monitored with TSH, Meier et al. (100) reported that the decrease in LDL cholesterol was more pronounced with higher initial TSH levels >12 mU/l or with elevated baseline LDL concentrations, but also here the clinical impact remains unknown.

 

It remains uncertain whether the serum concentration of the highly atherogenic Lp(a) particle is increased in overt hypothyroidism and whether T4 treatment sufficient to normalize TSH has a favorable influence. Serum concentrations of Lp(a) have been found to be increased in overt hypothyroidism with normalization after treatment in some studies (139,140) while others fail to confirm this finding (141,142). Finally, in 100 women with subclinical hypothyroidism selected among 87 obese women aged between 50 and 70 years, total cholesterol, LDL-cholesterol and triglycerides concentrations as well as LDL-C/HDL-C ratio and Castelli index were higher in subclinical hypothyroidism than in controls and decreased after levothyroxine substitution. All the calculated atherosclerosisindexes showed significant positive correlations with TSH concentrations in the subclinical hypothyroidism group. Also, in this group the systolic and diastolic blood pressure decreased significantly after treatment. Thus, dyslipidemia in obese subclinical hypothyroidism women is not severe, but if untreated for many years, it is assumed to lead to atherosclerosis. Substitution therapy improved the lipid profile, changing the relations between protective and proatherogenic fractions of serum lipids, and it optimizes blood pressure (143), which by itself does not prove a positive clinical outcome.

CARDIAC FUNCTION  

From echocardiographic studies, there is evidence that mild thyroid failure can significantly increase systemic vascular resistance and impair cardiac systolic and diastolic function (144), as demonstrated by decreased flow velocity across the aortic and mitral valves (98). These changes, which were associated with reduced cardiorespiratory work capacity during maximal exercise, were reversed by T4 treatment sufficient to normalize serum TSH (98). Impairment of both diastolic and systolic function was demonstrable by echocardiography in a subclinically hypothyroid group of patients with TSH in the range 4-12 mU/l (98). Thyroxine treatment sufficient to normalize TSH to a mean of 1.3 mU/l for 6 months was associated with improvement in myocardial contractility (98). Calculation of a global myocardial performance index from the echocardiographic findings also confirmed significantly higher scores in hypothyroid patients in comparison to the control group, showing that regression in global left ventricular functions is an important echocardiographic finding (145).

 

A very recent small study of 20 young patients with autoimmune subclinical hypothyroidism used cardiac magnetic resonance for a myocardial longitudinal relaxation time (T1) mapping technique and demonstrated significant diffuse myocardial injury (146), which may explain results of the cardiac function studies and also provide a novel method for early detection of cardiac dysfunction in subclinical hypothyroidism.

 

Future studies are required to determine the effects of the above finding on long-term cardiovascular outcomes and how these reversible abnormalities relate to cardiovascular prognosis.

 

INSULIN SENSITIVITY AND METABOLIC SYNDROME

 

Several studies suggested that there may be a link between insulin sensitivity, serum lipids, and thyroid function, whether assessed by serum TSH or circulating thyroid hormone levels. Bakker et al. (147) noted that while serum TSH showed no overall correlation with insulin sensitivity or serum lipids, there was a complex interaction between these variables such that the association between TSH and LDL-C was much stronger in insulin- resistant than in insulin- sensitive subjects. The same group showed that low free T4 levels within the reference range are dually associated with LDL-C and insulin resistance (148). Further results will show whether these findings account for the purported link between subclinical hypothyroidism and the metabolic syndrome (149) and whether this link contributes to increased cardiovascular risk in a subgroup of patients with subclinical hypothyroidism. Notably, there is a positive correlation between serum TSH and BMI in euthyroid obese women (9,150). The results of a population study suggest that thyroid function (also within the reference range) could be one of several factors acting in concert to determine body weight in a population. Even slightly elevated serum TSH levels were associated with an increase in the occurrence of obesity (151). Furthermore, a recent cross-sectional study in a sample of 753 subjects (46% males) aged 35-70 years who had no history of diabetes, renal, hepatic, thyroid, or coronary heart disease, and were participants of the Genetics of Atherosclerotic Disease study indicated that subclinical hypothyroidism was associated with fatty liver together with increased odds of metabolic syndrome, insulin resistance, and coronary artery calcification, independent of potential confounders (152).

 

Finally, subclinical hypothyroidism has been suspected to be related to polycystic ovary syndrome, since subclinical hypothyroidism is present in 10-25% of women with polycystic ovary syndrome. However, a recent meta-analysis of 12 studies found that subclinical hypothyroidism did not influence the hormonal profile of women with polycystic ovary syndrome. On the other hand, it resulted in mild metabolic abnormalities, which are, however, not clinically important in a short-term setting (153).

 

The value of routine thyroid testing in the above groups remains uncertain (154). The metabolic syndrome and subclinical hypothyroidism are both highly prevalent in the general population. Cross-sectional epidemiological data suggest that a mutual association exists between the two, although the cause–effect relationship remains poorly elucidated. As subclinical hypothyroidism raises cholesterol, blood pressure, and visceral fat, it is easy to understand why it associates with metabolic syndrome (155). Rather, the reasons whereby patients with metabolic syndrome are at higher risk for subclinical hypothyroidism are less apparent. Some studies have reported that subclinical hypothyroidism is itself characterized by high cardiovascular risk. Therefore, the coexistence of subclinical hypothyroidism and metabolic syndrome may identify subjects at a particularly high risk for future cardiovascular events. Recent data indicated that carotid intima-media thickness, a marker of initial atherosclerosis and a possible predictor of future events, was higher in patients with both subclinical hypothyroidism and metabolic syndrome than in the presence of each condition alone.

 

To date, it remains unclear whether any biological relationship between subclinical hypothyroidism and the metabolic syndrome truly exists and what the underlying mechanisms might be. Nonetheless, given the high prevalence of both conditions, and the observed associations, it is of interest to investigate whether their mutual presence confers a higher cardiovascular disease risk. If confirmed in larger studies, these results may be clinically relevant, suggesting that subclinical hypothyroidism should be investigated in patients with metabolic syndrome to better individualize therapy and counter cardiovascular risk (156).

 

OSTEOPOROSIS

From a previously mentioned study (118), subclinical hypothyroidism was associated with RRs of 1.34 (95% CI 1.14-1.58; I 2 =32%) for hip fracture, 1.27 (95% CI 1.02-1.58; I 2 =51.9%) for any location of fracture, and 1.25 (95% CI 1.04-1.50) for forearm fracture. The authors failed to find any associations between the change in bone mineral density and subclinical hypothyroidism but subclinical hypothyroidism was associated with an increased risk of fractures. Although subclinical hyperthyroidism was related to reduced bone mineral density, there is no evidence of a definite association between subclinical hypothyroidism and the risk of low bone mineral density.

NEUROBEHAVIORAL EFFECTS AND QUALITY OF LIFE

 

It is well known that overt thyroid dysfunction can include psychological or psychiatric symptomatology. A small retrospective study has shown a 2-3 fold increased frequency of previous depression in subjects with mild thyroid failure (101); T4 treatment has been reported to improve neuropsychological responses in this group (157). However, contrary to these findings, more recent controlled studies of unselected patients suggest that subclinical hypothyroidism is not associated with any consistent deficit in quality of life indices or improvement with treatment (158,159). This was very recently confirmed in the TRUST trial using the thyroid patient reported outcome (ThyPRO) questionnaire in older adults with subclinical hypothyroidism; in that study, therapy with levothyroxine did not improve symptoms or tiredness compared with placebo (160).

 

STUDIES IN CHILDREN

 

A study by Cerbone et al. (161) has shown that long-term idiopathic subclinical hypothyroidism did not appear to have an adverse effect on linear growth or intellectual development in children aged 4-18 years. More recently, a meta-analysis including nine studies demonstrated that subclinical hypothyroidism in children is a remitting process with a low risk of evolution toward overt hypothyroidism. Most of the subjects reverted to euthyroidism or remained subclinically hypothyroid, with a rate of evolution toward overt hypothyroidism ranging between 0 and 28.8%, with a rate of 50% in only one study. The initial presence of goiter and elevated thyroglobulin antibodies, the presence of celiac disease, and a progressive increase in thyroperoxidase antibodies and TSH value predict progression toward overt hypothyroidism. Replacement therapy is not indicated in children with subclinical hypothyroidism with TSH 5-10  mU/l, absence of goiter, and negative antithyroid antibodies. An increased growth velocity was observed in children treated with levothyroxine in two studies. Levothyroxine reduced thyroid volume in 25-100% of children with subclinical hypothyroidism and autoimmune thyroiditis in two studies. No effects were seen on neuropsychological functions in one study, and posttreatment evolution of subclinical hypothyroidism was reported in one study (162). Hence, it may be justifiable to follow this group without early recourse to lifelong replacement.

 

On the other hand, the association with Hashimoto’s thyroiditis exerted a negative influence on the evolution over time of mild subclinical hypothyroidism, irrespective of other concomitant risk factors. In children – unlike in adults - with mild and subclinical hypothyroidism related to Hashimoto’s thyroiditis, the risk of a deterioration in thyroid status over time is high (53.1%), while the probability of spontaneous TSH normalization is relatively low (21.9%). In contrast, children with mild and idiopathic subclinical hypothyroidism, had a very low risk of a deterioration in thyroid status over time (11.1%), whereas the probability of spontaneous TSH normalization was high (41.1%) (163).

 

Safety and Effectiveness of Treatment of Subclinical Thyroid Dysfunction

 

The benefits of early diagnosis and treatment are self-evident from the obvious decline in hospitalization and mortality rates for severe thyroid dysfunction over the past decades. Before reliable tests of thyroid function became widely used, severe hyperthyroidism approaching thyroid storm and hypothyroidism with impending myxedema coma occurred quite regularly, but these presentations are now very uncommon (164,165). While the arguments for seeking and treating mild thyroid dysfunction are less compelling, there may be potential benefits for large numbers of people.

 

The points in favor of treating mild thyroid dysfunction relate directly to the adverse consequences listed in Table 4, but for many of these adverse outcomes there is still a lack of long-term studies that show benefit as illustrated in a very recent randomized, double-blind placebo-controlled trial nested within the TRUST trial, which found that normalization of TSH with levothyroxine in people >65 years was associated with no difference in carotid-intima media thickness and carotid atherosclerosis by ultrasound in older persons with subclinical hypothyroidism (130). On the basis of potential benefit from simple straightforward treatment and absence of adverse effects, the argument for active treatment is generally stronger for mild thyroid failure than for subclinical hyperthyroidism. Conservative T4 therapy aimed at normalizing TSH is simple, inexpensive and generally safe (166), although replacement may not be warranted in the older adults with very advanced age (167). Where cardiovascular disease precludes full thyroid hormone replacement, detailed evaluation of the cardiac abnormality is appropriate (168,169). In contrast, treatment of subclinical hyperthyroidism needs to be evaluated in relation to adverse drug effects and the potential for hypothyroidism. It is, however, prudent to take into consideration an effect and consequence of suppressed serum TSH on atrial fibrillation, bone loss, depression, quality of life and mortality when counseling individual patients.

 

In younger patients there may be a benefit of early treatment of subclinical hypothyroidism (170) although the studies supporting this approach were not placebo-controlled and only used surrogate endpoints in small cohorts.

 

USE OF LABORATORY ASSAYS FOR CASE FINDING AND SCREENING

 

If the identification of abnormal thyroid function is to be based on laboratory testing, it is desirable that population reference intervals should not vary between methods. As recently emphasized, serum T3, T4 and serum TSH concentrations are among the many hormone variables where between-assay standardization is crucial to ensure optimal assay specificity (171). At present, that aim is not satisfactory for free T4 estimates, a problem that is particularly troublesome during pregnancy (see below). Analytically, serum TSH, total T4 and total T3 are well standardized, so that considerations of so-called normal ranges relate to the clinically relevant issues. By contrast, the diverse, ingenious manoeuvres involved in the estimation of free T4 and T3 lead to poor standardization between methods, so that method-specific reference intervals need to be used, both for individual clinical diagnosis and population studies. Between-method free T4 variations are especially troublesome in pregnancy and critical illness (see below).

TSH Reference Interval or “Normal Range”

For serum TSH, arguably the most important variable for the diagnosis of primary thyroid dysfunction, no firm consensus range has been agreed, despite reliable standardization between methods. Firstly, a reference interval for the diagnosis of hypothyroidism in adults may be far too broad and lenient to identify women whose fertility or pregnancy outcome might be improved by thyroid supplementation. Second, it has been shown that the reference TSH set-point for each individual can be defined with a narrow band of the broad population range (172,173) (see below). Third, criteria for the new diagnosis of thyroid dysfunction may not be the same as those required for optimal adjustment of therapy. Fourth, for population studies, whether screening or case-finding, a reference interval with higher sensitivity will have lower specificity.

 

Thus, the controversies as to whether the standard TSH reference interval of about 0.4–4.0 mU/l should be narrowed, with lowering of the upper limit (70), or retained (174-176) do not address the needs of individuals. Population studies to define the upper limit of the “normal range” for serum TSH will be influenced by whether those with positive thyroperoxidase antibodies are excluded (see below) (63,177,178). However, even after exclusion of individuals with clinical, antibodies, or sonographic evidence of any thyroid disorder, Hamilton et al. supported an upper reference limit at about 4 mU/l (176), although quite different criteria may apply around pregnancy (see below). Ethnic differences (179), as well as differences and time of sampling in relation to diurnal variation are also important.

 

Terminology for abnormal TSH values has also become inconsistent, as for example in the use of the term suppressed to describe lower-than-normal TSH values. In some studies (180,181) any subnormal value is classified as suppressed, while others reserve this term for lower levels (63) that allow a distinction between undetectable (e.g. <0.03 mU/l) and a subnormal-detectable range below about 0.4 mU/l (76). These two categories may have different diagnostic and prognostic significance. Based on follow-up studies of the probability of progression to overt thyroid dysfunction, there is a strong case for regarding TSH values in the subnormal-detectable range, arbitrarily 0.05-0.4 mU/l, as distinct from the even lower levels that are typical of hyperthyroidism. It is a personal view that the term “suppressed” should be avoided in describing subnormal-detectable values, a semantic point that may affect up to 1% of the population. Since the gradation from normality to severe thyroid dysfunction is a continuum, studies of adverse outcomes or benefits from intervention will be critically dependent on uniform terminology.

 

Choice of Initial Test

 

The definitive diagnosis of thyroid dysfunction should always be made using the typical relationships between trophic hormone and target gland secretion that define endocrine dysfunction. In contrast, case-finding studies of untreated subjects may begin with measurement of TSH alone (182), with T4 and T3 assays added only if TSH is abnormal, or if an abnormality of TSH secretion is suspected. It is self-evident that serum TSH loses its diagnostic value when pituitary function is abnormal (183-186).

 

In the absence of associated disease, a normal serum TSH concentration by a so-called third generation assay (a functional lower limit of sensitivity of about 0.03 mU/l) (57,58), has a high negative predictive value in ruling out primary hypothyroidism and hyperthyroidism. Such immunometric assays, which use two antibodies against different epitopes of the TSH molecule, give a wide separation between the lower limit of the normal reference range at about 0.4 mU/l and the typical suppressed TSH values found in hyperthyroidism. While some subjects with subnormal-detectable TSH values do progress to overt hyperthyroidism, values in this range may also revert to normal (see above).

 

There are some clinical situations in which assessment of thyroid function will give a high prevalence of abnormalities that cannot be interpreted with certainty. Notably, glucocorticoids and dopaminergic agents have a potent effect to suppress TSH secretion (45,187), while TSH is also frequently subnormal in starvation or caloric deprivation (188). Transient increases to above normal can occur in euthyroid subjects during recovery from critical illness (178,189-191). The finding that 33% of serum TSH values fell more than 2 standard deviations (SD) from the geometric mean in acutely hospitalized patients, with 17% of values more than 3 SD from the mean value, indicates that TSH concentrations lack diagnostic specificity in this setting (192). A serum free T4 estimate will generally follow from an abnormal TSH concentration, but during critical illness, free T4 estimates often show non-specific abnormalities (see below) (193). Lack of specificity was the basis for a recommendation against routine assessment of serum TSH and free T4 during acute critical illness in the absence of risk factors, or clinical features suggestive of a thyroid disorder (194).

Testing of thyroid function is appropriate in a wide range of psychiatric disorders, but diagnostic specificity is limited by a high prevalence of transient non-specific abnormalities at the time of acute psychiatric admission (195). Thus, laboratory evaluation should be delayed for 2-3 weeks after acute presentation, unless there are specific risk factors for thyroid dysfunction (196).

 

Potential Adverse Effects of Testing

 

In terms of potential for adverse effects, there may be important differences between screening of unselected populations and the case-finding strategy that is now recommended for thyroid dysfunction. There are no reports of a “labelling effect” (i.e. perception of chronic illness in previously asymptomatic subjects), described in hypertension screening programs (197), when testing for thyroid dysfunction is done at the time of presentation for medical care. Nevertheless, further attention needs to be given to the potential for unwarranted treatment based on false positive results, as well as the cost of follow-up investigations for perceived abnormalities that may not warrant treatment at any stage. In particular, there is a need for clinical consensus as to how marginally abnormal results should be classified. Widespread laboratory testing will lead to an increase in the number of false positive results; the potential for a diagnostic method to give misleading variations from normal may not become known for some years until the full diversity of the non-diseased population is documented (198).

Follow-up of Abnormal Results

 

If serum TSH is used as a single initial test for case-finding, a value outside the reference interval should lead to estimation of serum free T4 on the same sample, if possible, without recall of the patient. This requires an algorithm-based testing protocol, which should also include measurement of serum free T3 if TSH is suppressed, to identify T3 toxicosis. It may also be relevant to measure thyroid peroxidase antibodies if TSH is increased, so as to define an autoimmune mechanism of hypothyroidism, particularly as a raised level of these antibodies is associated with an increased likelihood of progression to overt hypothyroidism (61,178).

 

For screening or case-finding to be effective, patients with unsuspected overt thyroid dysfunction should be actively traced because they will benefit most from treatment and have the most to lose if the abnormal finding is ignored. For mild thyroid dysfunction, a practitioner who has continuing contact with the patient should evaluate the assay result in clinical context and initiate any necessary follow-up. However, there is currently no consensus as to how an appropriate clinical response to abnormal laboratory findings can be assured.

 

A transition towards identification of thyroid dysfunction by laboratory measurement, rather than on clinical criteria, modifies, but does not diminish the role of the clinician. The severity of thyroid dysfunction cannot be judged from the extent of the laboratory abnormality (198,199), which indicates neither the duration of exposure, nor individual susceptibility. Whether a decision is made to treat or to observe, patient education is crucial in establishing effective compliance and rational cost-effective long-term follow-up. Computer based programs can identify affected individuals, but do not replace direct involvement of both patient and clinician. There may be potential medicolegal consequences of failure to respond to abnormal results, if widespread laboratory testing is initiated without an established follow-up plan.

INTERPRETATION OF TSH AND T4 ASSAYS

The TSH-T4 Relationship

 

Definitive assessment of thyroid status requires both a sensitive serum TSH assay and a valid T4 estimate, with interpretation based on the relationship between these two values. It is generally assumed that inverse TSH responses to changes in free T4 are approximately logarithmic (59) (Figure 3). While this concept is useful, recent data suggests that the relationship varies with thyroid status, age, sex, smoking and thyroid autoantibody status (200-203) with progressively greater amplification of the TSH response as thyroid function declines. Diurnal variation in serum TSH, with amplitude about 50% with higher levels between 2100 and 0600, is superimposed on rapid pulse secretion with amplitude about 10%. Basal secretion and pulsatility are both increased in primary hypothyroidism, with retention of diurnal variation (204).

Figure 3. The relationship between serum TSH and free T4 estimate in ambulatory individuals with stable thyroid function and normal hypothalamic-pituitary-thyroid function (adapted from reference (178) with permission).

Figure 4. The relationship between serum TSH and free T4 concentration is shown for normal subjects (N) and in the typical abnormalities of thyroid function: A, primary hypothyroidism; B, central or pituitary-dependent hypothyroidism; C, hyperthyroidism due to autonomy or abnormal stimulation of the gland; D, TSH-dependent hyperthyroidism or thyroid hormone resistance. Note that linear changes in the concentration of T4 correspond approximately to logarithmic changes in serum TSH (178).

The T4-TSH Setpoint

 

Small changes in serum T4 and T3 concentrations, within the normal range, alter the serum TSH concentration, indicating that the inverse feedback relationship between serum free T4 and TSH applies across their normal ranges, as well as in disease states (205,206). Studies of normal subjects demonstrate significant individual variation, independent of sex and age, in the setpoint of the pituitary-thyroid axis (172,173,207), which suggests that the TSH set-point for a particular serum free T4 or free T3 concentration is an individual characteristic. It follows that the concept of “normality” for an individual may be narrower than for a population at-large. Studies of monozygotic and dizygotic twin pairs also suggest that genetic factors influence the serum concentrations of total and free T4 within the normal range (208), as well as the relationship between TSH and free T3 and T4 (209,210). The recent demonstration (211) that multiple genetic factors can influence inter-individual differences in the TSH response to circulating thyroid hormones may ultimately increase the precision and the complexity of interpreting thyroid function are also reviewed recently (212,213).

 

Andersen et al. (173), in a study of normal subjects whose samples were taken monthly between 09:00 and 12:00 for a year, showed that individual references ranges for T4 and T3 were only about half the width of the population reference ranges, indicating that a test result within the population range is not necessarily normal for that individual. Serum TSH showed greater between-sample variation for each individual than serum T4 or T3. Based on the degree of individual variation, it was estimated that a normal serum TSH concentration needed to change by 0.2-1.6 mU/l to be confident of a serial change in thyroid status. Based on this analysis, it was estimated that a single morning sample defined serum T4 and T3 to within 25%, and serum TSH only to within 50%. Since TSH shows diurnal variation and pulsatile secretion in both normal and hypothyroid subjects (204,214), random samples are likely to show even greater variation. This concept can also be described as individuality index (166).

 

It has been suggested that some healthy older adults have normal serum TSH concentrations despite having low serum free T4 values, attributed to resetting of the threshold for TSH inhibition (215). In a large cohort of Danish patients with newly diagnosed hypothyroidism, the increase in serum TSH for a given degree of lowering of serum free T4 was less in the elderly, suggesting that equivalent TSH increases in the elderly may be accompanied by more severe thyroid hormone deficiency (216). It is notable that a higher level of serum free T4 was necessary to normalize serum TSH in children with congenital hypothyroidism than in adults with acquired autoimmune hypothyroidism (217). It is uncertain whether this is a further reflection of age-related difference, or whether this difference reflects a perinatal shift in the central setpoint for regulation of TSH secretion.

 

The TSH-T4 Relationship: Diagnostic Assumptions

 

The precise diagnosis of thyroid dysfunction can generally be established from a single serum sample from the relationship shown in Figure 4, subject to six key assumptions (Table 5). It should be noted that only the last three of these assumptions can be validated in the laboratory; the first three are best verified clinically.

 

 

Table 5. Assumptions Inherent to Diagnostic Use of the T4 -TSH Relationship

(Conditions that may breach these assumptions are shown in italics)

1. Steady-state conditions (note differences in the half-lives of TSH and T4)

·       Early treatment with antithyroid drugs (218)

·       Early response to T4 therapy

·       Evolution of transient thyroid dysfunction (178)

·       Recovery from severe illness (190,191)

2. Normal trophic-target hormone relationship

·       Alternative thyroid stimulators

·       Immunoglobulins (219)

·       Chorionic gonadotrophin (220)

·       Medications that influence TSH secretion (45)

·       T3, triiodothyroacetic acid (221)

·       Other thyroid hormone analogues (222)

·       Glucocorticoids (223)

·       Dopamine (224)

·       Amiodarone (45)

·       Recent hyperthyroidism (218)

·       Recent longstanding hypothyroidism

·       Treated congenital hypothyroidism (225)

·       TSH receptor mutations (226)

·       Variable individual setpoint (173,207,208,213,215,216)

3. Tissue responses proportional to hormone concentration

·       Hormone resistance syndromes (227)(see below)

·       Slow onset/offset of thyroid hormone action

·       Drug effects (45)

·       Amiodarone (45)

·       Phenytoin (228)

4. The assay measurement represents the active hormone

·       Unmeasured agonist in excess (e.g. T3, triiodothyroacetic acid, human choriogonadotropin hormone (178)

·       TSH of altered biologic activity (229,230)

·       Spurious immunoassay results (178)

·       TSH (178)

·       Heterophilic antibodies (231,232)

·       Free T4

·       Abnormal serum binding proteins (233)

·       Autoantibodies (234)

·       Medications that inhibit protein binding (233,235)(227, 229)

·       Heparin artefact (236,237)

5. The assay can reliably distinguish low from normal values

·       Lack of precision at the limit of detection (178,238)

6. Reference ranges are appropriate

·       Influence of age (239,240)(see also above)

·       Associated illness (178)( see below)

 

STEADY-STATE CONDITIONS

 

This first assumption should be questioned whenever anomalous results occur during associated illness, or with medications that perturb the pituitary-thyroid axis. The half-lives of plasma TSH (approximately 1 hour) and plasma T4 (approximately 1 week) differ so widely that acute perturbation of the pituitary-thyroid axis will often result in transient nonsteady state conditions (Figure 5). Due to its much shorter half-life, serum TSH deviates more rapidly from steady state. Other common deviations from steady state relate to short-term pulsatile or diurnal fluctuations in hormone secretion, responses to treatment and spontaneous evolution of disease, as can occur in subacute thyroiditis or postpartum thyroid dysfunction.

 

Figure 5. Measurement of serum T4, rather than serum TSH, is the more reliable single test of thyroid function when steady state conditions do not apply, as in the early phase of treatment for hyperthyroidism or hypothyroidism. (adapted from reference (178)

NORMAL TROPIC-TARGET HORMONE RELATIONSHIP

 

During treatment of prolonged hyperthyroidism, TSH secretion may remain low for several months after serum free T4 becomes normal (218). Conversely, after severe prolonged hypothyroidism, or in some children treated for congenital hypothyroidism (217), TSH hypersecretion may persist despite normalization of serum T4. Serum TSH will then give an inaccurate indication of thyroid status, with the potential for over-treatment if this variable alone is used to assess therapy.

 

TISSUE RESPONSES PROPORTIONAL TO THE HORMONE CONCNETRATION

 

The active or free concentrations of T3 and T4 generally correlate well with clinical features. However, in generalized thyroid hormone resistance due to mutations in the thyroid hormone receptor, serum free T3 and T4 concentrations are elevated and the TSH is inappropriately normal or elevated due to the impaired feedback at the level of the pituitary thyrotrophs.

 

The onset and offset of genomic thyroid hormone action are relatively slow, so that tissue responses may lag behind changes in serum concentrations of free T4 and T3. There is a notable lack of convenient, sensitive, specific, objective indices of thyroid hormone action (see later), so that assessment remains predominantly clinical. Corroborative measurements that can be useful, especially in following the response of individuals to therapy, include measurement of oxygen consumption (241), sex hormone binding globulin (242), and angiotensin converting enzyme (243), as well as several indices of cardiac contractility, although none of them is a very accurate nor specific biomarker for changes in thyroid function.

 

THE ASSAY MEASUREMENT REFLECTS THE ACTIVE HORMONE(S)

 

TSH and iodothyronine assays make comparative, rather than absolute, measurements of hormone concentrations, based on the premise that samples and assay standards differ only in their concentration of the analyte. This assumption fails if there is any other difference between a serum sample and assay standards that influence the measured variable, as, for example, dissimilar protein binding of tracer (244), the presence of binding competitors (235,245), or possible nonspecific interference with enzymatic, fluorescent, or chemiluminescent detection systems. Circulating T3 and T4 autoantibodies may invalidate immunoassays by sequestering the assay tracer (246), while heterophile mouse or sheep (231,232) antibodies and rheumatoid factor can interfere with immunoglobulin aggregation, or with cross linking of the signal and capture antibodies (247,248).

 

If the biologic activity of circulating immunoreactive TSH is increased or decreased, the normal relationship between measured serum TSH and free T4 may be altered. Secreted immunoreactive TSH is heterogeneous, due to differences in its three oligosaccharide side chains. In hypothalamic hypothyroidism, the secreted TSH has decreased bioactivity (229,230), whereas activity may be enhanced in thyroid hormone resistance, primary hypothyroidism, and in some TSH-producing tumors (249,250).

 

THE ASSAY CAN RELIABLY DISTINGUISH LOW FROM NORMAL LEVELS 

 

Assay precision inevitably deteriorates as the limit of detection is approached; this characteristic is crucial in evaluating TSH assays that are used to distinguish hyperthyroidism from normal (57,178). The lower working limit of a TSH assay should be defined in terms of its between-assay reproducibility, defined as functional sensitivity, rather than by the analytical sensitivity of individual assay runs (57,178).

 

REFERENCE RANGES ARE APPROPRIATE 

Since reference ranges of the thyroid related hormone measurements vary substantially according to the methods of measurement, it does not make much sense to provide typical ranges. However, reference ranges show little change with advancing age, except for a possible decline in normal serum T3 with age (215,240). Serum T3 is significantly higher in children (239) and probably also in young adults. For statistical analyses, TSH reference ranges are generally evaluated after logarithmic transformation; the geometric mean is then used to define a realistic lower normal limit. There may be an age-related change in the central setpoint for TSH secretion, with a progressive decline in the TSH setpoint or response to decreased levels in serum T4 (215,216). Associated illness, nutritional changes, and medications frequently cause assay results to fall outside the normal reference ranges as defined in healthy subjects, so that it may be relevant to use wider than normal reference ranges in the face of associated illness (178). Thus, reference ranges are only appropriate and useful in the context of employing the same biochemical laboratory method in establishing the reference range as the one used for routine measurement in patients. Since automated laboratory methods have been extensively implemented globally, where most clinicians rely entirely on the manufacturers’ information on the method quality (sensitivity, accuracy and imprecision), as well as the reference interval, above requirement for one’s own local laboratory to perform these assessments in order to improve local laboratory quality of results has currently left much to desire.

APPLICATION AND INTERPRETATION OF INDIVIDUAL SERUM ASSAYS

Serum TSH as the Initial Test of Thyroid Function

 

Either serum TSH or free T4 can be used as the initial test of thyroid function, with TSH previously assessed as giving better first-line discrimination at slightly higher cost (182). A normal serum TSH concentration has high negative predictive value in ruling out primary thyroid disease, and this assay has become increasingly used as the single initial test of thyroid function, with no further assays done routinely if serum TSH is normal. If serum TSH is increased, free T4 is measured on the same sample to distinguish between overt and subclinical hypothyroidism (Figure 6). If serum TSH is suppressed, i.e.<0.05 mU/l, both free T4 and free T3 should be assessed to distinguish between overt hyperthyroidism, T3-thyrotoxicosis and subclinical hyperthyroidism. The interpretation of subnormal TSH values is influenced by the functional sensitivity of the particular assay (see below).

 

The demonstrated slightly higher costs are probably eliminated by the much better interlaboratory robustness of the TSH assays compared to free T4 estimates, although this has never been properly verified.

Figure 6. An algorithm for the initial assessment of thyroid function, based on initial assay of serum TSH. The limitations of this strategy are summarized in table 5. TPOAb=thyroperoxidase antibodies; TRAb=Thyrotropin receptor antibodies; FT4 and 3=Free thyroxine and -triiodothyronine.

LIMITATIONS OF THE “TSH FIRST” TESTING STRATEGY

 

The rationale for using TSH alone as a first-line test of thyroid function rests on the assumptions that thyroprivic, or primary hypothyroidism is far more common than central or secondary hypothyroidism, and on the fact that serum TSH deviates outside the reference range early in the natural history of thyroid over-function or progressive thyroid failure. The major weaknesses of this approach are the likelihood of missing secondary hypothyroidism (in which the concentration of immunoreactive serum TSH is frequently normal rather than low), and the frequency of abnormal TSH concentrations in the absence of thyroid dysfunction, especially in patients with an associated illness or interference in the TSH assays (Table 6).

 

Beckett and Toft (184) have pointed out the adverse consequences of missing secondary hypothyroidism due to pituitary failure by relying on normal serum TSH to rule out thyroid dysfunction. The diagnosis of this disorder is often difficult, with diverse presentations to a wide range of practitioners who may not be attuned to key clinical features. They estimated that as many as 1500 cases per year of central hypothyroidism could be missed in the UK if the “TSH first” policy were followed inflexibly. This potentially serious diagnostic problem was shown by Wardle et al. (183) who reported an analysis of 56,000 requests for thyroid function testing over 12 months from a population of 471,000. Serum TSH was normal in association with subnormal total and free T4 in 15 patients who, on further investigation, had probable hypopituitarism that would have been missed by assessment of serum TSH alone. Cost benefit analyses would therefore need to balance the savings from not measuring serum T4 routinely, against the cost of further investigation and medical care for the missed diagnoses, in addition to a component for burden of suffering and potential litigation. If advances in technology can reduce the unit cost of measuring T4, the “TSH first” approach may be abandoned.

 

Table 6. Situations in Which Serum TSH Alone can Give a False or Uncertain Indication of Thyroid Status.

Condition

TSH

fT4

fT3

Primary abnormality of TSH secretion

Pituitary-hypothalamic abnormality

L- N

L

 

Extremely premature infants

L- N

L

L

Central TSH excess

N -H

H

H

Hyperthyroidism

T3 toxicosis

U

N

H

Subclinical

U

N

N

Early Treatment

U

H-N-L

H-N-L

TSH assay artefact

L- N -H

H

H

Hypothyroidism

Subclinical

H

N

 

Early Treatment

H

L-N

 

Thyroid hormone resistance

N -H

H

H

Medications

Dopamine

L

N

N

Glucocorticoids

L

N

L-N

Amiodarone (acute)

H

N-H

L

N: normal; L: low; H: high; U: undetectable.

 

Serum Free and Total T4

 

Estimation of free T4, or total T4 linked to a measurement of the thyroid hormone binding ratio, in association with serum TSH, has now become the standard method of assessing thyroid function, except in settings where the TSH-first strategy persists. Assays for total T4 and T3 in unextracted serum include a reagent such as 8-anilinonaphthalene sulfonic acid that blocks T4 and T3 binding to serum proteins, so that total hormone is available for competition with the assay antibody. Assays for free T4 or T3 omit this blocking reagent and use a wide variety of manoeuvres to isolate a moiety that reflects the free hormone concentration. The theoretical basis, practical utility, and validity of the many different approaches to the estimation of serum free T4 and T3, have been considered in detail (251) (see below).

 

Two key assumptions in any method of free T4 estimation are (i) that the dissociation of bound hormone with sample dilution is similar in samples and standards, and (ii) that samples and standards show identical protein binding of the assay tracer. If either of these conditions is breached, the assay is likely to give inaccurate results. Serum free T4 and free T3 can be estimated either by two-step methods that separate a fraction of the free hormone pool from the binding proteins before the assay incubation, or by one-step methods in which the free hormone concentration is measured in the presence of binding proteins (251). Many of the one-step methods become invalid when the sample and standard differ in their binding of assay tracer, but the two-step methods are less prone to non-specific artefacts. Almost all techniques of estimating free T4 give a useful correction for moderate variations in serum thyroxine binding globulin concentration, but no method can yet accommodate the effect of circulating competitors for T4 binding (193,235,252).

 

Indications for Measurement of Serum T3

 

Measurement of serum T3 is indicated, in addition to serum T4, as follows:

  1. In suspected hyperthyroidism with suppressed TSH and normal serum T4, to identify T3-thyrotoxicosis and distinguish this entity from subclinical thyrotoxicosis.
  2. During antithyroid drug therapy to identify persistent T3 excess, despite normal or low serum T4 values (253).
  3. For diagnosis of amiodarone-induced hyperthyroidism, which should not be based on T4 excess alone because of the frequency of euthyroid hyperthyroxinemia during amiodarone treatment (254,255).
  4. To assess the extent of T3 excess in individuals treated with thyroid extracts of animal origin, to assess a potentially damaging hormone excess that is not reflected by the level of T4.
  5. To identify T3-predominant thyrotoxicosis, an entity that is less likely to achieve remission (see below). In some studies this entity is been reported to respond poorly to radioiodine (256), a phenomenon that may relate to rapid iodine turnover within the gland (257).

 

Serum T3 measurements may also be useful:

  1. For estimation of the serum T3-T4 ratio. A high ratio (>0.024 on a molar basis or >20 calculated as ng/µg) that persists during antithyroid drug treatment suggests that patients with hyperthyroid Graves’ disease are unlikely to achieve remission (258). This ratio usually is lower in iodide-induced hyperthyroidism (259) or hyperthyroidism caused by thyroiditis (260) than in Graves’ disease.
  2. To detect early recurrence of hyperthyroidism after cessation of antithyroid drug therapy.
  3. To establish the extent of T3 excess during high-dose replacement or suppressive therapy with T4, or after an accidental or intentional T4 overdose.

 

Low serum T3 concentrations have little specificity or sensitivity for the diagnosis of hypothyroidism. Many patients with nonthyroidal illness have low values, and the serum T3 concentration can remain in the reference range until hypothyroidism is severe. Serum T3 concentrations are usually interpreted together with the concentrations of T4 (Table 7).

 

Table 7.  Relationship Between Serum T4 and T3 in Various Disorders*

 

Serum T4

Serum T3

Low

Normal

High

Low

Severe hypothyroidism

TBG deficiency #

Severe nonthyroidal illness

Euthyroid hypo-thyroxinemia

Nonthyroidal illness

Medications

Fetus

Restricted nutrition

Hyperthyroidism with

     severe nonthyroidal illness

Amiodarone

Normal

Iodine deficiency

T3 treatment

Hypothyroidism

 

T4 treatment

Euthyroid hyper- thyroxinemia

Hyperthyroidism with

     nonthyroidal illness

T4 binding autoantibodies

High

Iodine deficiency

T3 treatment

Antithyroid drugs

T3 toxicosis

T3 binding autoantibodies

Hyperthyroidism

Excess T4 ingestion

Hormone resistance

TBG excess #

* Excludes short term changes related to initiation or cessation of therapy

# Effect on total hormone concentration; free hormone concentration remains normal

TBG, thyroxine binding globulin

 

Indications for TRH Testing

 

The development of high-sensitivity TSH assays has almost eliminated the need for TRH testing in clinical practice. With intact hypothalamic-pituitary function, there is a close correlation between the TSH response to TRH and the basal level of serum TSH, when measured by a highly sensitive assay (261,262). Hence, TRH testing now offers little diagnostic advantage over accurate measurement of the basal serum TSH concentration in the detection of hyperthyroidism (263). However, measurement of serum TSH 20 to 30 minutes after intravenous injection of 200 to 500 µg TRH remains useful for several purposes:

  1. To assess patients whose basal serum TSH values are out of context, in order to identify assay artefacts. For example, a detectable serum TSH concentration that is unresponsive to TRH in a thyrotoxic patient suggests either non-specific assay interference (263), or the presence of a TSH-secreting pituitary tumor where serum TSH is often unresponsive to TRH (250).
  2. To distinguish between cases of thyroid hormone resistance and pituitary-dependent hyperthyroidism. In most instances of hyperthyroidism caused by TSH-secreting pituitary tumors there is no increase in serum TSH in response to TRH (250), while an increased serum TSH response to TRH is seen in the thyroid hormone resistance (227).

 

Serum Thyroglobulin

 

This iodinated 660 kDa dimeric glycoprotein, which is the scaffold for thyroid hormone synthesis, is normally detectable in serum and is released in excess in a wide variety of situations where thyroid tissue is overactive, inflamed, or proliferating (264). Undetectable serum levels suggest absence or suppression of thyroid tissue. In the past decade functional assay sensitivity has improved almost ten-fold from about 1 µg/L to around 0.1 µg/L. As a consequence, thyroglobulin (Tg) is now detectable in serum without TSH stimulation in a larger proportion of patients and has greater diagnostic sensitivity during continuing T4 therapy (265). Nevertheless, undetectable serum Tg in the presence of high TSH remains the benchmark for proof of successful ablation after treatment of differentiated thyroid cancer.

Standard indications for measurement of serum Tg are as follows:

  1. Follow-up of treatment for differentiated thyroid cancer to identify or rule out the presence of residual thyroid tissue, whether normal or metastatic. An undetectable serum thyroglobulin concentration in the presence of high TSH, whether achieved by thyroxine withdrawal, or injection of recombinant TSH, is presumptive evidence that differentiated thyroid tissue has been ablated (266). In contrast, the level of serum Tg that persists when serum TSH is suppressed, can give a useful index of tumor burden (201). In a 16-year follow-up study in differentiated carcinoma, post-ablative Tg concentration was a strong predictor of disease recurrence (267). However, serum Tg measurement is a technically challenging assay and criteria to define a 'highly sensitive' assay may be different, a good knowledge of the technical difficulties and interpretation criteria is of paramount importance for both clinical thyroidologists, laboratory physicians, and scientists involved in the care of differentiated thyroid cancer patients (268). Concurrent measurement of serum TSH and Tg antibody is always required for interpretation of serum Tg values.
  2. Investigation of atypical hyperthyroidism, where there is a suspicion of thyrotoxicosis factitia in which serum Tg is generally very low or undetectable (269).
  3. Assay of Tg in the needle washes after biopsy of extrathyroidal neck masses is useful in identifying metastatic thyroid tissue (270). This technique has higher specificity and sensitivity than cytology from suspect lymph nodes (271).
  4. Serum Tg may serve as a sensitive if non-specific marker of iodine deficiency or ineffective synthesis of thyroid hormone (272).

 

Because elevation of serum Tg concentration occurs in a wide range of thyroid disorders, interpretation of results always requires a knowledge of (i) the clinical context, (ii) the serum TSH concentration and (iii) whether Tg antibodies are present.

 

Interactions between serum Tg and circulating antibodies have the potential to cause false-negative assay results, as discussed below. However, measurement of Tg antibodies in the follow up protocol of treated differentiated thyroid carcinoma can also function as surrogate biomarkers for relapse of the thyroid carcinoma (273-275).

 

Thyroglobulin Antibodies (TgAb)

 

Assessment of thyroglobulin antibodies (TgAb) in serum is indicated:

  1. As an essential component of the interpretation of assays for serum Tg, to establish whether endogenous antibodies could be responsible for spuriously low Tg values by interfering with assay separation, particularly in immunometric assays. It is cause for concern that current assays for TgAb may not give congruent results when cross-matched in the assessment of Tg in antibody-positive samples (178,276,277) (See below).
  2. As secondary follow-up criterion in differentiated thyroid cancer, where a progressive decline in antibody concentration may follow successful ablation (273,274).
  3. In pregnant populations where positive anti-thyroperoxidase antibodies may not reflect the woman’s autoimmune status in all situations (278), perhaps in particular in iodine fortification programs. It may, however, turn out to be more important in future practice than previously thought (278), when previous advice of routine measurements of both thyroperoxidase/microsomal antibodies and TgAb were abandoned (279).

 

Thyroid Peroxidase Antibodies

 

This entity, previously termed antimicrosomal antibody, is closely linked with autoimmune thyroid disease, in particular Hashimoto’s thyroiditis. Measurement of thyroid peroxidase antibody is indicated as follows (278):

  1. To identify an autoimmune cause for primary hypothyroidism.
  2. In individuals with the TSH excess of mild thyroid failure, in whom a positive thyroperoxidase antibody indicates an approximately two-fold increase in risk of progression to overt hypothyroidism (280). A strongly positive result in the presence of mild thyroid failure may influence the decision to commence replacement.
  3. In screening for immune thyroid dysfunction or potential hypothyroidism before or early in pregnancy, especially in high-risk groups and as a predictor of the potential postpartum thyroid dysfunction (see below).
  4. In order to establish whether there is an immune basis for euthyroid goiter, and to evaluate the risk of future hypothyroidism at a stage before there is any increase in serum TSH
  5. In cases suspected of polyautoimmunity, where thyroid autoimmunity is by far the most prevalent autoimmune manifestation (16)

 

TSH Receptor Antibodies (TRAb)

 

Antibodies that interact with the TSH receptor can be measured either by bioassay, or competitive binding techniques. Bioassays that use thyroid cells of human or animal origin, or cells with transfected TSH receptor, generally depend on tissue production of adenylate cyclase for quantitation. These assays allow a distinction to be made between antibodies with thyroid stimulating (TSAb) and blocking (TBAb) activity. Radioreceptor (thyroid binding inhibitor immunoglobulin, TBII) assays that measure competition by circulating immunoglobulin for specific binding of labelled TSH, are widely available, but do not distinguish between blocking and stimulating activity.

 

A competitive binding assay using a recombinant human TSH receptor, showed 98-99% positivity in active Graves’ disease, with positive results in <1% of subjects with nonautoimmune thyroid diseases (281). Impressive sensitivity and specificity have been reported with an assay that uses solubilized native porcine TSH receptor with a biotinylated anti-porcine TSH receptor monoclonal capture antibody (282).

 

Indications for the measurement of TRAb vary in different practice environments, but are clearly applicable to the following situations:

  1. During pregnancy in women with active or previous autoimmune thyroid disease, to assess the risk of neonatal thyroid dysfunction due to transplacental passage of TRAb. Guidelines from the European Thyroid Association (ETA) (283) suggest that TRAb measurements should be made early in pregnancy in women who have received previous ablative treatment, and in the last trimester in women receiving drug treatment for active Graves’ disease. Antibody measurement during pregnancy was not considered necessary for Graves’ disease in remission. Recent guidelines from ETA, however, state that all patients with a history of autoimmune thyroid disease should have their TRAb serum concentrations measured at the first presentation of pregnancy using either a sensitive binding or a functional cell-based bio-assay and if they are elevated, again at 18-22 weeks of gestation (284).
  2. In the differential diagnosis of atypical hyperthyroidism that may be due to Graves’ disease.
  3. In atypical eye disease that may be due to Graves’ orbitopathy.
  4. In Graves’ orbitopathy for risk assessment of deterioration after radioiodine therapy for the hyperthyroidism.
  5. To assess the chance of achieving a drug-induced remission of Graves’ disease and to predict whether an apparent remission of Graves’ disease is likely to be sustained, or whether relapse should be anticipated, although this is still controversial (see below)(285-287).

 

TSH Alpha Subunit

 

Assay of the TSH alpha subunit is indicated where hyperthyroidism appears to be the result of central autonomous TSH excess to distinguish this entity from thyroid hormone resistance (250). Most TSH producing pituitary adenomas show an increase in alpha subunit (250), and this assay may serve as a useful tumor marker after treatment. By contrast, levels generally remain normal in thyroid hormone resistance (227). Values are also high in postmenopausal women, in men with hypogonadism, and in gonadotrophin-producing pituitary tumors; both thyrotrophs and gonadotrophs secrete this subunit.

 

Serum Reverse T3

rT3 levels are altered in some rare forms of impaired sensitivity to thyroid hormone: it is significantly reduced in patients with SBP2 mutations, and substantially increased in patients with MCT8 mutations. However, these syndromes are rare (288). Previous suggestions that it might be useful in distinguishing true hypothyroidism from the hypothyroxinemia of severe illness have not been confirmed (289). 

Urinary Iodine Estimation

 

Both iodine deficiency and excess can lead to important abnormalities of thyroid function. In contrast to the wide-reaching effects of iodine deficiency, especially in relation to pregnancy and the neonate (see below), possible iodine excess should be considered as a precipitating cause of hyperthyroidism in the following situations (290):

  1. Atypical hyperthyroidism with blocked isotope thyroid uptake, with features similar to those of excess thyroid hormone ingestion, or subacute thyroiditis without the expected systemic features.
  2. High dose requirement for antithyroid drug, or failure to respond to these medications. (In some instances, iodine-induced thyrotoxicosis may be extremely resistant to standard therapy, sufficient to require emergency thyroidectomy (291)).
  3. Rapid progression from subclinical to overt hyperthyroidism, especially in patients with autonomous multinodular goiter.

 

Thyrotoxicosis due to iodine excess, which may ultimately be self-limiting, may result from iodine-containing radiographic contrast media or medications, alternative or “natural” health care products and contaminated food products, as observed with soy milk preparations (292). In contrast to subtleties related to urine volume and concentration that are important in assessing urinary iodine excretion in population studies of iodine deficiency, the possibility of marked iodine excess can be assessed from a single urine sample (293). The urinary iodine concentration that can be regarded as excessive is ill-defined and may vary in different populations. Urinary iodine concentrations >1000 ug/l are certainly abnormal, but iodine-induced thyrotoxicosis may also occur at lower levels.

 

THYROID TESTING STRATEGIES IN SPECIAL SITUATIONS

 

Subclinical Dysfunction

 

Follow-up studies suggest that it is inappropriate to commence treatment for subclinical thyroid dysfunction on the basis of a single laboratory result, or even a confirmed assay result within a short period of time (87,103,168,294) (see above). Because both free T4 and TSH show spontaneous fluctuation, it has been suggested that frequent testing may increase the likelihood of an apparent change (295).

 

Hyperthyroidism

 

INITIAL DIAGNOSIS

 

The initial diagnosis of hyperthyroidism is securely established when excess of free T4 and free T3 is associated with an undetectable serum TSH concentration in an assay of appropriate sensitivity. However, the condition can be present without any one of these three criteria. T3-thyrotoxicosis, in which serum T4 remains normal, is more prevalent in iodine deficient regions (296) and can be a premonitory stage of typical hyperthyroidism (297). When hyperthyroidism coexists with another severe illness, serum T3 may be transiently normal or even subnormal (298). Detectable or increased serum TSH concentrations in the face of hyperthyroidism can be due to laboratory artefacts (263), or to autonomous over-secretion of TSH (250). The increase in free T4 and free T3 estimates is usually more marked than the increase in total hormone concentration. Progressive increases in serum total T4, will approach and eventually exceed the limited T4 binding capacity of thyroxine binding globulin (about 300 nmol/l or 24 ug/dl), leading to disproportionate increases in the free serum concentrations of T4 (299) and T3 (300), relative to their total concentrations.

 

TREATED HYPERTHYROIDISM 

 

In the early drug treatment of hyperthyroidism, measurements of serum T4 and T3 are required for dose adjustment because suppression of TSH may persist for months after correction of longstanding hyperthyroidism (298). Hence, failure to decrease thionamide dosage while TSH suppression persists, can result in serious over-treatment during the early phase of therapy. During thionamide therapy, hyperthyroidism may persist due solely to T3 excess (253); assessment of therapy based on serum T4 alone can then result in under-treatment. A daily dose of 15 mg methimazole can result in hypothyroxinemia in about 10 % of previously thyrotoxic subjects within 4 weeks (301); hence a reassessment of both serum free T3 and free T4 is timely after about 3 weeks to allow appropriate dose-adjustment. In contrast to these discrepancies during early treatment, serum TSH generally gives a reliable index of therapy during the long-term drug treatment of hyperthyroidism. The rate of change in serum free T4 and free T3 during treatment of hyperthyroidism with thionamide gives a valuable guide to dose adjustment, even while levels remain increased and serum TSH is still undetectable. For example, if serum T4 decreases by half in the first four weeks of treatment, it is appropriate to decrease the initial thionamide dosage by about half to minimize the possibility of over-treatment.

 

Davies et al. (302) assessed the prognostic significance of various serum TSH levels in a large cohort of patients treated with radioiodine 2-35 years previously, who were receiving no other treatment. After a further two years of follow-up, 83% of those with normal TSH had not changed their diagnostic category, although there was a trend for TSH to increase. An increased TSH was associated with a 14.5 % incidence of hypothyroidism after one year. Notably, spontaneous normalization of subnormal or undetectable TSH values during the follow-up period was more common than recurrence of overt hyperthyroidism (302). Hence, while an increased TSH value might be a pointer towards T4 treatment, there appears to be no basis for further radioiodine therapy solely because TSH remains suppressed. These treatment issues have also been described in guidelines from the ATA (303) and ETA (304).

 

Hypothyroidism

 

INITIAL DIAGNOSIS

 

The initial diagnosis of overt primary hypothyroidism is established by an increase in serum TSH with subnormal free T4; serum free T3 may remain normal except in severe cases. Subclinical hypothyroidism or mild thyroid failure is defined by persistent elevation of serum TSH, while free T4 remains normal (see above). The precise upper limit of the reference range for TSH is difficult to define, because of the approximately logarithmic distribution of this variable. The upper “tail” of normal TSH in the range 2-4 mU/l is thin and subjects with TSH concentrations in this range have an increased likelihood of future hypothyroidism, especially if thyroperoxidase antibodies are positive (280).

 

Serum TSH is the key to the distinction between primary and secondary hypothyroidism. A low serum free T4 in the absence of TSH elevation should always raise the possibility of a pituitary or hypothalamic abnormality, although this combination of findings is also frequent in a number of other situations (Table 8), especially during critical illness (190). It should be noted also that immunoreactive serum TSH is often detectable in secondary or central thyroid deficiency, a phenomenon that appears to result from dissociation between biological and immunological TSH activity (249). Hence, normal or even elevated serum TSH should not be interpreted as conclusive evidence againsthypopituitarism (305).

 

Table 8. Causes of Subnormal Free T4 without TSH Excess

Secondary or central hypothyroidism

Impaired biological activity of TSH

Critical illness

Falsely low free T4 estimate (method-dependent)

Dilution-dependent artefact (see below)

Effect of medications that compete for T4 binding

Impaired TSH response to hypothyroxinemia

Effect of severe illness

Medications e.g. dopamine, glucocorticoids

 

RESPONSE TO TREATMENT

 

A serum TSH value in the low-normal range between 0.5 and 1.5 mU/l, close to the geometric mean, is probably the best single indicator of appropriate thyroxine dosage during standard replacement therapy. In a study of ambulatory patients attending a thyroid clinic, hypothyroid patients taking T4 replacement seldom needed a serum free T4 measurement if the serum TSH was greater than 0.05 mU/L, although at lower TSH values, the magnitude of T4 excess did influence management (306). Numerous studies show that patients taking exogenous thyroxine show higher levels of serum total and free T4 for equivalent levels of serum TSH and T3 when compared with untreated euthyroid control subjects (307,308).

 

It should be noted that in some situations, for example patients with both ischemic heart disease and hypothyroidism, or in very old subjects, the appropriate dose of T4 should be influenced by clinical judgment as well as laboratory findings. The assessment of optimal levothyroxine dosage in patients with secondary or central hypothyroidism remains a challenge because serum TSH does not serve as a reliable marker of under-replacement. Serum TSH may in this context diminish during thyroxine replacement in hypopituitarism (309); while not of primary diagnostic value, the concentration may serve as an index of individual progressive response (186,310)). Since there is no readily available alternative variable of thyroid hormone action, it is generally appropriate to assess replacement clinically and on the basis of both serum T4 and T3. Measured levels of free and total T4 are influenced by the interval between tablet ingestion and blood sampling. In athyreotic subjects who took 0.15-0.2 mg T4 orally, the serum free and total T4 concentrations were increased by about 20% one to four hours later, with return to baseline about nine hours after T4 ingestion; serum TSH and T3 levels showed no time-dependent variation in relation to timing of thyroxine dosage (310).

 

In some situations, the regulation of T4 replacement is both unreliable, unpredictable and very variable. Excluding low patient compliance, this is often due to variable absorption of T4 from the gastrointestinal tract due to e.g. gastric or bowel disease (311), pernicious anemia with achlorhydria (312), a variety of over the counter medications such as antacids (313), laxatives (313), calcium (314), coffee (315), and many other substances. This untoward situation for the patient who is most often very negatively affected by the variable and irregular thyroid function can sometimes be alleviated by changing treatment formulation to a soluble form or soft gel capsules rather than tablets (312).

 

SUPPRESSIVE TREATMENT WITH T4

 

In line with recent guidelines for the stratification of risk in patients with differentiated thyroid cancer (316), there is no single TSH target during long-term postoperative thyroxine therapy (317,318). In high risk patients there may be benefit from adjusting T4 dosage to suppress TSH to undetectable levels (e.g. <0.03 mU/l). However, in many situations it may be appropriate to aim for a TSH target in the lower normal range in order to minimize adverse effects on bone and cardiovascular system. It is also worth noting that the initial ablative treatment of differentiated thyroid carcinoma tends to be less radical with classification into low and high-risk groups according to the guidelines. This may influence the long-term outcome which however remains to be seen in future long-term follow-up studies. When the aim of T4 suppressive therapy is regression of benign thyroid tissue, it may be adequate to give sufficient T4 to reduce serum TSH to 0.1 to 0.3 mU/L (319).

 

TREATMENT WITH T3

 

If currently available T3 formulations are used for replacement, it is difficult to monitor the effectiveness of treatment. Owing to its short plasma half-life, the serum concentration is highly dependent on the interval between dosage and sampling (320). There is also doubt as to whether TSH serves as an accurate index of thyroid hormone action during continuing T3 therapy, with the suggestion that doses of T3 required to normalize TSH could produce tissue hyperthyroidism (321). The difficulty of monitoring T3 replacement by currently available techniques is one of the arguments against the routine use of T3 or thyroid extract (321-323).

 

If the suggestion is confirmed that some genetically-identifiable individuals within the hypothyroid population are better served by combined T4-T3 therapy on the basis of polymorphism of type 2 deiodinase (324,325), or other variations in T4 transport and metabolism, the use of T4-T3 combination therapy will increase. That will require re-evaluation and refinement of monitoring strategies for combined replacement. The development of sustained-release T3 formulations will be advantageous, so that the interval between dosage and sampling can be minimized as a variable (326,327), and the treatment can thereby become more stable.

 

REPLACEMENT WITH UNCERTAIN INDICATION

 

The recent demonstration that fertility and pregnancy outcome may be adversely affected by minor degrees of thyroid dysfunction (see below) has led to the initiation of thyroxine treatment in women of reproductive age, who may lack conclusive criteria for lifelong therapy. It may later be questioned whether continuing replacement is required. Positive thyroperoxidase antibodies may be a basis for continuing therapy, but in the absence of this marker, measurement of serum TSH after 3-4 weeks withdrawal of treatment is likely to be definitive. The alternative of following the TSH response during partial replacement with T4, 50 ug daily, may be preferred. Similar approaches apply where no documented indication exists. Because of the difficulty in establishing the need for treatment during optimal replacement, it is an advantage for hypothyroid patients to retain a permanent record of pre-treatment documentation.

 

Assessment of Thyroid Function During Non-Thyroidal Illness (NTI)

 

Several distinct issues need to be considered when assessing thyroid function during critical illness. First, there is the possibility that an underlying thyroid abnormality might be missed, and second, prolonged severe illness per se may be associated with an abnormality of thyroid hormone secretion or action that may benefit from treatment (328,329). Third, some of the observed abnormalities will reflect the effect of medications or may be methodological artefacts.

 

It is difficult to rule out previously unrecognized or recent thyroid dysfunction by clinical assessment in critically ill patients; current laboratory tests often do little to resolve the problem. During severe illness, one or more of the assumptions that underpin the diagnostic use of the TSH-T4 relationship (see above) may not be valid. For example, acute fluctuations from the steady-state can lead to an anomalous T4-TSH relationship simply because of the marked difference in the plasma half-lives of T4 and TSH.

 

In general, the same sample assayed for TSH by various methods will give similar results during critical illness, while various estimates of free T4 may give widely divergent results (see below). When TSH and T4 changes are considered together, the abnormal results rarely correspond to standard criteria for diagnosis of primary hypothyroidism or hyperthyroidism. In contrast, persistent hypothyroxinemia without the corresponding anticipated rise in serum TSH is a common finding that suggests secondary or central hypothyroidism. These changes appear to be part of a broad neuroendocrine response that also involves the pituitary-adrenal axis, the pituitary-gonadal axis and the IGF binding proteins (329,330). Further study of these responses may eventually lead to therapy that could extend beyond thyroid hormone replacement, for example to substitution of hypothalamic releasing hormones (330).

 

The only reasonably robust method for distinguishing central hypothyroidism from thyroid function variables during critical illness is measurement of the T3 uptake test, which will be high (as opposite to low in central hypothyroidism) (331) and independent of the free T4 estimate which can be affected by a number of drugs used in intensive care patients (see below), and are anyway most often ‘false’ in the extreme situations (here low) where the automated methods for free thyroid hormones are unable to correct properly for binding protein abnormalities, or for abnormal binding to the binding proteins (331) (Figure 7).

 

EFFECTS OF MEDICATION

Interpretation of thyroid function tests during critical illness can be influenced by multiple medications (Table 3) (45), in particular dopaminergics and glucocorticoids, which inhibit TSH secretion, and a wide range of inhibitors of T4 and T3 binding to circulating thyroxine binding globulin (332). Thus, dopamine, dobutamine, glucocorticoids, octreotide, bexarotene, and metformin all inhibit pituitary TSH secretion, while an iodine load such as by using contrast agents, amiodarone or topical iodine preparations modifies hormone synthesis and release in a dual fashion. Lithium, glucocorticoids, and aminoglutethimide are inhibitors of both synthesis and release. Both amiodarone, glucocorticoids and beta-blockers, as well as hepatic contrast agents, inhibit T4-T3 5′ deiodination, and immune function modifications are seen by use of interleukin 1, interferon alpha, interferon beta and monoclonal antibody therapies.

Figure 7. Plots of peripheral thyroid hormone measurements (here T4) in various situations of thyroid dysfunction, protein binding abnormalities and drugs displacing the thyroid hormone from the binding proteins. The degree of distortion of the free T4 estimate depends on the assay methods (measurement platforms) as well as the degree of binding protein abnormalities. T3-test is able to distinguish central hypothyroidism from the effects of critical illness and displacement of the hormone by medicaments.

A number of drugs modify the binding of T4 and T3 to plasma proteins. e.g. estrogen, heroin, methadone, clofibrate, 5-fluouracil, perphenazine, tamoxifen, raloxifene, 5-fluouracil, and perphenazine, increase the concentration of thyroid hormone binding globulin, while glucocorticoids, androgens and l-asparaginase decrease the concentration. A number of drugs may displace T4 and T3 from binding proteins or displace T4 from the tissue pool and others increase the clearance of T4 and T3. A major issue in the serum free T4 measurement is drug and other interference in T4 replacement when absorption of T4 is impaired (333,334). This can happen in cases with impaired gastric activity (311), and coffee intake (315), but also any pharmaceutical drugs (335), many of them sold over the counter (313).

METHODOLOGICAL DISCREPANCIES IN NON-THYROIDAL ILLNESS

 

The Heparin Artifact and Free T4

 

The effect of heparin to increase serum free T4 is an important in vitro phenomenon that can lead to spuriously high estimates of circulating free T4 (236). In the presence of a normal serum albumin concentration, non-esterified fatty acid concentrations >3 mmol/l are required to increase free T4 by displacement from thyroxine binding globulin, but these concentrations are uncommon in vivo. However, in samples from heparin-treated patients, serum non-esterified fatty acids may increase to these levels during in vitro sample storage or incubation as a result of heparin-induced lipase activity (236) (Figure 8). This effect is accentuated by incubation of serum at 37ºC and by increased serum triglyceride or low serum albumin concentrations, particularly if the sample is pre-diluted. If heparin is given in vivo and the sample is then incubated at 37ºC, doses of heparin as low as 10 units may result in non-esterified fatty acid-induced increases in the apparent concentration of serum free T4 (235,237,336). The assay result is analytically correct but does not reflect the in vivo concentration of free T4. Low molecular weight heparin preparations have a similar effect (336).

Figure 8. Heparin-induced release of lipase in vivo can lead to in vitro generation of non-esterified fatty acids during sample incubation or storage. An increase in serum non-esterified fatty acid (NEFA) concentrations to >3 mmol/l is sufficient to displace T4 from thyroxine binding globulin, but such values are uncommon in vivo. This artefact is accentuated by high triglyceride or by low albumin concentrations.

Competitors for Plasma Protein Binding  

 

The accuracy of virtually all methods of free T4 estimation is compromised by medications that displace T4 and T3 from thyroxine binding globulin. Current methods tend to underestimate the concentration of free T4 in the presence of binding competitors because of dilution-related artefacts. Binding competitors are usually less protein-bound than T4 itself so that progressive sample dilution leads to a fall in the free concentration of competitor before the free T4 concentration alters (235). (For a hormone such as T4, with a free fraction in serum of about 1:4000, progressive dissociation will sustain the free T4 concentration up to at least 1:100 dilution. In contrast, 1:10 dilution of serum will result in a marked decrease in the free concentration of a drug that is 98% bound, i.e. has a free fraction in serum of 1:50). Because displacement depends on the relative free concentrations of primary ligand and competitor, the underestimate of free T4 will be greatest in assays with the highest sample dilution. This important dilution-dependent difference between various free T4 methods was shown by the relative ability of three commercial free T4 assays to detect the T4-displacing effect of therapeutic concentrations of furosemide (Figure 9) (337).

 

Similarly, therapeutic concentrations of phenytoin and carbamazepine increase the free concentration of T4 by 40-50% using ultrafiltration of serum that had not been diluted, while the free hormone estimate was spuriously low using a commercial single-step free T4 assay after 1:5 serum dilution (245).

Figure 9. Influence of increasing serum concentrations of added furosemide on estimates of serum free T4 using three commercial free T4 methods that involve varying degrees of sample dilution. The effect of the competitor is progressively obscured with increasing sample dilution (redrawn from (337)).

It is possible that methodologic artefacts have influenced previous descriptions of free T4 changes during critical illness. On the one hand, an apparent increase in free T4 may arise from heparin-induced in vitro generation of free fatty acids during sample incubation (236). On the other hand, estimates of free T4 may be spuriously low in assays that use diluted serum (235,245).

 

Divergent Estimates of Free T4 

 

That estimates of free T4 may show opposite discrepancies by different methods was shown by Sapin et al. (338) in a prospective study of bone marrow transplant recipients. Twenty previously euthyroid subjects were studied on the seventh day after bone marrow transplantation using six commercial free T4 kits, during multiple drug therapy, including heparin and glucocorticoids (Figure 10). Free T4 methods that involved sample incubation at 37ºC showed supranormal free T4 values in 20-40% of these subjects (see heparin effect above), while analog tracer methods that are influenced by tracer binding to albumin gave subnormal estimates of free T4 in 20-30%. By contrast, total T4 was normal in 19 of these 20 subjects. Serum TSH was <0.1 mU/l in half the subjects, independent of the method that was used. Thus, there was the possibility that an erroneous diagnosis of either hyperthyroidism or secondary or central hypothyroidism could be considered, solely as a result of variations in free T4 methodology.

Figure 10. Free T4 estimated by six different kit methods in 20 previously euthyroid patients on the seventh day after bone marrow transplantation. There was a high proportion of abnormal values, either increased or decreased, depending on the type of free T4 method used (see text). Therapy included heparin and glucocorticoids at the time of sampling. The mean for each method has been normalized to 100%, with the limits of the range shown by the box. Serum total T4 remained normal in 19 of the 20 study subjects, while serum TSH was subnormal in 11, independent of assay method (redrawn from (338))

SERUM TSH IN CRITICAL ILLNESS

 

Serum TSH assessment in severe non-thyroidal illness depends on the sensitivity of the particular method. The “third generation” assays with a functional sensitivity below 0.01 mU/L are generally sufficiently sensitive to distinguish the very low values in most thyrotoxic patients from the subnormal but somewhat higher TSH levels of non-thyroidal illness (59,339). Among a group of patients with low serum TSH values (<0.1 mU/L), almost all thyrotoxic patients had values less than 0.01 mU/L, when assessed with a highly sensitive assay, whereas most critically ill euthyroid patients had values between 0.01 and 0.1 mU/L (59). However, in another study, about 4% of patients with non-thyroidal illness had values below the functional sensitivity of a “third generation” assay, indicating that an absolute distinction cannot be made on the basis of TSH alone (339).

 

Differentiated Thyroid Cancer

 

There is now consensus that not all patients with differentiated thyroid cancer require T4 treatment in doses that achieve complete TSH suppression. Thus, based on a general assessment of risk (316,317,340), a TSH target should be determined as a guide to T4 dosage. In the follow-up of differentiated thyroid cancer the interpretation of TSH and serum Tg is inter-dependent. For studies done after initial near-total thyroidectomy, following withdrawal or temporary reduction of suppressive therapy (341) (or with the use of recombinant human TSH (342), serum TSH levels in excess of 30 mU/l appear to achieve adequate stimulation of potential Tg production (343). The failure of endogenous TSH to increase into this range suggests too short a period of T4 withdrawal, a compliance problem, or the presence of a substantial amount of active thyroid tissue.

 

Serum Tg measurement and whole body radioiodine scanning have generally been used in a complementary fashion, but there is now good evidence that current assays for Tg have greater sensitivity than follow-up whole body scanning with 2mCi 131I (316). There has been a clear trend to place greater emphasis on measurements of Tg and to move away from repeated low dose diagnostic whole-body radioiodine scanning, a procedure that has limited sensitivity (344,345). Management of low risk patients now tends to be based on assessment of serum Tg after recombinant TSH stimulation, without the need for diagnostic scanning (345). However, based on reported data the current fashion of obviating RAI based on a negative post-operative US and low serum Tg value is not yet supported by the literature and should be investigated using well designed prospective studies with clear-cut endpoints (346). In the opinion of these authors, the evolution of thyroid cancer management cannot pass through a substitution of RAI by serum Tg measurement and neck US but by an appropriate use of radioiodine theranostics. This will also need to develop basic and clinical research programs that bring together physicians from various specialties.

 

Undetectable serum Tg in the years after ablative treatment has been shown to be a reliable index in ruling out persistent or recurrent disease that requires further evaluation and treatment. Detectable serum Tg, together with detailed ultrasonography for localization has become the mainstay of further investigation (347). There has also been a tendency to deescalate serum Tg measurements by using only unstimulated sensitive serum Tg measurement and not rTSH stimulated assessments (348). Based on ATA’s most recent 2015 guidelines (316), Sunny et al. (349)performed a systematic study of 650 patients followed for papillary thyroid carcinoma who had total thyroidectomy performed and compared the evolution of stimulated and unstimulated serum Tg concentrations. The concentrations were corroborated with tumor burden as determined by additional clinical, ultrasonography neck, and whole-body scintigraphy. The study highlighted the superiority of sSTg over uSTg in the follow-up of papillary thyroid cancerpatients. Follow-up with uSTg alone may result in underestimating the tumor burden.

 

It should not be forgotten, that serum Tg can only be reliably measured in TgAb negative samples, even if measured by high sensitive Tg assays (268,269) so they need to be assessed each time a serum Tg is measured, even if the patient has previously been negative for the antibodies (268,269,350). It also should not be forgotten that measurement of serum TgAb can themselves be used as surrogate markers of relapse/metastases from differentiated thyroid carcinoma (274-276,351).

 

Assay of thyroglobulin on needle washes of suspect lymph nodes has a high degree of sensitivity and specificity, apparently superior to cytological examination (271,272). During long-term follow-up, it is crucial that clinicians are kept informed of changes in serum thyroglobulin methodology that may give a false impression of remission or recurrence (see above).

 

Psychiatric Illness

 

An unusual variety of euthyroid hyperthyroxinemia occurs in some patients hospitalized with acute psychiatric illness (195). Serum T4 is increased, but serum T3 is less frequently elevated; serum TSH is generally normal or slightly high (352). These abnormalities, presumed to be due to central activation of the hypothalamic-pituitary-thyroid axis, often resolve in several weeks (195).

 

Assessment of Thyroid Function Before, During and After Pregnancy

 

Recent advances in the understanding of the importance of optimal maternal thyroid function for fetal brain development in early pregnancy, as well as the influence of thyroid immunity, or thyroid status, on numerous pregnancy outcomes, has greatly increased the frequency of thyroid testing before, during, and after pregnancy. Several guidelines have been published from The Endocrine Society (353), American Thyroid Association (8) – and for subclinical hypothyroidism from European Thyroid Association (9). Projecting this to fertility issues even complicate matters further, and no consensus can currently be obtained (354). There is thus also still controversy regarding whether to treat subtle abnormalities of thyroid dysfunction in the infertile female patient. This guideline document reviews the risks and benefits of treating subclinical hypothyroidism in female patients with a history of infertility andmiscarriage, as well as obstetrical and neonatal outcomes in this population.

 

Clinical guidelines from The Endocrine Society (353) suggest consensus, but significant controversies remain (355). Evidence exists that obstetricians struggle with the diagnosis and treatment of hypothyroidism. According to recent surveys, the management of hypothyroidism during pregnancy is the number 1 endocrine topic of interest for obstetricians. A synopsis of recently published subspecialty guidelines is timely but has not really been done yet. The reproductive effects of abnormal thyroid function and its immune associations are considered in other Endotext chapters. This section will consider the issues from the point of view of testing strategy and assay methodology. From studies of pregnancy outcome, some evidence has become persuasive that miscarriage rate and prematurity (6,356-358) are favorably influenced by maternal thyroid hormone replacement, even when hypothyroidism would be regarded as “subclinical” by standard criteria. Some clinicians advocate early and liberal screening and treatment (356,358), but a recent Cochrane review, however, did not find any clear benefit for universal screening rather than case finding (6).They found based on the existing evidence, that though universal screening for thyroid dysfunction in pregnancy increases the number of women diagnosed with hypothyroidism who can be subsequently treated, it does not clearly impact (benefit or harm) maternal and infant outcomes. While universal screening versus case finding for thyroid dysfunction increased diagnosis and subsequent treatment, they found no clear differences for the primary outcomes: pre-eclampsia or preterm birth. No clear differences were seen for secondary outcomes, including miscarriage and fetal or neonatal death; data were lacking for the primary outcome: neurosensory disability for the infant as a child, and for many secondary outcomes. Though universal screening versus no screening for hypothyroidism similarly increased diagnosis and subsequent treatment, no clear difference was seen for the primary outcome: neurosensory disability for the infant as a child (IQ <85 at three years); data were lacking for the other primary outcomes: pre-eclampsia and preterm birth, and for the majority of secondary outcomes. For outcomes assessed using the GRADE approach the evidence was considered to be moderate or high quality, with any downgrading of the evidence based on the presence of wide confidence intervals crossing the line of no effect. More evidence is needed to assess the benefits or harms of different screening methods for thyroid dysfunction in pregnancy, on maternal, infant and child health outcomes. Future trials should assess impacts on use of health services and costs and be adequately powered to evaluate the effects on short- and long-term outcomes (6).

A key consideration is therefore still whether thyroid function should be universally tested (357) and if so whether it should be done before or early in pregnancy, in view of the fact that women at risk of adverse outcome cannot be identified reliably from their clinical history, even if this is assessed in full detail (359). A recent review (358) has concluded that current guidelines agree that overt hyperthyroidism and hypothyroidism need to be promptly treated and that as potential benefits outweigh potential harm, subclinical hypothyroidism also requires substitutive treatment. The chance that women with thyroid autoimmunity may benefit from levothyroxine treatment to improve obstetric outcome is intriguing, but adequately powered randomized controlled trials are needed. The issue of universal thyroid screening at the beginning of pregnancy is still a matter of debate, and aggressive case-finding is supported. Careful discussion between the physician and patient concerning benefits on the one hand and unnecessary disease burden should be carried out (359).

 

METHODOLOGICAL ISSUES

 

Some methodological issues are relevant before the application of tests is considered (360). There has been almost universal acceptance of free T4 estimates in preference to total T4 measurement in pregnancy because of the well-known estrogen effect to increase thyroxine binding globulin and hence total T4. It is clear that normal pregnancy is associated with a marked increase of about 40% in total T4 concentration, but free T4 is maintained close to normal non-pregnant levels (360). Previous suggestions that free T4 actually declines significantly in late pregnancy (361) are uncertain because of wide method-dependent variations, with strong negative bias in some methods (362-364). In a comparative study of free T4 by seven commercial methods in 23 euthyroid women at term, Roti et al. found that albumin-dependent methods show marked negative bias, with up to 50% subnormal values, while other methods gave values above their non-pregnant reference interval (362). Notably, particularly during pregnancy, methods of free T4 estimation fall far short of desirable assay standardization criteria that aim to minimize between-assay variation (171).

 

A study by Lee et al. confirmed marked negative bias in free T4 estimates during pregnancy and questioned the basis for continuing to rely on free thyroxine estimates during pregnancy (365). In contrast to two kit free T4 methods, totalserum T4 and its derivative, the free T4 index, showed the anticipated inverse relationship with serum TSH, with historically consistent results in numerous reports (365). Thus, because of consistency between methods, total T4 measurement may be superior to free T4 estimation as a guide to therapy during pregnancy, provided that reference values take account of the normal estrogen-induced increase in thyroxine binding globulin during pregnancy (360,366).

 

Serum TSH is generally analytically reliable during pregnancy, but the reference interval is lower at the end of the first trimester, associated with the effect of human choriogonadotropin as a surrogate thyroid stimulator (360). Hence, the general advice that tests of thyroid function during pregnancy should relate to trimester-specific reference intervals (360,367). In the case of free T4, ranges also need to be method-specific (362-365,367). The magnitude of method-dependent variations between non-pregnant and third trimester free T4 estimates is shown in Figure 11.

 

Figure 11. Free T4 estimates in the third trimester of pregnancy show large method-dependent differences from the reference intervals for non-pregnant subjects. Redrawn from ref. (363) and (364) which identify each method studied. The left panel shows values measured by equilibrium dialysis (ED). The solid bars indicate third trimester free T4 estimates, the grey bars, non-pregnant results.

It has recently been demonstrated that mass spectrometry measurement of free thyroid hormones  may alleviate the problems of flaws in the usual free thyroid hormone measurements in pregnancy (368), although these results need to be confirmed on the one hand, and a solution to the must higher costs of this type of methodology has to be solved on the other hand. Until then a pragmatic approach is to use total thyroid hormone measurements multiplied by 1.5 as useful reference interval during pregnancy.

 

There is also during pregnancy, as in the non-pregnant state, a very high individuality index i.e. the intraindividual variability of pregnant women is much higher than the interindividual population- and even trimester-based reference range (369), which further complicates thyroid function assessment in cross sectional measurements. The function variables become much more clinically significant when measurements are used in longitudinal assessments e.g. during pregnancy.

 

BEFORE PREGNANCY OR WHEN PREGNANCY IS CONFIRMED

 

Because of the adverse effects of maternal thyroid deficiency, there is agreement that pre-pregnancy testing is now mandatory to optimize thyroxine replacement and to assess thyroid status in women who have an increased risk of thyroid dysfunction (8,9,353,370-372), for example a history of recurrent miscarriage, impaired fertility requiring assisted reproductive technology, type 1 diabetes, or any other factors known to be associated with increased risk of thyroid dysfunction (Table 2). Notably, in one key study, about a third of women with subclinical or overt hypothyroidism in the first trimester would have been missed if testing had been confined to those assessed as being at higher risk, based on detailed questioning about potential risk factors, in particular a personal or family history of thyroid or other autoimmune disorder, or previous thyroid-related treatment (373). A further study confirms that about half of the women at risk for pregnancy-related thyroid dysfunction would be missed by testing confined to the group assessed to be at high risk (374). Hence, the view that routine testing may now be warranted (14). Because the major influence of thyroid hormone on fetal brain development is early in pregnancy and the onset of thyroid hormone action is slow, effective testing needs to be done earlier than would follow the first routine obstetric visit at 10-12 weeks.

 

While there is now good evidence that any level of TSH elevation that suggests maternal hypothyroidism should be treated, there is currently no consensus about responses to other test abnormalities. An important finding is that thyroxine treatment of peroxidase antibody-positive euthyroid women from about the end of the first trimester may improve obstetrical outcome, as judged by rates of miscarriage and premature delivery (375). A recent meta-analysis confirms that thyroid autoantibodies are associated with miscarriage and preterm delivery and suggests that thyroxine treatment diminishes these risks (376). Pre-partum assessment of antibody status may also provide information that improves prediction of post-partum thyroid dysfunction (377).

 

A different aspect is related to women already on thyroxine replacement therapy before pregnancy. It has been shown that almost 50% of thyroxine treated women were not optimally replaced in early pregnancy (TSH <0.4 or >4.0 mU/l) with the potential for significant adverse effect on pregnancy outcome (370). In thyroxine-treated women it should now be standard practice to assess optimal replacement prior to pregnancy and to re-evaluate this when pregnancy is confirmed, with a prompt 25-30% increase in replacement dosage (371), with two extra daily doses per week as an approximation. The required increase is larger in women who have had thyroid ablation than in those with spontaneous hypothyroidism (371).

 

A special situation arises in thyroxine-treated women who have in vitro fertilization. Ovulation-induction cycles, even in the absence of ongoing pregnancy, can be associated with 2-10 fold increases in serum TSH (378), indicating that previously adequate replacement may not accommodate estrogen-induced thyroxine requirements induced by a very rapid increase of thyroid hormone binding proteins. This suggests that women who lack endogenous thyroxine should receive increased dosage from the time of ovulation induction, to accommodate increased thyroxine requirement, whether associated with a subsequent pregnancy, or not. The need to routinely test thyroid function before in vitro fertilization and institute or increase thyroxine treatment seems self-evident.

 

ASSESSMENT DURING PREGNANCY

 

In women treated for hypothyroidism, some guidelines still recommend that replacement thyroxine dosage should be progressively adjusted in pregnancy in response to increasing serum TSH, a response that is likely to be too late to assure optimal first trimester maternal T4 levels for optimal fetal brain development. Hence, the advice to increase dosage by two daily doses per week as soon as pregnancy is confirmed, followed by a check of serum TSH about 4 weeks later (353,371).

 

In women treated for Graves’ disease with antithyroid drug, dose reduction should be the aim, keeping TSH in the lower normal range. In contrast to the adverse effects of even the mildest grades of hypothyroidism, an extensive study has shown no adverse effect of mild overactivity during pregnancy (379). It is thus often possible to cease antithyroid drug late in pregnancy, with prospective follow-up to detect post-partum recurrence. In contrast to immune thyroid disorders, nodular thyroid disorders do not appear to show marked fluctuation during and after pregnancy. Recent guidelines recommend the use of propyluracil in the first trimester (380), and thiamazole (methimazole) thereafter due to the risk of birth defects by thiamazole (380,381), and general side effects to propylthiouracil (382,383).

 

In the event of uncontrolled or severe maternal hyperthyroidism, careful assessment should be made of fetal growth and thyroid size followed by fetal blood sampling in some cases as a guide to optimal therapy (384,385). Guidelines for the assessment of TRAb to gauge the likelihood of neonatal thyrotoxicosis have been discussed above (283).

 

POSTPARTUM ASSESSMENT

 

Among women who were euthyroid prior to pregnancy, autoimmune thyroid dysfunction not due to Graves' disease occurs in approximately 5–8% in the first year post-partum (386). Postpartum thyroiditis is an autoimmune disorder that causes lymphocytic inflammation of the thyroid. It is more frequent in women with elevated first-trimester serum thyroperoxidase antibody concentrations (387) and in women with other autoimmune disorders, such as type 1 diabetes mellitus (388,389).

 

The thyroid inflammation in postpartum thyroiditis initially leads to transient thyrotoxicosis as preformed thyroid hormones are released from the damaged gland. This phase usually occurs 1–3 months post-partum and lasts for 6–9 weeks. Symptoms are typically mild, but rarely florid, transient thyrotoxicosis can be seen. Serum T4 levels are proportionally higher than T3 levels, reflecting the ratio of stored hormone in the thyroid gland (in contrast to Graves' disease where T3 is often preferentially elevated) (390).

 

In prospective studies there is a high prevalence of thyroid dysfunction during the post-partum period (8,353), and a high percentage of those women with subclinical postpartum thyroiditis proceeded to permanent thyroid failure (391,392). In an Australian study, this effect was most pronounced in women with low iodine intake (393). Hence, women with postpartum hypothyroidism should be treated on the basis of confirmed TSH elevation even if the indication for lifelong replacement has not been firmly established. This strategy is especially important because untreated maternal hypothyroidism has critical implications for fetal development in subsequent pregnancies. Also, recent findings of psychiatric disorders coinciding with autoimmune thyroid disorders in the postpartum period (394)indicates that these women should be screened for thyroid dysfunction, and very likely both conditions should be followed on a longer term basis if significant in the postpartum period. By contrast, almost all women with suppressed or subnormal TSH values 6 months postpartum, showed normal TSH 12 and 18 months later, indicating that postpartum hyperthyroidism is likely to be a temporary phenomenon (8,353).

 

In women with established hypothyroidism, replacement dosage of thyroxine can generally be decreased to the pre-pregnancy dose with testing deferred for several months to review dosage. In Graves’ hyperthyroidism, where antithyroid drug has been ceased during pregnancy, resumption of treatment is generally deferred, based on symptoms and the results of testing at two-three monthly intervals. Where thyroperoxidase antibody testing early in pregnancy has been positive in the absence of frank thyroid dysfunction, prospective testing may be warranted in the 12 months post-partum.

 

Knowledge of maternal thyroid status should be taken into account in assessing the significance of neonatal screening for congenital hypothyroidism, because of reports of temporary effects of maternal blocking antibody in the infant.

 

IODINE STATUS  

 

The critical importance of adequate iodine nutrition during pregnancy is widely acknowledged. The increased pool of thyroxine that follows from the increase in serum thyroxine binding globulin, as well as increase in urinary iodine excretion that will aggravate any degree of iodine deficiency, with potential for adverse effects on fetal development. While assessment of iodine status by measurement of urinary iodine excretion in individual women does not have wide support, data on iodine nutrition within each geographical area should be an important public health issue, with appropriate supplementation to achieve estimated urinary iodine excretion in the range 150-300 microgram daily in pregnant women.

 

THE PHYSICIAN-LABORATORY INTERFACE

 

Because of the diverse clinical presentations of thyroid dysfunction, initial requests for assessment of thyroid function are often made by clinicians who, while alert to the possibility of thyroid dysfunction, may not be familiar with the limitations of current assays, or with medication effects. Clinical decisions can be assisted by comments from the laboratory, based on detailed knowledge of current immunoassay limitations (263,395-398). The quality of this assistance will depend on two key components: the training and experience of the reporter and the available clinical information. It is therefore paramount that clinicians and clinical biochemistry specialist communicate, since a practical and useful approach to optimal patient management can only be achieved by collaboration (178).

 

Historical

 

The competitive binding assays that are used for thyroid diagnosis were initially developed 30-35 years ago by clinical investigators who used ‘in house’ assay reagents and were often closely involved in patient care. This nexus between laboratory and clinical investigation allowed deficiencies in early assays to be readily appreciated, but advanced diagnostic technology was available to only a few practitioners, with results sometimes available only after long delay. In recent decades there has been a strong trend away from ‘in house’ reagents which have been replaced by kits that incorporate highly sophisticated standardized reagents and automated instrumentation (e.g. solid phase antibodies, magnetic separation systems, chemiluminescent detection systems). Assay turnaround is much faster and up-to-date techniques are widely available to almost all practitioners, most of whom are inexperienced in endocrinology or laboratory methodology. Non-specialist users of endocrine assays are most likely to benefit from laboratory assistance in the interpretation of results, but as assay automation has increased, laboratory professionals have become more distant from the bedside. As clinicians receive less assistance, they tend to provide less relevant information and vice versa. Laboratory personnel in turn, see results that are uninterpretable or ambiguous without the relevant clinical background. Potential assay imperfections may be ignored simply because clinical correlation is not possible (see below).

 

Diagnostic Approach to Discordant or Apparently Anomalous Results

 

The relationship between laboratory results and clinical findings may be either concordant or discordant. With discordant results, a distinction needs to be made between a previously unsuspected diagnosis, subclinical disease, and anomalous assay results. If the assay result is confirmed, the fundamental assumptions that underpin the diagnostic use of tropic-target hormone relationships should be considered (see above).

 

The following steps may be helpful in evaluating anomalous assay results:

  1. Re-evaluation of the clinical context, with particular attention to pre-diagnostic probability, long-term features suggestive of thyroid disease and medication history.
  2. Assessment of whether serum TSH is markedly suppressed (<0.05 mU/l) or simply in the subnormal-detectable range.
  3. Further sampling to establish whether the anomalous result is persistent or transient.
  4. Estimation of serum free T4 by an alternative method, preferably a two-step technique that removes binding proteins from the assay system before quantitation.
  5. If hyperthyroidism is suspected, measurement of the serum free T3, or total T3 with appropriate binding correction.
  6. Measurement of serum total T4 to establish whether the serum free T4 is disproportionately high or low, possibly due to a preanalytical or method-dependent artefact.
  7. Possible evaluation of propositus and family members for evidence of unusual binding abnormalities or hormone resistance.

 

In some circumstances, the cause of an apparently anomalous or unusual laboratory result may become obvious from the clinical context (table 10). By taking account of drug therapy, or acute perturbation of the pituitary-thyroid axis, assay validity can be affirmed and unnecessary further investigation may be avoided.

 

Table 10.  Situations in Which Interpretation of Unusual Laboratory Results Depends on Relevant Clinical Information

Clinical background

Assay Results

fT4

fT3

TSH

Pregnancy

L*

L,N

N

Antithyroid drug treatment, initial months

H,N,L

H,N,L

U

Recent T4 commencement for hypothyroidism

N

N

H

Hypothyroidism, appropriate T4 dose

H

N

N

Hypothyroidism, intermittent compliance

H,N

 

H

Appropriate T4 suppressive therapy

H

N

U,L

Recombinant TSH, suppressive T4

H

N

H

Hypopituitarism

L

 

L,N

Phenytoin

L*

 

L,N

Critical illness

L*

L

L

Heparin effect in critical illness

L,N,H*

L

L

Recovery phase of critical illness

L,N

 

H

Drugs that inhibit T4/T3 binding to TBG

L*

L*

L,N

Amiodarone effect in euthyroid subject

H

L

N

Acute T4 overdose

HH

H,N

N

Rheumatoid arthritis

N

N

H

U undetectable; L low; N normal; H high; * effect dependent on assay method

 

Clinical Feedback, Quality Assurance, and Cost Effectiveness

 

Clinical feedback will remain a key aspect of quality assurance in laboratory testing. While assay precision or reproducibility can be evaluated solely in the laboratory, diagnostic accuracy requires clinical correlation. As with any diagnostic test, the non-specificity of a procedure may not become apparent until the full diversity of the non-diseased population is appreciated. Premarketing evaluation of assays may fail to include the critical samples that probe the diagnostic accuracy of an assay, so that non-specific interference is not appreciated until procedures have been in use for some time.

 

In studies of “cost effectiveness” it is hard to evaluate the human and financial costs that result from needless duplication, unnecessary testing and inappropriate management. Diagnostic inaccuracy of immunoassays may account for substantial unnecessary expenditure on laboratory resources (263,397,398). Dilution effects and binding protein abnormalities that affect free T4 estimation, the multiple effects of medications in non-thyroidal illness and the problems associated with thyroglobulin autoantibodies will continue to challenge both clinical chemists and clinicians; further technological development will not substitute for collaboration between these two groups.

 

Clinical issues may influence the selection of thyroid tests that will best serve a particular population. For example, the effects of severe illness on free T4 estimates may be of minor importance for a laboratory that serves predominantly ambulatory patients. A different assay profile, with emphasis on measurement of total hormone as the “gold standard” for T4 assessment may be required in a laboratory that evaluates thyroid function during critical illness (328-330) or in obstetric practice (8,353). In the future, hopefully a more sophisticated methodology such as tandem mass spectrometry may be able to eliminate the many confounders in thyroid hormone measurements.

 

ACKNOWLEDGEMENTS

 

The chapter was updated from a previous comprehensive version by the late Jim Stockigt M.D., FRACP, FRCPA, Monash University and Alfred and Epworth Hospitals, Melbourne, Australia.

 

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Glucocorticoid Receptor

ABSTRACT

 

The glucocorticoid receptor (GR) is an evolutionally conserved nuclear receptor superfamily protein that mediates the diverse actions of glucocorticoids as a ligand-dependent transcription factor. This receptor is a protein that shuttles from the cytoplasm to the nucleus upon binding to its ligand glucocorticoid hormone, where it modulates the transcription rates of glucocorticoid-responsive genes positively or negatively. Tremendous efforts have been made to reveal the molecular signaling actions of the GR, including intracellular shuttling, transcriptional regulation and interaction with other intracellular signaling pathways. Glucocorticoids are essential for both maintenance of the resting state and the stress response, and are pivotal in the treatment of many disorders, including autoimmune, inflammatory, allergic, and lymphoproliferative diseases. Thus, pathologic or therapeutic implications of the GR, including genetic alterations in the human GR gene, disease-associated GR regulatory molecules, and development of GR ligands with selective GR actions, are of great importance. This chapter provides an overview on such GR-related research activities.

 

INTRODUCTION

 

Glucocorticoids are steroid hormones secreted by the adrenal glands. They are important for the maintenance of basal and stress-related homeostasis by acting as end products of the stress-responsive hypothalamic-pituitary-adrenal (HPA) axis (1). Glucocorticoids regulate a variety of biologic processes and exert profound influences on many physiologic functions (2,3). In pharmacologic doses, glucocorticoids are used as potent immunosuppressive agents in the therapeutic management of many inflammatory, autoimmune and lympho-proliferative diseases (4). At the cellular level, the actions of glucocorticoids are mediated by an intracellular receptor protein, the glucocorticoid receptor (GR) (its gene name is “nuclear receptor subfamily 3, group C, member 1: NR3C1”), which belongs to the steroid/sterol/thyroid/retinoid/orphan receptor superfamily of nuclear transactivating factors with over 200 members in general and over 40 in mammals currently cloned and characterized across species (5). Human GR consists of 777 amino acid residues (5). GR is ubiquitously expressed in almost all human tissues and organs including neural stem cells (6). GR functions as a hormone-dependent transcription factor that regulates the expression of glucocorticoid-responsive genes, which probably represent 3-10% of the human genome and can be influenced by the ligand-activated GR directly or indirectly (7).

 

EVOLUTION OF GR

 

Nuclear hormone receptors (NRs) form a highly conserved protein family observed even in simple metazoans. They are phylogenically differentiated into 7 subfamilies under the evolutional selection pressure, and are still active in the current human population (8). GR is a member of the steroid hormone receptor (SR) subfamily (subfamily 3) of NRs. This receptor family of vertebrates consists of six evolutionarily related SRs: two for estrogens (estrogen receptor (ER) a and ERβ) and one each for androgens (androgen receptor: AR), progestins (progesterone receptor: PR), glucocorticoids (GR), and mineralocorticoids (mineralocorticoid receptor: MR) (Figure 1). These steroid receptors are also categorized as type I receptors, based on their functional characteristics, such as cytoplasmic localization in the absence of ligand with association to the heat shock proteins, homo-dimerization and recognition of their target DNA sequence (see below), while the other NRs belong to type II to IV (5).

Figure 1. Steroid hormone receptors (SRs: class I receptors) and their homologies expressed as percent identity to the protein sequence of human GR. AR; androgen receptor, ER: estrogen receptor, ER: estrogen receptor, GR; glucocorticoid receptor, MR: mineralocorticoid receptor, PR-A: progesterone receptor-A. Modified from (9).

SRs evolved in the chordate lineage after the separation of deuterostomes and protostomes, prior to or at the base of the Cambrian explosion about 540 million years ago (10,11) (Figure 2A). The receptor phylogeny suggests that two serial gene duplications of an ancestral SR gene occurred before the divergence of lamprey and jawed vertebrates (Figure 2B). The first gene duplication (duplication #1 in Figure 2B) created an estrogen receptor (ER) and a 3-ketosteroid receptor, whereas the second duplication (duplication #2 in Figure 2B) of the latter gene produced a corticoid receptor and a receptor for 3-ketogonadal steroids (androgens, progestins, or both). Therefore, the ancestral vertebrates (e.g., lamprey) had three SRs: an estrogen receptor (ER), a receptor for corticoids (corticosteroid receptor: CR) and a receptor that bound androgens, progestins or both (ancestral PR). At some later time within the gnathostome lineage, each of these three receptor genes were duplicated again (duplications #3, #4 and #5 in Figure 2B) to yield the six SRs currently found in jawed vertebrates: the ER creating ERa and ERβ, CR yielding the GR and MR, and the 3-ketogonadal steroid receptor (ancestral PR) producing the PR and AR. Therefore, the genome of ‘higher’ vertebrates is thought to be the result of three genome duplication events that occurred early in chordate evolution (10,12). Although the timing of these events is not entirely clear, it is most likely that the first 2 duplications occurred before the lamprey-gnathostome divergence and one after (10,13).

Figure 2. Evolution of SRs including GR. A: Appearance of the SR member receptors through evolution of the chordate lineage. The first ancestral SR, which is close to the current ER, appeared ~540 million years ago. At lamprey, 3 receptors, ER, PR and CR, emerged. From the ray-finned fishes, all SR members, ER, PR, AR, GR and MR, appeared. Modified from (14). B: Phylogeny of the SR family genes. Current human SRs including GR were generated through several gene duplications (shown as orange squares). Appearance of the ancestral (Anc) SR1, SR2 and CR are shown with arrows in the phylogeny tree. Blue lines indicate the lamprey-gnathostome divergence. Modified from (10).

The GR and its closest family member MR, both descend from duplication of the ancestral CR (AncCR) gene, and emerged in the vertebrate lineage approximately 450 million years ago (12,15) (Figure 2B). The GR is activated by cortisol, while the MR is activated by aldosterone in tetrapods and by deoxycorticosterone (DOC) in teleosts. The MR is also sensitive to cortisol, though considerably less so than to aldosterone and DOC (12,15). Like the MR, the AncCR is sensitive to aldosterone, DOC and cortisol, indicating that the specificity of GR for cortisol is evolutionarily derived (12,15).

 

To determine how the preference of the GR for cortisol evolved, Ortlund et al. identified substitutions that occurred during the same period as the shift in GR function (16). Using maximum likelihood phylogenetics, he revealed that GR retained AncCR’s sensitivity to aldosterone, DOC and cortisol, from the common ancestor of all jawed vertebrates, but the GR from the common ancestor of bony vertebrates obtained a phenotype like that of the current GRs that respond only to cortisol. These findings indicate that the specificity of GR for cortisol evolved during the interval between these two speciation events, approximately 420 to 440 million years ago (16). Amino acid substitutions found in the modern GR compared to AncGR are not a consequence of the direct introduction of corresponding nucleotide changes, but supported by permissive mutations that enabled the intermediate receptor to tolerate insertion of the final substitutions (17).

 

Teleosts, one of the 3 subgroups of ray-finned fishes that covers most of the living fishes today, underwent an additional gene duplication event about 350 million years ago (18). Thus, all fishes that belong to this subclass, including carp and rainbow trout, have 2 GR genes (GR1 and 2 in rainbow trout). However, zebrafish has only one GR gene in contrast to the other teleost families, because this species lost the 2nd GR gene sometime during the last 33 million years (18).

 

STRUCTURE OF THE HUMAN GR GENE AND PROTEIN

 

All SRs including GR display a modular structure comprised of five to six regions (A-F): the amino-terminal A/B region, also called immunogenic or N-terminal domain (NTD), and the C and E regions, which correspond to the DNA- (DBD) and ligand-binding (LBD) domains, respectively (Figure 3). D region represents the hinge region (HR), while F region is located in the C-terminal end of the NRs with high variability. GR does not have a F region. The GR cDNA was isolated by expression cloning in 1985 (19). The human GR gene consists of 9 exons and is located in the long arm of the chromosome 5 (5q31.3) in an inverse orientation and spanning ~160 kbs. Alternative splicing of the human GR gene in exon 9 generates two highly homologous receptor isoforms, termed a and b. These are identical through amino acid 727, but then diverge, with human GRa having an additional 50 amino acids and human GRb having an additional, nonhomologous 15 amino acids (20). The molecular weights of these receptor isoforms are 97 and 94 kilo-Dalton, respectively. Human GRa is expressed virtually in all organs and tissues, resides primarily in the cytoplasm, and represents the classic glucocorticoid receptor that functions as a ligand-dependent transcription factor. Human GRb, also expressed ubiquitously, does not bind glucocorticoid agonists and functions as a dominant negative receptor for GRa-induced transcriptional activity (see Section 7. THE SPLICE VARIANT GR-beta ISOFORM) (21).

Figure 3. Genomic and complementary DNA and protein structures of the human (h) GR with its functional distribution, and the isoforms produced through alternative splicing.
The hGR (NR3C1) gene consists of 10 exons. Exon 1 is an untranslated region (UTR), exon 2 encodes for NTD (A/B), exon 3 and 4 for DBD (C), and exons 5-9 for the hinge region (D) and LBD (E). GR does not have an F region in contrast to the other steroid hormone receptors. The GR (NR3C1) gene contains two terminal exons 9 (exon 9 and 9) alternatively spliced to produce the classic GR and the nonligand-binding GR isoform. C-terminal gray-colored domains in GR and GR show their specific portions. Locations of several functional domains are also indicated. AF-1 and -2: activation function-1 and -2; DBD; DNA-binding domain; HD: hinge region; LBD: Ligand-binding domain; NTD: N-terminal domain, NL1 and 2: Nuclear translocation signal 1 and 2.

The N-terminal domain (NTD) of GRa contains a major transactivation domain, termed activation function (AF)-1, which is located between amino acids 77 and 262 of the human GRa (22,23). AF-1 belongs to a group of acidic activators, such as VP16, nuclear factor of kB (NF-kB), p65 and p53, contains four a-helices, and plays an important role in the communication between the receptor and molecules necessary for the initiation of transcription, including coactivators, chromatin modulators and basal transcription factors [RNA polymerase II, TATA-binding protein (TBP) and a host of TBP-associated proteins (TAFIIs)] (24). GRa AF-1 is relatively unfolded at the basal state, while it forms a significantly complex helical structure in response to binding to cofactors, such as TBP and p160 coactivators (25,26). TBP-induced conformational change in AF-1 facilitates association of this domain to a p160 coactivator (27).

 

The DNA-binding domain (DBD) of the human GRa corresponds to amino acids 420-480 and contains two C4-type zinc finger motifs through which GRa binds to specific DNA sequences, the glucocorticoid-responsive elements (GREs) (28,29). The DBD is the most highly conserved domain throughout the NR family. It has two similar zinc finger modules, each nucleated by a zinc ion coordination center held by four cysteine (C) residues and followed by a-helix (Figure 4A). The N-terminal’s first a-helix lies in the major groove of the double-stranded DNA, while the C-terminal part of the second a-helix is positioned over the minor groove (Figure 4B).

Figure 4. Structure of GR DBD and its interaction with DNA GRE. A: Zinc finger structures in DBD of hGR. Numbered eight cysteine (C) residues chelate Zn2+ to form two separate finger structures. Red-colored amino acid residues form -helical structures. Box with bold line indicates lever arm, while that with dashed line shows D-box. Modified from (30). B: 3-Dimensional model of the physical interaction between the GR DBD and DNA GRE. The N-terminal’s first -helix of the GR DBD lies in the major groove of the double-stranded DNA, while the C-terminal part of the second -helix is positioned over the minor groove. The image was created and donated by Dr. D.E. Hurt (National Institute of Allergy and Infectious Diseases, NIH, Bethesda, MD). Box with bold line indicates lever arm, while that with dashed line shows D-box. Modified from (30).

The ligand-binding domain (LBD) of the human GRa corresponds to amino acids 481-777, binds to glucocorticoids, and plays a critical role in the ligand-induced activation of GRalpha. The crystal structure of the GRalpha LBD was successfully analyzed by using a point mutant containing a single replacement of phenylalanine at amino acid 602 by serine, and is comprised of 12 a-helices and 4 small β-sheets that fold into a three-layer helical domain (31) (Figure 5). Helices 1 and 3 form one side of a helical sandwich, while helices 7 and 10 form the other side. The middle layer of the helices (helices 4, 5, 8, and 9) is present in the top but not the bottom half of the protein. This arrangement of helices creates a cavity in the bottom half of the LBD, which is surrounded by helices 3, 4, 11 and 12, and functions as a ligand-binding pocket (31-33). Interaction of the LBD with the heat shock protein (hsp) 90 contributes to the maintenance of the protein structure that allows LBD to associate with ligand. Ligand-binding induces a conformational change in the LBD and allows GRa to communicate with several molecules, such as importin a of the nuclear import system, components of the transcription initiation complexes and other transcription factors that mediate the ligand-dependent actions of GRa. The LBD also contains one transactivation domain, termed AF-2. The activity of AF-2 is ligand-dependent.

Figure 5. Structure of the GR LBD. The GR consists of 12 -helices and 4 small β-sheets that fold into a three-layer helical domain. Helices 1 and 3 form one side of a helical sandwich, while helices 7 and 10 form the other side. The middle layer of helices 4, 5, 8, and 9 are present in the top but not in the bottom half of the protein, thus creating a ligand-binding pocket (shown as yellow star) in the bottom half of the LBD, surrounded by helices 3, 4, 11 and 12. The image was created with the MacPyMOL software using 3K22 of the RCSB Protein Data Bank (PDB) (http://www.rcsb.org/pdb/home/home.do).

TRANSCRIPTIONAL AND TRANSLATIONAL REGULATION OF GR ISOFORMS

 

As described above, the human GR gene expresses two mRNAs through alternative use of exon 9a and 9b, and produces two splice variants. The human GRa mRNA further expresses multiple isoforms by using at least 8 alternative translation initiation sites (34) (Figure 6). Since human GRb shares a common mRNA domain that contains the same translation initiation sites with human GRa (19), the human GRb variant mRNA seems also to be translated through the same initiation sites to a similar host of b isoforms. They are produced by ribosomal leaky scanning and/or ribosomal shunting from their alternative translation initiation sites located at amino acids 27 (GRa-B), 86 (GRa-C1), 90 (GRa-C2), 98 (GRa-C3), 316 (GRa-D1), 331 (GRa-D2) and 336 (GRa-D3), C-terminally from the classic translation start site (1: for the GRa-A) (34). Thus, they have different lengths of NTDs but the same DBDs and LBDs. Compared to GRa-A, GRa-C2 and GRa-C3 isoforms have stronger transcriptional activities on a synthetic GRE-driven promoter, while GRa-D1, GRa-D2 and GRa-D3 demonstrate weaker activities (34). GRa-B and GRa-C1, however, possess transcriptional activities similar to that of GRa-A (34). Absence of AF-1 in GRa-D isoforms may explain their reduced transcriptional activity, while ~100 amino acids (particularly 3 polar amino acids) located in the N-terminal portion of AF-1 appear to support increased transcriptional activity of GRa-C isoforms (35). All human GRa isoforms translocate into the nucleus in response to ligand, while they are differentially distributed in the cytoplasm and/or the nucleus in the absence of ligand and display distinct transactivation or transrepression patterns on global gene expression examined by cDNA microarray analyses (34). Such isoform-specific transcriptional activity is in part explained by their distinct chromatin modulatory activity, which is evident in the different potencies of the translational isoforms to induce apoptosis in T-cell Jurkat cells (36).

Figure 6. GR isoforms produced through alternative splicing or use of different translational initiation sites. The human GR (NR3C1) gene contains two terminal exons 9 (9alpha and 9beta) alternatively spliced to produce the classic GR (GRalpha-A) and GRbeta-A. C-terminal dark yellow-colored domains in GRalpha-A and GRbeta-A show their specific portions. Using at least 8 different translation initiation sites located in NTD, the human GR (NR3C1) gene produces multiple GR isoforms termed A through D (A, B, C1-C3 and D1-D3) with distinct transcriptional activities on glucocorticoid-responsive genes. Since GRalpha and GRbeta share a common mRNA domain that contains the same translation initiation sites, the GRbeta variant mRNA appears to be also translated through the same initiation sites and to produce 8 isoforms with different lengths of NTD. Modified from (20,37). AF-1 and -2: activation function-1 and -2; DBD; DNA-binding domain; HD: hinge region; LBD: Ligand-binding domain

Translational Human GRa isoforms are differentially expressed in various cell lines, tissues and at different developmental stages (34). For example, GRa-D isoforms are predominant in immature bone marrow-derived dendritic cells (DCs), while GRa-A is a main isoform in mature DCs, and this characteristic expression explains maturation-specific alteration of glucocorticoid sensitivity in these cells (38). GRa-A is highly expressed in brains of toddlers to teenagers, whereas peak expression of GRa-D is observed in those of neonates (39). Thus, these N-terminal human GRa isoforms may differentially transduce glucocorticoid hormone signals to tissues, depending on their selective expression and inherent activities.

 

The human GR gene has eleven different promoters with their alternative first exons (1A1, 1A2, 1A3, 1B, 1C, 1D, 1E, 1F, 1H, 1I and 1J) (40,41) (Figure 7). Therefore, the human GR gene can produce eleven different transcripts from different promoters that encode the same GR proteins sharing a common exon 2 containing the translating ATG codon. 1A1, 1A2, 1A3 and 1I are located in the distal promoter region spanning ~32,000-36,000 bps upstream of the translation start site, while 1B, 1C, 1D, 1E, 1F, 1H and 1J position in the proximal promoter region located up to ~5,000 bps upstream of such a site (40). Through differential use of these promoters, expression levels of GR protein isoforms can vary considerably among tissues and disease states (40,42). DNA methylation of the human GR gene promoter area is one of the mechanisms that regulate the activity of specific GR gene promoters. Indeed, childhood trauma, which influences development of the borderline personality disorder by affecting the stress-responsive HPA axis, contributes to the alteration of DNA methylation levels of the human GR gene promoter in the brain (43). Elevated DNA methylation in the human GR gene promoter is also found in the brain hippocampus of the patients with major depression (44). Furthermore, the methylation status of the human GR gene promoter in the peripheral blood is highly altered during the perinatal period. Interestingly, preterm infants demonstrate significantly lower levels of the DNA methylation compared to full-term infants, explaining in part relative glucocorticoid insensitivity observed in preterm babies (45).

 

In addition to selective use/activation-inactivation of the specific GR gene promoters, alternative untranslated 1st exon transcripts differentially control stability and translational efficiency of their existing GR mRNA, and contribute to differential tissue expression of the GR proteins (46). By employing many splice/translational GR isoforms expressed from different promoters, human GR appears to form at least 256 different combinations of homo- and hetero-dimers with varying expression levels and transcriptional activities. This marked complexity in the transcription/translation of the human GR gene allows cells/tissues to respond differentially to the circulating concentrations of glucocorticoids depending on the needs of respective tissues (20).

Figure 7. The human (h) GR (NR3C1) gene has 11 different promoters with specific exon 1 sequences. The hGR (NR3C1) gene has 11 different promoters harboring specific exon 1 sequences. Alternative exon 1s are shown as yellow arrows or arrowheads. The 5’ flanking region of the hGR (NR3C1) gene has proximal and distal promoter regions, which respectively span from ~-37,000 to ~-32,000 and from ~-5,000 to ~0, upstream of the translation initiation site located in the exon 2 (shown as “ATG” and arrowhead), and contain exons 1A1, 1A2, 1A3, and 1I, and 1B, 1C, 1D, 1E, 1F and 1H, respectively. Modified from (40,41).

ACTIONS OF GR

 

Nucleocytoplasmic Shuttling of GRa

 

In the absence of ligand, GRa resides primarily in the cytoplasm of cells as part of a large multiprotein complex, which consists of the receptor polypeptide, two molecules of hsp90, and several other proteins (28,47-49) (Figure 8). Following ligand binding, the receptor dissociates from the hsps and translocates into the nucleus. The GRa contains two nuclear translocation signals (NL), NL1 and NL2 (Figure 3): NL1 contains a classic basic-type nuclear localization signal (NLS) structure that overlaps with and extends C-terminally from the DBD of GRa (50). The function of NL1 is dependent on importin a, a protein component of the nuclear translocation system, which is energy-dependent and facilitates the translocation of the activated receptor into the nucleus through the nuclear pore. NL2 spans over almost the entire LBD. In the absence of ligand, binding of hsps with the LBD of GRa masks/inactivates NL1 and NL2, thereby maintaining GRa in the cytoplasm. Inside the nucleus, GRa binds to GREs in the promoter regions of target genes. The interaction of GRa with GREs is dynamic, with the GRa binding to and dissociating from GREs in the order of seconds, while the GRE-bound receptor helps other GRas to bind DNA by increasing chromatin accessibility (the mechanism called “assisted loading”), and ultimately up-regulates their steady state association on glucocorticoid-responsive gene promoters (51,52). The above findings were obtained using the multi-copy GREs artificially inserted into the host cell chromatin, but a recent report confirmed them by examining endogenous GREs using a single molecule imaging technique (53). GRa also modulates transcriptional activity of other transcription factors by physically interacting with them. After modulating the transcription of its responsive genes, GRa dissociates from the ligand and slowly returns to the cytoplasm as a component of the heterocomplexes with hsps (54-56). The ubiquitin-proteasomal pathway degrades ligand-bound GRa in the nucleus, facilitating clearance of the receptor from GREs; thus, this system regulates the transcriptional activity of GRalpha in a negative fashion (57,58).

Figure 8. Intracellular circulation of GR. Circulation of GR between the cytoplasm and the nucleus, and its transcriptional regulation on the glucocorticoid-responsive genes in the nucleus are shown in the panel. GR translocates into mitochondria or lysosomes as well. GREs: glucocorticoid responsive elements; TFREs: transcription factor responsive elements; HSPs: heat shock proteins; TF: transcription factor. From (59).

Several mechanisms have been postulated for the regulation of GRa nuclear export [27]. The Ca2+-binding protein calreticulin plays a role in the nuclear export of GRa, directly binding to the DBD of this receptor (60-62). In contrast, the CRM1/exportin and the classic nuclear export signal (NES)-mediated nuclear export machinery does not appear to be functional directly on GR (50,60,63). Rather, NES-harboring and phospho-serine/threonine-binding protein 14-3-3s can bind the human GR phosphorylated at serine 134, and segregates the nuclear GRa into the cytoplasm (64,65) (see also Section FACTORS THAT MODULATE GR ACTIONS, B. Epigenetic Modulation of GRa, Phosphorylation).

 

In addition to translocating into the nucleus, GRa was reported to shuttle into mitochondria upon ligand activation and to stimulate mitochondrial gene expression by binding to their own DNA (66) (Figure 8). Exposure of rats to stress or corticosterone induces translocation of GRa to mitochondria and modulates mitochondrial mRNA expression (67), indicating that this activity of GRa is evident at an animal level. GRa was also shown to move into the lysosome, which leads to the negative regulation of its transcriptional activity (68).

 

Mechanisms of GRa-mediated Activation of Transcription

 

Classically, GRa exerts its transcriptional activity on glucocorticoid-responsive genes by binding to GREs located in the promoter region of these genes (69). The optimal tandem GREs is an inverted hexameric palindrome separated by 3 base pairs, PuGNACANNNTGTNCPy, on which each GRa molecule binds one of the palindromes, forming a homodimer on this binding site through multiple contacts between the 2 receptors (70,71). Recent research indicated that sequence variation of GREs, including 3 non-specific spacer nucleotides, influences the 3-dimensional structure of DBD and modulates the transcriptional activity of whole GRa molecule (72,73); Binding of GRa DBD to GRE DNA sequence induces conformational changes in the dimerization surface located in D-loop through the lever arm, which positions itself between the first a-helix and D-loop (Figure 4A). Two receptors bound on each GRE half site then communicate with each other with their GRE sequence-specific dimerization surfaces, and ultimately develop net transcriptional activity. These findings suggest that DNA GRE is a sequence-specific allosteric modulator of GRa transcriptional activity through alteration of its protein conformation, explaining in part gene-specific transcriptional effects of this receptor.

The GRE-bound GRa stimulates the transcription rates of glucocorticoid-responsive genes by facilitating formation of the transcription initiation complex on the GREs-containing promoter of these genes via its AF-1 and AF-2 transactivation domains (74) (Figure 3). Actions of AF-1 located in NTD of GRa is ligand-independent, while AF-2 is created on GRa LBD upon ligand-binding (75).

 

The transcription initiation complex attracted and formed on DNA-bound GRa is a mega protein structure that include over 100 proteins with different activities, such as RNA polymerase II and its ancillary factors, general transcription factors and numerous co-regulatory molecules with/without enzymatic activities (74). Research studies aimed to identify molecules interacting with GRa AF-2 have led to several proteins and protein complexes, called coactivators or cofactors, that form a bridge between DNA-bound GRa and the transcription initiation complex, and assist enzymatically with the transmission of the glucocorticoid signal to RNA synthesis promoted by the RNA polymerase II (76) (Figure 9). These include: (1) p300 and the homologous cAMP-responsive element-binding protein (CREB)-binding protein (CBP), which also serve as macromolecular docking “platforms” for transcription factors from several signal transduction cascades, including NRs, CREB, activator protein-1 (AP-1), NF-kB, p53, Ras-dependent growth factor, and signal transducers and stimulators of transcription (STATs) (77). Because of their central position in many signal transduction cascades, the p300/CBP coactivators are also called co-integrators; (2) p300/CBP-associated factor (p/CAF), originally reported as a human homologue of yeast Gcn5, which interacts with p300/CBP and is also a broad transcription coactivator (78,79); and (3) the p160 family of coactivators, which preferentially interact with SRs (80). These include the steroid receptor coactivator-1 (SRC-1), SRC-2, which consists of transcription intermediate factor-II (TIF-II) and the glucocorticoid receptor-interacting protein-1 (GRIP1), and SRC-3, which consists of the p300/CBP/co-integrator-associated protein (p/CIP), activator of thyroid receptor (ACTR) and the receptor-associated coactivator-3 (RAC3) (76,80,81). These 3 subclasses of p160 family coactivators are also called, respectively, as nuclear receptor coactivators (NCoA) 1, 2 and 3.

Figure 9. Schematic model demonstrating the interaction and activity of HAT coactivators and other chromatin modulators, which are attracted by GR to the promoter region of glucocorticoid-responsive genes. Promoter-associated GR is cleared by the ubiquitin-proteasomal pathway, which regulates turnover of GR on DNA. Modified from (82). AF-1 and -2: activation function-1 and -2; CBP: cAMP-responsive element-binding protein (CREB)-binding protein; DRIP: vitamin D receptor-interacting protein; GREs: glucocorticoid response elements; p/CAF: p300/CBP-associated factor; SWI/SNF: mating-type switching/sucrose non-fermenting; TRAP: thyroid hormone receptor-associated protein.

The p160 coactivators are the first to be attracted to the DNA-bound NRs and help accumulating p300/CBP and p/CAF proteins to the promoter region, indicating that p160 proteins play a pivotal role in NR-mediated transactivation. A study using the cryoelectron microscopy demonstrated detailed attraction modes of p160 proteins and p300/CBP to DNA-bound and ligand-activated ERa (83); Each of the tandem ER response elements (EREs)-bound receptors independently attracts one p160 molecule via the transactivation surface of the receptor created by their AF-1 and AF-2. Then, the two NCoAs attracted to the receptors recruits one p300/CBP molecule to the DNA/receptors/p160s complex through multiple contacts mediated by different portions of the p160 proteins.

 

In addition to physical interaction and subsequent formation of the transcriptional initiating complex on the DNA-bound receptors by these coactivators (that is assembly of transcriptional initiation complex), these molecules have intrinsic histone acetyltransferase (HAT) activity through which they acetylate specific lysine residues of chromatin-bound histones, loosen the tightly assembled chromatin structure and facilitate access of other transcription factors and transcriptional complexes to the promoter region (76). These HAT coactivators also acetylate specific lysine residues of their own molecules, NRs and other transcription factors, and modulate their mutual protein-protein interaction and/or association to attracted promoters (84-86). The p160 family coactivators and p300/CBP protein contain one or more copies of the coactivator signature motif sequence LxxLL, where L is leucine and x is any amino acid (80,87). LxxLL forms a helical structure, and develops multiple hydrophobic bonds with its leucine residues to the AF-2 surface, which is created by helixes 3, 4 and 12 of the GRa LBD upon binding to ligand glucocorticoid (Figure 10A). p160-type coactivators contain 3 LxxLL motifs in its nuclear receptor-binding box (NRB) located in their central portion (76) (Figure 10B). Each of these motifs demonstrates different affinity to various NRs, indicating that specific p160 proteins participate in the transcriptional activity of particular NRs through preferential use of LxxLL motifs (88). For example, GRa preferentially interacts with GRIP1 p160 protein through C-terminally located 3rd LxxLL motif of this coactivator (89).

Figure 10. p160 coactivators physically interact with its multiple LxxLL motifs to the AF-2 surface of GR. A: 3-dimensional interaction image of GR AF-2 and the LXXLL peptide. The GR AF-2 surface has three large pockets into which core leucines (L745, L748 and L749) of the LXXLL peptide deeply bury themselves. There are additional intermolecular contacts that are important for peptide binding, including the electrostatic bonds created between (i) R746 (LXXLL peptide) and D590 (receptor), (ii) D750 (LXXLL peptide) and R585 (receptor) and (iii) D752 (LXXLL peptide) and K579 (receptor). From (89). B: p160-type coactivators (NCoAs) have 3 LxxLL motifs in their NR-binding box (NRB). Linearlized GRIP1 (NCoA2) molecule with NRB located in the middle portion is shown as a representative of the p160-type coactivators (NCoAs). In addition to NRB, GRIP1 has the basic helix-loop-helix (bLHL) and the PAS domains in its N-terminal portion, and p300/CBP-binding domain and one transactivation domain containing the HAT domain in the C-terminus.

The AF-2 transactivation domain of GRa also attracts several other distinct chromatin modulators, such as the mating-type switching/sucrose non-fermenting (SWI/SNF) complex and components of the vitamin D receptor-interacting protein/thyroid hormone receptor-associated protein (DRIP/TRAP) complex (76). The SWI/SNF complex is an ATP-dependent chromatin remodeling factor with a multi-subunit structure in which the ATPase domain functions as the catalytic center (90). Depending on the energy of ATP hydrolysis, the SWI/SNF complex introduces superhelical torsion into DNA. One of its components, SNF2 binds to AF-2 of GRa directly, functioning as an interface between the GRa and the SWI/SNF complex (91). The DRIP/TRAP complex is also a multiprotein conglomerate, which consists of over 10 different proteins, including DRIP205/TRAP220/PBP and components of SMCC (76). The DRIP/TRAP complex may modulate transcription through interaction and modification of general transcription factors, such as TFIIH or the C-terminal tail of the RNA polymerase II. DRIP205/TRAP220 contains two LxxLL motifs through which it binds to the ligand-activated AF-2 directly (92). Since the DRIP/TRAP complex and p160 coactivators use the same motif for interaction with NRs, they may bind to the same site of these receptors and sequentially interact with them for full activation of transcription. Alternatively, they may interact with a particular set of NRs, or have a different effect on different tissues (76,81).

 

In contrast to the mechanisms of transactivation by AF-2, those of AF-1 are not as well elucidated yet. Using the yeast system, the Ada complex may act on AF-1-mediated transcriptional activation through direct interaction to this module (93). The SWI/SNF complex, TBP and the HAT coactivators, such as p160 and p300/CBP, also physically interact with AF-1 and mediate its transcriptional activity (94-97). In addition, DRIP150, a component of the DRIP/TRAP complex, and the tumor susceptibility gene 101 (TSG101) interact with the AF-1 of the GRa in a yeast two-hybrid screening (98). The RNA coactivator, steroid RNA activator (SRA), also interacts with AF-1 (99). Given that any of these molecules and complexes interact with both AF-1 and AF-2, it is likely that concurrent activation of AF-1 and AF-2 by their common and/or distinct binding partners may be necessary for optimal activation of GRa-mediated transcriptional activity (100).

 

Several coactivators supporting the particular actions of glucocorticoids have been identified for GRa. The PPARg coactivator-1a (PGC1a) is a ~800 amino acid single polypeptide molecule originally identified as a cofactor physically interacting with PPARg in the yeast two-hybrid screening using a brown adipocyte cDNA library (101). PGC1a has an essential role in thermogeneration and energy metabolism by controlling mitochondrial biogenesis (101). It also regulates gluconeogenesis and cholesterol metabolism, as well as blood pressure and muscle fiber determination through physical interaction with various NRs, transcriptional factors and coactivators, such as PPARa, hepatocyte nuclear factor 4, CREB, nuclear respiratory factors, and p160 and p300/CBP coactivators (101). GRa also interacts physically with PGC1a through the latter’s LxxLL motif and this interaction is important for stimulation of gluconeogenesis through transcriptional stimulation of the 2 key genes respectively encoding the glucose-6-phosphatase (G6P) and the phosphoenolpyruvate carboxykinase (PEPCK) (101). It is known that longevity-associated histone deacetylase Sirt1 regulates PGC1a activity through its deacetylase activity-dependent or -independent manner (102,103). Sirt1 is shown to interact physically with GRa as well, and PGC1a and Sirt1 cooperatively enhance GR-induced transcriptional activity of glucocorticoid-responsive genes (104).

 

The CREB-regulated transcription coactivator 2 (CRTC2) is a coactivator previously known to be specific to CREB, and plays a central role in the glucagon-mediated activation of gluconeogenesis in the early phase of fasting (105). This coactivator functions also as a coactivator of GRa by physically interacting with its LBD outside of AF-2, and is required for glucocorticoid-mediated early phase gluconeogenesis by supporting the transcriptional activity of GRa on the G6P and PEPCK genes, while PGC1a cooperates with GRa for maintaining a late phase of fasting-induced gluconeogenesis (106).

 

Presence of numerous transcriptional cofactors that interact with GRa and influence its transcriptional activity indicate that they may have functional redundancy and/or activities specific to each of them, regulating particular sets of GRa-responsive genes. A study employing knockdown of GRalpha cofactors, such as CCAR1CCAR2CALCOCO1 or ZNF282, has addressed this important issue: it revealed that knockdown of any of these cofactor molecules resulted in specific impact on the expression of a particular set of glucocorticoid-responsive genes (107), suggesting that each cofactor molecule has distinct transcriptional regulatory activity on GRa, thus their expression profiles in tissues/organs potentially influence the transcriptional activity of GRa in respective tissues.

 

Emerging Concept on GRa-mediated Transcriptional Repression

 

GRa has long been believed to exert its transcriptional activity by binding to the classic GREs, which consists of inverted hexameric palindrome separated by 3 base pairs. However, Surjit, et al. identified unique DNA sequences also targeted by the GRa DBD, called “negative” GREs (nGREs), which play substantial roles in gene transrepression caused by GRa (108). The consensus sequence of nGREs is an inverted quadrimeric palindrome separated by 0-2 nucleotide pairs (CTCC(N)0–2GGAGA). In the structural study employing the prototype nGREs found in the thymic stromal lymphoprotein (TSLP) promoter as a model, 2 GRa molecules bound each palindrome as a monomer with different affinity in a head-to-tail fashion, in contrast to GRa-classic GREs where 2 receptors bind DNA in a head-to-head fashion (109) (Figure 11). nGREs are ubiquitously present in the genes repressed by glucocorticoids throughout several animal species, facilitating access of the silencing mediator for retinoid and thyroid hormone receptors (SMRT)/nuclear receptor corepressor (NCoR)-repressing complexes on the agonist-associated GRa bound on these sequences. This is a new concept, indicating that direct binding of GRa through its DBD to DNA sequences distinct from those of the classic GREs mediates glucocorticoid-induced transcriptional repression. However, a genome-wide study revealed that classic GREs and the “new” nGREs both contribute to transactivation and transrepression of glucocorticoid-responsive genes, suggesting that GRa-targeting DNA sequences per se are insufficient to confer direction of transcriptional regulation, but epigenetic factors and subsequent chromatin modification may play critical roles (110).

Figure 11. GR binds nGREs as a monomer. GR binds nGREs as a monomer at each of its half site (A) in contrast to its binding as a homo-dimer to classic GREs (B). nGREs of the mouse TSLP gene is used as an example. Images are from the PDB Website (www.rcsb.org). Image data for GR interaction with nGREs and classic GREs are DOI: 10.2210/pdb4hn5/pdb and DOI: 10.2210/pdb3g9m/pdb, respectively.

Interaction of GRa with Transcription Factors

 

Glucocorticoids exert their diverse effects through its single receptor protein module, the GRa. In addition to direct regulation of gene expression through GRa/DNA interaction, these hormones affect other signal transduction cascades through mutual protein-protein interactions between specific transcription factors and GRa, influencing the former’s ability to stimulate or inhibit the transcription rates of the respective target genes.

 

The protein-protein interaction of GRa with other transcription factors may take place on the promoters that do not contain GREs (tethering mechanism), as well as on those having both GRE(s) and responsive element(s) of the transcription factors that interact with GRa (“composite promoters”) (111) (Figure 12). Repression of the transactivation activity of other transcription factors through protein-protein interaction may be particularly important in suppression of immune function and inflammation by glucocorticoids (112,113). Substantial part of the effects of glucocorticoids on the immune system may be explained by the interaction between GRa and NF-kB, AP-1 and probably STATs (114-116). It was also reported that GRa directly interacts with the transcription factors “T-box expressed in T-cells” (T-bet) and GATA-3, which play key roles respectively in the differentiation of T helper-1 and T helper-2 lymphocytes (117,118). GRa also influences indirectly the actions of the interferon regulatory factor-3 (IRF-3) through the p160 nuclear receptor GRIP1, by competing with this factor for binding to the coactivator (119). These transcription factors are important for the regulation of immune function and the above interactions may explain some GR actions on the immune system. The following subsections will discuss GRa-interacting transcription factors and their effects on GRa-induced transcriptional activity.

Figure 12. Three different modes of transcriptional regulation of the glucocorticoid-responsive promoters by GR. GR may interact with other transcription factors directly or indirectly. Protein(s) or protein complex(es) may intermediate their interaction in the latter case. GREs: glucocorticoid responsive elements; TF: transcription factor; TFREs: transcription factor responsive elements

Nuclear Factor-kB (NF-kB)

 

NF-kB is one of the most important transcription factors that regulate inflammation and immune function. NF-kB is stimulated by many inflammatory signals and cytokines (115,120). It is a dimer of various members of the NF-kB/Rel family, including p50 (and its precursor p105), p52 (and its precursor p100), c-Rel, RelA and RelB in mammalian organisms. The heterodimer p65/p50 is a major and the most abundant form of NF-kB. In its inactive form, NF-kB creates a trimer with an additional regulatory protein, IkB in the cytoplasm. A variety of extracellular signals, such as bacterial and viral products (like lipopolysaccharide (LPS)) and several proinflammatory cytokines, induces phosphorylation of IkB by activating a cascade of kinases. The phosphorylated IkB then dissociates from NF-kB and is catabolized, while the liberated NF-kB enters into the nucleus where it binds to the kB-responsive elements in the promoter regions of its responsive genes. Ligand-activated GRa directly binds NF-kB p65 at its Rel homology domain through its DBD and suppresses the transcriptional activity of NF-kB, while NF-kB suppresses GRa-induced transactivation through GREs. Interaction with GRa inhibits binding of NF-kB to its responsive elements or neutralizes its ability to transmit an effective signal (121-124). The LBD of GRa is necessary for this suppressive action (125). GRa also suppresses NF-kB-induced transactivation by an additional mechanism, in which the GRa tethered to the kB-responsive promoters attracts histone deacetylases (HDACs) and/or modulates the phosphorylation of the RNA polymerase II C-terminal tail (126,127). In addition, ligand-activated GRa increases the synthesis of IkB by stimulating its promoter activity through classic GREs, thus segregating active NF-kB from the nucleus by forming inactive heterocomplexes with IkB in the cytoplasm (128). A study further indicated that attraction of the p160 coactivator GRIP1 together with GRa to NF-kB is required for glucocorticoid-induced repression of NF-kB-mediated cytokine gene expression in mouse primary macrophages (129).

 

Activator Protein-1 (AP-1)

 

AP-1 is a transcription factor, which regulates diverse gene expression involved in cell proliferation and differentiation (114,130,131). It acts as a dimer of the bZip protein family members, in which c-Fos and c-Jun heterodimers are most abundant. AP-1 transduces biological activities of phorbol esters, growth factors and pro-inflammatory cytokines, such as IL-1 and tumor necrosis factor (TNF) a. These compounds/cytokines stimulate different members of the mitogen-activated protein kinase (MAPK) family, e.g., p38 MAPK, extracellular signal-regulated kinase (ERK) and Jun N-terminal kinase (JNK). Once these kinases are activated, they stimulate the synthesis of specific transcription factors involved in the induction of fos and jun gene transcription, as well as enhance the transcriptional activity of both pre-existing and newly synthesized c-Fos/c-Jun proteins. AP-1 and GRa mutually interact and repress each other’s transcriptional activity on their respective responsive promoters. The LBD and DBD of GRa and the leucine zipper domain of c-Jun are necessary for this interaction (29). Inhibition of the binding of AP-1 to DNA may be one of the underlying mechanisms of GRa-induced suppression of AP-1-mediated transcriptional activity. Furthermore, GRa competes with AP-1 for the p300/CBP coactivator, which has a limited reserve, therefore, AP-1 may not have access to adequate amounts of this coactivator to exert its transcriptional activity fully (132).

 

cAMP Response Element-binding Protein (CREB)

 

CREB functions downstream of many hormones and bioactive molecules, which bind to the cell surface-located G-protein-coupled receptors that employ cAMP as their second messenger. CREB is also a member of the bZip transcription factors (133). It forms homo- and hetero-dimers with other proteins of the same family and binds to the cAMP-responsive element (CRE). Stimulation of the above receptors induces the accumulation of cAMP that leads to activation of the cAMP-dependent protein kinase A (PKA). This kinase then phosphorylates CREB at a specific serine residue and promotes recruitment of the transcriptional co-integrator CBP and its specific coactivator CRTC2 to stimulate the transcription of cAMP-responsive genes. GRa and CREB mutually repress the transcription from their simple responsive promoters (134,135). Although direct association of GRa and CREB has been reported in vitro, their physical interaction is still unclear (134,136). CRTC2 might act as a bridging factor between CREB and GRa, particularly in their synergistic activation of the composite promoters, such as that of G6PPEPCK and the somatostatin gene, which contain both GREs and CRE sequences (106,136,137) (see also Section 5. ACTIONS OF GR, B. Mechanisms of GRalpha-mediated Activation of Transcription).

 

Transforming Growth Factor (TGF) b Downstream Smad6

 

Members of the Smad family of proteins transduce signals of transforming growth factor (TGF) b superfamily members, such as TGFb, activin and bone morphogenetic proteins (BMPs), by associating with the cytoplasmic side of the type I cell surface receptors of these hormones (138). Nine distinct vertebrate Smad family members have been identified, which are classified into three groups: receptor-regulated Smads (R-Smads), such as Smad1, 2, 3, 5 and 8, a common-partner Smad (Co-Smad), Smad4, and inhibitory Smads (I-Smads) like Smad6 and Smad7 (138).

 

Upon binding of TGFb, activin or BMP to their receptors, cytoplasmic R-Smads are phosphorylated by the receptor kinases, translocate into the nucleus and stimulate the transcriptional activity of TFGb-, activin- or BMP-responsive genes by binding to their response elements located in their promoter region as a hetero-trimer with Co-Smad (138). I-Smads, such as Smad6 and Smad7, act as inhibitory molecules in the TGFb family signaling, by forming stable associations with activated type I receptors, which prevent the phosphorylation of R-Smads (138). Smad6 also competes with Smad4 in the heteromeric complex formation induced by activated Smad1 (139). In addition, I-Smads directly suppress the transcriptional activity of TGFb family signaling by binding to promoter DNA and attracting HDACs and/or the C-terminal binding protein (CtBP) (140-142). Since I-Smads are produced in response to activation of the TGFb family signaling (143), they literally function in the negative feedback regulation of the Smad signaling pathways. Smad6 preferably inhibits BMP signaling, while Smad7 is a more general inhibitor, repressing TGFb and activin signaling, in addition to that of BMP (144).

We found that Smad6 physically interacts with the N-terminal domain of the GRa through its Mad-homology 2 domain and suppresses GRa-mediated transcriptional activity in vitro (145). Adenovirus-mediated Smad6 overexpression also inhibits glucocorticoid action in rat liver in vivo, preventing dexamethasone-induced elevation of blood glucose levels and hepatic mRNA expression of PEPCK, a well-known rate-limiting enzyme of hepatic gluconeogenesis (145). Smad6 suppresses GRa-induced transactivation by attracting HDAC3 to DNA-bound GRa and by antagonizing acetylation of the histones H3 and H4 induced by p160 HAT coactivators (145). Thus, Smad6 regulates glucocorticoid actions as a corepressor of GRa. It appears that the anti-glucocorticoid actions of Smad6 may contribute to the neuroprotective, anti-catabolic and pro-wound healing properties of the TGFb family of proteins through cross-talk between TGFb family members and glucocorticoids (145).

 

C2H2-type Zinc Finger Proteins (ZNFs)

 

C2H2-type ZNFs constitute the largest class of putative human transcription factors consisting of over 700 member proteins (146,147). In addition to C2H2-type zinc fingers (ZFs), these proteins harbor several structural modules, such as the Broad-Complex, Tramtrack, and Bric-a-brac (BTB)/Poxvirus and zinc finger (POZ), Krüppel-associated box (KRAB) and SCAN domains (147). These modules are usually located in the N-terminal portion, and function as platforms for protein-protein interactions, whereas ZFs are positioned in the C-terminal area and function mainly as a DNA-binding domain (147). The BTB/POZ and KRAB domains have transcriptional regulatory activity (mostly repressive), whereas the SCAN domain does not (148). Among human C2H2-type ZNFs, about 7% have a BTB/POZ domain (BTB/POZ-ZNFs), 43% harbor a KRAB domain (KRAB-ZNFs) and 7% contain a SCAN domain (SCAN-ZNFs) (146). Sixty-seven % of the human C2H2-type ZNFs have only ZFs without any of these domains (thus, they are “poly-ZNFs”) (146). Some poly-ZNFs, such as members of the specificity protein (SP)/Krüppel-like factor (KLF) family transcription factors (e.g., SP1, KLF4 and KLF11) cooperate with GRa for regulating the transcriptional activity of specific glucocorticoid-responsive genes in distinct biological pathways, such as monoamine oxidase A expression in CNS and glucocorticoid-mediated skin barrier formation in prenatal fetus (147). Furthermore, GRa stimulates the transcriptional activity of the KLF9 gene through the GREs located in the promoter region of this gene, and expressed KLF9 plays important roles in glucocorticoid-mediated survival of the newly differentiated hippocampal granule neurons (147). One poly-ZNF called CCCTC-binding factor (CTCF) is an architectural protein playing a major role in the formation of chromatin looping, which governs enhancer-gene promoter communication, and ultimately contributes to the tissue/phase-specific expression of glucocorticoid-responsive genes (149). Although direct evidence of its interaction to GRa is still missing, CTCF interacts with ERa and the thyroid hormone receptors (TRs) and regulates their transcriptional activity (150,151), thus it is highly possible that this molecule also plays roles in the regulation of GRa transcriptional activity. One KRAB-ZNF, the zinc finger protein 764 (ZNF764), which composes of a N-terminally located KRAB domain and seven C2H2-type ZF motifs in the C-terminal area, was identified as a coactivator of several SRs including GRa, possibly cooperating with other NR coactivators (152). Indeed, haploinsufficiency of the ZNF764 gene by microdeletion was associated with partial tissue insensitivity to glucocorticoids and developmental abnormalities of androgen-dependent organs in an affected boy (152). In a genome-wide binding study using ChIP-sequencing, ZNF764- and GRa-binding sites are found in close proximity, indicating that ZNF764 modulates GRa transcriptional activity by incorporated in the transcriptional complex formed on DNA-bound GR (153).

 

Forkhead Transcription Factors

 

Forkhead transcription factors are characterized by their DNA-binding domain called “Forkhead Box”, and consist of over 100 family members classified from FOXA to FOXR (154). Among them, FOXO subgroup proteins (FOXO1, 3, 4 and 6 in humans) mediate biological actions of the insulin/PI3K/Akt signaling pathway through phosphorylation of several serine/threonine residues of this subgroup proteins, acting on cell proliferation, cell cycle regulation, oxidative stress, DNA repair, energy and glucose metabolism (154). Some of forkhead transcription factors (e.g., FOXA1) can act as pioneer factors for other transcription factors including NRs, by opening DNA-binding sites of the latter molecules on the chromatin (see also Section 5. ACTIONS OF GR, E. New Findings on Genome-wide Transcriptional Regulation by GRa) (155). FOXA3 acts as a pioneer factor for GRa by facilitating the latter binding to DNA possibly through modulation of the chromatin accessibility and is required for glucocorticoid-mediated fat accumulation in adipose tissues (156).

 

Other Transcription Factors

 

Functional interaction of GRa has also been reported with other transcription factors, including the chicken ovalbumin promoter-upstream transcription factor II (COUP-TFII), HNF-6, NR4A orphan receptors (neuron-derived orphan receptor-1 (NOR-1), nuclear receptor-related 1 (NURR1) and Nur77), liver X receptors (LXRs), farnesoid X receptor (FXR), p53, T-bet, GATA-1 and -3, Oct-1 and -2, NF-1 and C/EBPb. COUP-TFII is an orphan nuclear receptor, which plays important roles in neurogenesis as well as glucose, lipid and xenobiotic metabolism. This NR physically interacts with the hinge region of GRa and suppresses GRa-induced transcriptional activity by attracting the corepressor SMRT (157). Mutual protein-protein interaction of GRa and COUP-TFII was necessary for glucocorticoid-induced enhancement of the promoter activity and the endogenous mRNA expression of the COUP-TFII-responsive PEPCK, suggesting that COUP-TFII may participate in some of the metabolic effects of glucocorticoids through direct interactions with GRa (157). The hepatocyte nuclear factor 6 (HNF6) is a transcription factor that consists of 2 different DNA binding domains (CUT and homeobox) and plays an important role in the hepatic metabolism of glucose. It represses GRa-induced transactivation by directly binding to GRa DBD (158). Interaction of another orphan nuclear receptor Nur77 and GRa is critical for the regulation of proopiomelanocortin (POMC) gene expression (159). LXRs consist of 2 isoforms LXRa and LXRb, and play a central role in the regulation of cholesterol/fatty acid metabolism by binding to their metabolites as a ligand, while FXR acts on bile acid metabolism. GRa and these NRs modulate each other’s transcriptional activity by communicating through direct protein-protein interaction (160-162). p53, a transcription factor functioning as a tumor suppressor, physically interacts with GRa in the cytoplasm along with an additional protein Hdm2. GRa and p53 mutually repress each other’s transcriptional activity by increasing their degradation rates (163,164). GRa also interacts with Oct-1 and -2 on the mouse mammary tumor virus (MMTV) promoter and the gonadotropin-releasing hormone promoter (165-169). The POU domain of Oct-1 and the DBD of GRa interact with each other in vitro. NF-1, which also stimulates the MMTV promoter, interacts with GRa and cooperatively modulates the activity of this promoter (169,170). The transcriptional activity of GATA-1, a transcription factor that plays an essential role in the erythroid differentiation is repressed by GRa at the experimental cellular levels. NTD of GRa is necessary for the interaction with GATA-1 (171). The CAAT/Enhancer-binding Protein (C/EBP) is one of the bZip family transcription factors that have diverse effects on proliferation, development and differentiation of embryonic cells/fetus, and influence functions of the liver, adipose, immune and hematopoietic tissues in adults (172). C/EBPb, also known as the nuclear factor IL-6 (NF-IL6), synergistically stimulates transcription of GRa on the composite promoter that contains both C/EBPb- and GRa-binding sites (173). GRa, on the other hand, enhances C/EBPb activity on its simple responsive promoter (173,174). Direct in vitro binding of these proteins has been reported.

 

GENOME-WIDE TRANSCRIPTIONAL REGULATION BY GRa

 

Chromatin-based Regulation of GRa Transcriptional Activity

 

GRa regulates expression of glucocorticoid-responsive genes by influencing their transcriptional activity through direct or indirect interaction with their enhancer/promoter regions. In eukaryotic cells, DNA is packed into chromatin by associating with numerous nuclear proteins, such as histones and chromatin-modifying factors (175,176). Double-stranded DNA wraps by 1.67 turns around a histone octamer that consists of 2 copies of each core histones H2A, H2B, H3 and H4, and forms the smallest structural unit called “nucleosome”, which is further compacted into a higher order chromatin. Nucleosome-associated histones possess a highly flexible N-terminal tail whose chemical modifications, such as acetylation and methylation at specific lysine (K) residues, modulate accessibility of GRa to its target DNA sequences residing in chromatin. Chromatin is further packed into the 3-dimensional structure called topologically associated domains (TADs) in which several protein-coding gene bodies, promoters and regulatory elements interact with each other through formation of chromatin looping, and their modes of interaction alter in different cellular circumstances. A poly-ZNF protein CTCF plays a central role in the formation of chromatin looping by cooperating with the cohesion protein complex and other accessory factors, including the transcription factor IIIC (TFIIIC), ZNF143, PR domain zinc finger protein 5 (PRDM5) and chromodomain helicase DNA-binding protein 8 (CHD8) (147,149) (Figure 13). In addition to CTCF, interaction of transcription factors, such as between GRa and NF-kB, influences formation of chromatin looping possibly through cooperation with CTCF (177). A study using a new technique called Hi-C (high throughput 3C) further revealed that even chromosomes are packed into the nucleus with some orders shared by many tissues/organs (178,179).

Figure 13. Organization of the topologically associated domain (TADs) and chromatin looping promoted by CTCF for differential expression of glucocorticoid-responsive genes. CTCF organizes 3-dimensional chromatin interaction for the formation of TADs and chromatin looping, in cooperating with the cohesion protein complex and other component proteins. Chromatin loop-forming activity of CTCF is essential for differential use of enhancers/promoters by GR-responding genes, and underlies organ/tissue-specific actions of glucocorticoids. Modified from (147).

In rat liver, more than 11,000 GR-binding sites (GBSs) are identified primarily at intergenic distal and intronic regions, but only ~10% of GBSs are located in the promoter area (~2.5 kbs from the transcription start site: TSS), consistent with the fact that distantly located enhancer regions can communicate with the gene promoter through gene looping (180,181). Interestingly, ~80-90% of GRa-accessible sites exists prior to glucocorticoid addition/GRa stimulation, while their distribution is highly tissue-specific, indicating that local tissue factor(s) mainly determine(s) the sets of genes responsive to glucocorticoids by regulating chromatin accessibility (180). Indeed, some transcription factors, such as C/EBPb, AP-1 and FoxA1, have their binding sites close to GBSs (thus, composite sites) and act as tissue-specific priming factors (or pioneer factors) for the access of GRa to GBSs, respectively in murine mammary epithelial cells, rat liver and human prostate cancer cells (181-183). These pre-existing GBSs are enriched with CpG islands and are generally demethylated, further suggesting that DNA methylation also contributes negatively to the opening of GBSs (184). However, a study revealed that GRa can act as a pioneer factor for several other transcription factors previously reported to be pioneer factors for GRa (185). This report indicates that GRa can function both as a pioneer and a dependent factor based on the composition of the binding sites in the regulatory elements and/or local chromatin conditions.

 

Influence of Gene Variation (Single Nucleotide Polymorphisms: SNPs) to Tissue Glucocorticoid Responsiveness

 

Humans demonstrate variation in their responsiveness to glucocorticoids (sensitivity to glucocorticoids), which then influences the development of numerous disorders, such as hypertension, obesity, diabetes mellitus, osteoporosis and ischemic heart diseases, asthma and acute lymphoblastic leukemias. However, genetic background(s) that explain(s) such difference in glucocorticoid responsiveness among human subjects is(are) not known. To access this problem, variation of the single nucleotide polymorphisms (SNPs) in over 100 individuals was compared with glucocorticoid-induced mRNA expression profiles in subjects’ EBV-transformed lymphocytes and their secretion of some cytokines (186). The results revealed that the SNPs located close (~100 kbps) to the glucocorticoid-responsive genes were associated with variation in glucocorticoid responsiveness of their own mRNA expression, while SNPs located in the transcription factors known to regulate GRa transcriptional activity did not show statistically significant differences. These results suggest that the genetic areas close to glucocorticoid-responsive genes, possibly containing enhancer regions and/or other gene regulatory sequences, influence primarily the responsiveness of mRNA expression of their associated genes to glucocorticoids, rather than those found in the protein-coding sequence of GRa, its partner molecules or glucocorticoid-responsive genes themselves. The above results on the genetic factors determining individual glucocorticoid sensitivity are consistent with recent findings obtained in the genome-wide association studies (GWAS) in which ~70% of SNPs associated with susceptibility to common disorders and traits (thus individual variation) are found in the gene regulatory regions but not in the protein-coding sequences (187).

 

Tissue/Organ-specific Actions of GRa Revealed by GR Gene Knockout/Knockin Studies

 

Modifications of gene expression with gene knockout (deletion of existing genes) are tremendously helpful for understanding physiologic actions of endogenous GRa in glucocorticoid-target tissues. Whole body GR gene knockout revealed that GR deficient pups die just after birth due to respiratory insufficiency caused by lack of lung surfactant, indicating that GR action is essential for survival (188). By using the same mice, GR is also shown to be required for gluconeogenesis upon fasting and erythropoiesis under stress (such as erythrolysis or hypoxia) (189,190). Mice harboring forebrain-specific GR gene knockout developed a phenotype mimicking major depressive disorder in humans, including hyperactivity and impaired negative regulation of the HPA axis, indicating that alteration of GRa actions in the forebrain plays a causative role in the disease onset of major depressive disorder (191). Paraventricular nucleus (PVN) of the brain hypothalamus is the central component of the HPA axis (1), thus GR gene knockout mice in this brain region was developed and their HPA axis was evaluated. The results indicated that PVN GR is required for negative regulation of the HPA axis at a basal condition and under stress (192). GR gene knockout mice specific in the noradrenergic neurons, components of the neural circuit mediating the adaptive stress response together with the HPA axis, were also created (1,193). These mice demonstrated depressive- and anxiety-like behavior upon stress with specificity to duration and gender, indicating that GR in the noradrenergic neurons plays an important role in stress response and associated behavioral changes in addition to its actions in the HPA axis. In mice with cardiomyocyte/vascular smooth muscle cell-specific GR gene knockout, fetal heart function is impaired and causes generalized edema in embryonic day (E) 17.5. Histologically, disorganized myofibrils and cardiomyocytes are found in fetal heart, while altered expression of the genes involved in contractile function, calcium handling and energy metabolism are observed. These results suggest that GRa actions in the cardiomyocytes and vascular smooth muscle cells are important for proper functioning and maturation of the fetal heart (194). GR gene knockout specific in the vascular endothelial cells revealed that GRa in this tissue mediates a tonic effect of glucocorticoids on blood pressure, possibly by supporting autocrine or paracrine activity of this tissue for releasing vasoactive mediators in response to glucocorticoid treatment (195). GRa in this tissue is also required for the protective response against sepsis by conferring glucocorticoid-mediated suppression of cytokine and nitric oxide production (196). Challenge of vascular endothelial cell-specific GR knockout mice with LPS also revealed that GRa in this tissue is required for survival of animals against this compound by appropriately suppressing circulating levels of inflammatory cytokines (TNFa and IL-6) and release of the nitric oxide (197), indicating the important actions of the vascular endothelial cell-residing GRa for controlling otherwise overshooting inflammatory response. T-lymphocyte-specific GR gene knockout mice revealed that GRa-mediated immune suppression mainly through Th1 lymphocytes is also necessary for survival of the mice against Toxoplasma gondii infection (198). Uterine-specific GR knockout mice generated with the Cre-recombinase expressed under the PR gene promoter revealed that uterine GRa is required to establish the local cellular environment necessary for maintaining normal uterine biology and fertility (199). The GR gene knockout specific to testicular Sertoli cell identified that GRa in these cells is required to maintain normal testicular Sertoli/germ cell numbers and circulating gonadotropin levels, as well as optimal Leydig cell maturation and steroidogenesis, thus GRa in these cells is required for supporting normal male reproduction (200).

 

By using a knockin procedure (replacement of wild type genes with their mutants), physiologic importance of the specific GRa functions associated with introduced mutations was evaluated. For example, knockin of the mutant GRa defective in binding to classic GREs (GRdim harboring A458T replacement, which is inactive in transactivation of glucocorticoid-responsive genes harboring GREs, but active in transrepression through protein-protein interaction with other transcription factors), revealed that transactivational activity of GRa is not essential for survival (112). Indeed, mice harboring GRdim demonstrated partially active HPA axis, full activity in glucocorticoid-mediated development of adrenal medulla, and defective glucocorticoid-mediated thymocyte apoptosis. However, the GRdim mutant receptor was subsequently shown to bind GREs of the N-methyltransferase (PNMT) gene, which is a rate-limiting enzyme for the production of catecholamines in the adrenal medulla, and to activate strongly the expression of this gene (201). Thus, the GRdim mutation cannot completely abolish transactivational activity of GRa, further suggesting that this activity of GRa may be required for survival. In addition, the effect of this mutant receptor on recently identified nGREs is not known, making the original conclusion elusive.

 

FACTORS THAT MODULATE GR ACTIONS

 

New Ligands with Specific Activities

 

Glucocorticoids have two major activities on the transcription of glucocorticoid-responsive genes, namely transactivation and transrepression (202). The former activity is mainly mediated by binding of GRa to its DNA responsive sequences in the promoter region of glucocorticoid-responsive genes and stimulating the transcription of downstream protein-coding sequences. Mechanisms underlying the latter activity are more complex, mostly mediated by suppression of other transcription factor activities by GRa. At pharmacologic levels, the transactivation activity is well correlated with side effects of glucocorticoids, such as glucose intolerance and overt diabetes mellitus, central obesity, osteoporosis and muscle wasting (202). On the other hand, the transrepressive activity of glucocorticoids is associated mostly with their beneficial therapeutic effects, such as suppression of the inflammation and immune activity, and induction of apoptosis of several neoplastic cells/tissues. Thus, significant efforts have been put to produce dissociated glucocorticoids with transrepression but no transactivation activity (202).

 

RU24858, RU40066 and RU24782 were the first steroids reported to have such selectivity, having an efficient inhibitory effect on AP-1- and NF-kB-mediated gene induction with reduced transactivation activity in vitro (203). However, they did not have any therapeutic advantage when they were used in vivo. Compound Abbott-Ligand (AL)-438, a derivative of a synthetic progestin scaffold, binds GRa with similar affinity to that of prednisolone and shows the activity equivalent to prednisolone in suppressing paw-edema in a rat experimental model (204). AL-438 does not increase circulating glucose levels and bone absorption in contrast to prednisolone, indicating that this compound is a promising selective glucocorticoid. ZK216348, the (+)-enanitomer of the racemic compound ZK209614, binds GRa and demonstrates anti-inflammatory activity comparable to that of prednisolone under both systemic and topical applications with much less unwanted effects on blood glucose and skin atrophy (205). This compound, however, binds PR and AR in addition to GRa, and does not show clear selectivity between transactivation and transrepression in vitro. C108297 functions as a GRa modulator through induction of unique interaction profiles of GRa to some splice variants of the p160 coactivator SRC1. This compound potently enhances GR-mediated memory consolidation, partially suppresses hypothalamic expression of the corticotropin-releasing hormone (CRH), and antagonizes to GR-mediated inhibition of hippocampal neurogenesis (206). Cortivazol, a pyrazolosteroid, induces nuclear translocation of GRa and stimulates GRa-induced transcriptional activity (207). Another compound, AL082D06 (D06), the tri-aryl methane, specifically binds GRa with a nano-molar affinity and acts as an antagonist for GRa but not for other SRs, in contrast to RU 486 (208). CORT-108297 acts also as a competitive GRa antagonist with high affinity to GRa (Ki 0.9 nM), but almost 1000-fold lower affinity to other SRs, PR, ER, AR and MR (209,210).

 

Two new non-steroidal GRa ligands, GSK47867A and GSK47869A, act as potent agonists with prolonged effects (211). These compounds bind the ligand-binding pocket of GRa with high affinity and induce both transactivational and transrepressional activities at concentrations ~10-50 times less than those of dexamethasone. Interestingly, GSK47867A and GSK47869A induce very slow GRa nuclear translocation and prolonged nuclear retention that leads to delayed but prolonged activation of the receptor. In computer-based structural simulation, these compounds induce unique GRa LBD conformation at its hsp90-binding site, which may underlie their extended GRa activation by causing defective interaction to hsp90 and altered intracellular circulation of GRa. By employing high throughput screening of 3.87 million compounds with the GR fluorescence polarization binding assay, heterobiaryl sulfonamide 2 was recently identified as a potent non-steroidal GR antagonist (212). Non-steroidal compounds mapracorat (also known as BOL-303242 and ZK245186) and the plant origin ginsenide Rg1 function as selective agonists with strong anti-inflammatory effects and a better side effect profile (213,214).

 

Compound A (CpdA), a stable analogue of the hydroxyl phenyl aziridine precursor found in the Namibian shrub Salsola tuberculatiformis Botschantzev, exerts anti-inflammatory activity by down-regulating TNFa-induced pro-inflammatory gene expression through inhibition of the negative effects of GRa on NF-kB, but demonstrates virtually no stimulatory activity on GRa-induced transactivation (215). This compound also suppresses similarly to dexamethasone the transcriptional activity of the T-bet transcription factor, a master regulator of Th1-mediated immune response, and reduces production of the Th1 cytokine interferon g from murine primary T-cells (216). By sparing AP-1-induced transcriptional activity and subsequent activation of the JNK/MAPK signaling pathway, CpdA does not influence epithelial cell restitution, an indicator of wound healing, in contrast to regular glucocorticoids (217,218). Thus, CpdA appears to be a dissociated compound of plant origin retaining the beneficial anti-inflammatory effect of glucocorticoids, being in part devoid of some of the known side effects of these compounds. CpdA also preserves the anti-cancer effect of glucocorticoids in human T-, B- and multiple myeloma cells, and cooperates with the anti-leukemic proteasome inhibitor Brtezomib in suppressing growth and survival of these cells (219). This compound is also beneficial for the treatment of bladder cancer by suppressing cell growth by promoting transrepressive actions of GRa and partially by acting as an AR antagonist (220). CpdA does not allow GRa to bind single GRE (half-site) sites in contrast to glucocorticoids, and this activity of CpdA is beneficial for its use in the treatment of triple-negative breast cancer, as single GRE-mediated gene regulation by glucocorticoids is associated with development of chemotherapy resistance (221).

 

Industrial chemicals are known to influence actions of several SRs, and are major threats for the life of living organisms including humans by interfering with the physiological actions of these receptors (222,223). Recent screening of these compounds using MDA-kb2 human breast cancer cells identified bisphenol Z and its analog bis[4-(2-hydroxyethoxy(phenyl)sulfone (BHEPS) as GR agonists, binding to the ligand-binding pocket of GRa and by shifting the helix-12 to the antagonist conformation in the structural simulation (224). Phthalates, ubiquitous environmental pollutants known for their adverse effects on health, bind GRa and other ketosteroid receptors, such as AR and PR, with high binding potencies comparable to natural ligands, suggesting that they may alter transcriptional activities of these receptors (225). Although underlying mechanism(s) are still unknown, chronic low doses of ingested petroleum can alter tissue expression levels of GRa in house sparrows, and modulates the glucocorticoid-signaling system and the HPA axis (226). Tolylfluanid, a commonly detected fungicide in Europe can induce biological changes that recapitulate many features of the human metabolic syndrome in part through modulating the GRa signaling pathway in male mice (227).

 

In addition to the above-explained compounds with agonistic or antagonistic actions on GRa, expanding numbers of new compounds with such activities have been identified, including: 2-aryl-3-methyloctahydroohenanthrene-2,3,7-trils (228), C118335 (229), 6-(3,5-dimethylisoxazol-4-yl)-2,2,4,4-tetramethyl-2,3,4,7,8,9-hexahydro-1H-cyclopenta[h]quinolin-3-one 3d (QCA-1093) (230), several compounds containing “diazaindole” moieties (231), heterocyclic GR modulators with a 2,2-dimethyl-3-phenyl-N-(thiazol or thiadiazol-2-yl) propanamide core (232), LLY-2707 (233), trierpenes (alisol M 23-acetate and alisol A 23-acetate) (234), GSK866 analogs UAMC-1217 and UAMC-1218 (235), AZD9567 (236), 1,3-benzothiazole analogs (237), 20(R, S)-protopanaxadiol and 20(R, S)-protopanaxatriol (238) and β-Sitosterol (239).

 

EPIGENETIC MODULATION OF GRa

 

Acetylation and CLOCK-mediated Counter Regulation of Target Tissue Glucocorticoid Action against Diurnally Fluctuating Circulating Glucocorticoids

 

All SRs including GRa are acetylated by several acetyltransferases, such as p300, p/CAF and Tip60, and have common acetylation sites in a consensus amino acid motif, KXKK, located in their hinge region (240-242). The human GRa is acetylated at lysine 494 and 495 within an acetylation motif also located in its hinge region, and was reported to be deacetylated by the HDAC2, an effect that is required for suppression of NF-kB-induced transcriptional activity by the activated GRa (243) (Figure 14). This finding indicates that acetylation of the GRa at these lysine residues attenuates the repressive effect of GRa on this transcription factor. In agreement with these results, we recently found that the Clock transcription factor acetylates GRa at the multiple lysine cluster that includes lysines 494 and 495, and represses GRa-induced transcription of several glucocorticoid-responsive genes (244). Clock, the “circadian locomotor output cycle kaput”, and its heterodimer partner “brain-muscle-arnt-like protein 1” (Bmal1), belong to the basic helix-loop-helix (bHLH)-PER-ARNT-SIM (PAS) superfamily of transcription factors, and play an essential role in the formation of the diurnal oscillation rhythms of the circadian CLOCK system (245). The CLOCK system, located in the suprachiasmatic nucleus (SCN) of the brain hypothalamus, acts as the “master” oscillator and generator of the body’s circadian rhythm, while the peripheral CLOCK system, virtually distributed in all organs and tissues including the CNS outside the SCN, acts generally as a “slave” CLOCK under the influence of the central SCN CLOCK. The Clock transcription factor shares high amino acid and structural similarity with the activator of thyroid receptor (ACTR), a member of the p160-type nuclear receptor coactivator family with inherent histone acetyltransferase activity, and thus, has such an enzymatic function (246).

Figure 14. Distribution of the amino acid residues of the human GR susceptible to acetylation, phosphorylation, ubiquitination or SUMOylation. Human GR has 4 acetylation sites (lysines: K at amino acid position 480, 492, 494 and 495, shown with “A”), at least 5 phosphorylation sites (serines: S at amino acid position 45, 203, 211, 226 and 395, shown with “P”), 1 ubiqitination site (Lysine: K at amino acid position 419, shown with “U”) and 3 SUMOylation sites (Lysines: K at amino acid position 277, 293 and 703, shown with “S”).

Clock physically interacts with GRa LBD through its nuclear receptor-interacting domain (NRID) in its middle portion, and acetylates human GRa at amino acids 480, 492, 494 and 495. Acetylation of GRa attenuates binding of the receptor to GREs, and hence, represses GR-induced transactivation of the GRE-driven promoters (244) (Figure 15). Since the lysine residues acetylated by Clock are located in the C-terminal extension (CTE) that follows DBD and plays a role in DNA recognition by SRs (247), it is likely that acetylation of these residues reduces binding of GRa to GREs by altering the action of CTE. The part of the hinge region acetylated by Clock also overlaps with the nuclear localization signal (NL)-1 (50,244), thus it is also possible that acetylation of GRa alters nuclear translocation of this receptor. It is well known that the central master CLOCK located in SCN creates diurnal fluctuation of circulating cortisol, therefore peripheral CLOCK-mediated repression of GRa transcriptional activity in glucocorticoid target tissues functions as a local counter regulatory mechanism for oscillating circulating cortisol (248).

Figure 15. Clock/Bmal1 suppresses GR-induced transcriptional activity through acetylation. Clock physically interacts with GR LBD through its nuclear receptor-interacting domain and suppresses GR-induced transcriptional activity by acetylating with its intrinsic HAT activity a lysine cluster located in the hinge region of the GR (A) through which Clock reduces affinity of GR to its cognate DNA GREs (B). A: acetylation; Bmal1: brain-muscle-arnt-like protein 1; DBD: DNA-binding domain; GREs: glucocorticoid response elements; HR: hinge region; K: lysine residue; LBD: ligand-binding domain; NTD: N-terminal domain. From (244).

In addition to the above findings obtained in in vitro cellular systems, we examined the acetylation status of human GRa and the expression of Clock-related and glucocorticoid-responsive genes in vivo and ex vivo, using peripheral blood mononuclear cells (PBMCs) from healthy adult volunteers (249). The levels of acetylated GRa were higher in the morning and lower in the evening, mirroring the fluctuations of circulating cortisol in reverse phase. All known glucocorticoid-responsive genes tested responded as expected to hydrocortisone, however, some of these genes did not show the expected diurnal mRNA fluctuations in vivo. Instead, their mRNA oscillated in a Clock- and a GRa acetylation-dependent fashion in the absence of endogenous glucocorticoid ex vivo, indicating that circulating cortisol might prevent circadian GRa acetylation-dependent effects in some glucocorticoid-responsive genes in vivo. These findings indicate that peripheral CLOCK-mediated circadian acetylation of GRa functions as a target tissue- and gene-specific counter regulatory mechanism to the actions of diurnally fluctuating cortisol, effectively decreasing tissue sensitivity to glucocorticoids in the morning and increasing it at night (36). Indeed, in another study where we measured mRNA expression of ~190 GRa action-regulating and glucocorticoid-responsive genes in subcutaneous fat biopsies from 25 obese subjects, we found that the levels of evening cortisol were much more important than those in the morning to regulate mRNA expression of glucocorticoid-responsive genes in this human tissue (250). It appears that higher sensitivity of tissues to circulating glucocorticoids in the evening due to reduced GRa acetylation by CLOCK underlies stronger impact of evening serum cortisol levels to glucocorticoid-regulated gene expression compared to morning levels.

 

The circadian CLOCK system and the HPA axis regulate each other’s activity through multilevel interactions in order to ultimately coordinate homeostasis against the day/night change and various unforeseen random internal and external stressors (251,252). For example, one CLOCK transcription factor Cry2 interacts with GRa and represses its transcriptional activity (253). Furthermore, GRa binds GREs located in the promoter region of the Per1Per2 and other CLOCK components and stimulate their expression, an effect that contributes to resetting of the circadian rhythms by glucocorticoids (254,255). The peripheral CLOCK system residing in the adrenal glands contributes to the creation of circadian glucocorticoid secretion from this organ in addition to diurnally secreted ACTH from the pituitary gland (256). An important study further revealed new local factors, which also regulate circadian production of glucocorticoids in the adrenal glands: the intermediate opioid peptides secreted from the adrenal cortex influence in a paracrine fashion the amplitude of the serum corticosterone oscillations in mice through the C-X-C motif chemokine receptor 7 (CXCR7), a b-arrestin-biased G-protein-coupled receptor expressed on the adrenocortical cells (257).

 

Based on the above-indicated multilevel interaction between the CLOCK system and the HPA axis, uncoupling of or dysfunction in either system alters internal homeostasis and causes pathologic changes virtually in all organs and tissues, including those responsible for intermediary metabolism and immunity (248,251,252). Disrupted coupling of cortisol secretion and target tissue sensitivity to glucocorticoids may account for (1) development of central obesity and the metabolic syndrome in chronically stressed individuals, whose HPA axis circadian rhythm is characterized by blunting of the evening decreases of circulating glucocorticoids, as a result of enhanced input of higher centers upon the hypothalamic PVN’s secretion of CRH and arginine vasopressin (AVP); and (2) increased cardiometabolic risk and increased mortality of night-shift workers or subjects exposed to frequent jet-lag because of traveling across time zones (248,258). In addition, given that tissue sensitivity to glucocorticoids is increased in the evening as mentioned above (thus, evening cortisol levels have stronger impact to gene expression than those in the morning), supplemental administration of high-dose glucocorticoids at night for the treatment of adrenal insufficiency or congenital adrenal hyperplasia may increase a possibility of glucocorticoid-related side effects. Furthermore, administration of glucocorticoids at a specific period of the circadian cycle might increase their pharmacological efficacy, while at the same time reducing their unwanted side effects, because CLOCK differentially regulates transactivational and transrepressive actions of glucocorticoids, which are respectively correlated with side-effects and beneficial anti-inflammatory activities of these compounds used at pharmacological concentrations (258).

 

Phosphorylation

 

GRa has several phosphorylation sites and all of them are located in the NTD (20,259) (Figure 14). Classically, GRa is phosphorylated after binding to its ligand and this may determine target promoter specificity, cofactor interaction, strength and duration of receptor signaling and receptor stability (259,260). There are several kinases that phosphorylate GRa in vitro and in vivo (261). Yeast cyclin-dependent kinase p34CDC28 phosphorylates rat GRa at serines 224 and 232, which are orthologous to serines 203 and 211 of the human GRa, with the resultant phosphorylation enhancing rat GRa transcriptional activity in yeast (262). These residues are also phosphorylated after binding of the GRa with agonists or antagonists and the phosphorylated receptor shows reduced translocation into the nucleus and/or altered subcellular localization in mammalian cells (259,263). The p38 MAPK phosphorylates serine 211 of the human GRa, enhances its transcriptional activity and mediates GRa-dependent apoptosis (264). p38 MAPK and JNK also phosphorylate serine 226 of the human GRa and suppress its transcriptional activity by enhancing nuclear export of the receptor (63). Modulation of the molecular interactions between GRa AF-1 and cofactors through phosphorylation of these serine resides underlies in part the transcriptional regulation of this receptor by these kinases, as these serines are located within the AF-1 domain (265). Threonine 171 of the rat GRa is also phosphorylated by p38 MAPK and glycogen synthase kinase-3 (GSK3): phosphorylated rat GRa demonstrates reduced transcriptional activity in yeast and human cells, however, the human GRa does not have a threonine residue equivalent to that of the rat GRa (266,267). On the other hand, one GSK3 family protein, GSK3b, phosphorylates human GRa at serine 404 and modulates hGRa transcriptional activity including its repressive effect on NF-kB (268).

 

Several serine/threonine phosphatases, such as the protein phosphatase 2A (PP2A) and protein phosphatase 5, dephosphorylate human GRa at serine 203, 211 and/or 226, possibly through their association with GRa LBD (269,270). Stimulation of A549 human respiratory epithelial cells with b2 adrenergic receptor agonists increases PP2A, which in turn increases glucocorticoid sensitivity by dephosphorylating GRa at serine 226 (271). However, PP2A also regulates indirectly GRa phosphorylation by increasing dephosphorylation of JNK and subsequent activation of this kinase, as JNK directly phosphorylates GRa (272).

 

The cyclin-dependent kinase 5 (CDK5) physically interacts with the human GRa through its activator component p35, phosphorylates GRa at multiple serines including those at 203 and 211, and modulates GRa-induced transcriptional activity by changing accumulation of transcriptional cofactors on GRE-bound GRa (273). CDK5 and p35 are expressed mainly in neuronal cells and play important roles in embryonic brain development. Aberrant activation of CDK5 in CNS also plays a significant role in the pathogenesis of neurodegenerative disorders, such as Alzheimer’s disease and amyotrophic lateral sclerosis (274). We reported that, in addition to GRa, CDK5 phosphorylates MR and strongly suppresses its transcriptional activity (275). In brain regions, such as hippocampus and amygdala, which do not express 11b-HSD2, MR functions as a physiologic receptor for circulating glucocorticoids, and activation/suppression of MR plays an important role in glucocorticoid-related memory deficits and alterations in mood and cognition (276). Indeed, MR mediates enhancement of neuronal excitability, stabilization of synaptic transmission, and stimulation of long-term potentiation (LTP) in CA1 hippocampal cells, while MR activation is protective to hippocampal granular cell neurons. Thus, it is possible that CDK5-mediated regulation of MR might underlie development of glucocorticoid-associated pathologic conditions, such as neurodegenerative disorders and mood disorders (277,278). We examined changes of the CDK5 activity in mice under stress, and found that acute and chronic stressful stimuli differentially regulate the kinase activity together with contemporaneous alteration of the GRa phosphorylation in a brain region-specific fashion, indicating that CDK5 and its regulatory effects on GRa is an integral component of the stress response and mood disorders (279).

 

We also found that adenosine 5’ monophosphate-activated protein kinase (AMPK), a central regulator of energy homeostasis that plays a major role in appetite modulation and energy expenditure, indirectly phosphorylates human GRa at serine 211 through activation of p38 MAPK (280). Through phosphorylation of GRa, AMPK regulates glucocorticoid actions on carbohydrate metabolism, modifying transcription of glucocorticoid-responsive genes in a tissue- and promoter-specific fashion. Indeed, activation of AMPK in rats reverses glucocorticoid-induced hepatic steatosis and suppresses glucocorticoid-mediated stimulation of glucose metabolism. These findings indicate that the AMPK-mediated energy control system modulates glucocorticoid action at target tissues, and activation of AMPK could be a promising target for developing pharmacologic interventions in metabolic disorders in which glucocorticoids play major pathogenetic roles.

 

The v-akt murine thymoma viral oncogene homolog 1 (AKT1) or protein kinase B, another serine-threonine kinase known to regulate cell proliferation and survival, and aberrantly activated in various malignancies including acute leukemia, also phosphorylates human GRa at serine 134, which is located in NTD of this receptor (281). This phosphorylation of GRa retains the receptor in the cytoplasm through which activated AKT1 develops glucocorticoid resistance in acute leukemic cells, a major determinant for the prognosis of leukemic patients (281). AKT1 cooperates with phospho-serine/threonine-binding proteins 14-3-3s for regulating the transcriptional activity of GRa with 2 distinct mechanisms, one through segregation of GRa in the cytoplasm upon phosphorylation of serine 134 by AKT1 and subsequent association of 14-3-3 to GRa, and the other through direct modulation of GRa transcriptional activity in the nucleus (65). For the latter, AKT1 and 14-3-3 are attracted to DNA-bound GRa, accompanied by AKT1-dependent p300 phosphorylation, histone 3 (H3) serine (S) 10 (H3S10) phosphorylation and H3K14 acetylation at the DNA site in which 14-3-3 acts as a molecular scaffold (65). The above findings suggest that specific inhibition of the AKT1/14-3-3 activity on the cytoplasmic retention of GR but sparing the activity inside the nucleus may be a promising target for the treatment of glucocorticoid resistance observed in acute leukemia. Furthermore, they may also provide an explanation to somewhat conflicting findings previously reported for the actions of 14-3-3s on GRa (64,268,281,282).

 

Ubiquitination

 

The ubiquitin/proteasome pathway plays important roles in transcriptional regulation promoted by numerous trans-acting molecules. NRs, including GRa, ERs, PR, TRs, RARs and PPARs, as well as other transcription factors, such as p53, cJun, cMyc and E2F-1, are ubiquitinated and subsequently degraded by the proteasome (57,283). The transcriptional intermediate molecules, such as NR coactivators, chromatin remodeling factors, and some chromatin components, such as histone H1 and high mobility group (HMG) proteins, are also ubiquitinated and lysed by the proteasome (57,283,284). Moreover, the proteasome interacts with the C-terminal tail of the RNA polymerase II and is directly associated with the promoter regions of several genes, influencing their transcriptional activities (285). Thus, ubiquitination and subsequent processing of these molecules by the proteasome appear to regulate the transcriptional activity of GRa, possibly by facilitating rapid turnover of promoter-attracted and -associated GRa, ultimately down-regulating the transcriptional activity of this receptor. Indeed, mouse GRa contains a PEST motif at amino acids 407-426 (399-419 in human GRa) through which the ubiquitin-conjugating enzyme E2 and the ubiquitin-ligase enzyme E3 recognize their substrates (286). The lysine residue of the mouse GRa located at amino acid 426 (419 in human GRa) appears to be ubiquitinated, as inhibition of ubiquitination by compound MG-132 enhances the transcriptional activity of wild type GRa, while the mutant receptor with lysine to alanine replacement at amino acid 426 demonstrates elevated transcriptional activity and is insensitive to MG-132 (286) (Figure 14). Ubiquitination of GRa also influences motility of the receptor inside the nucleus, which was evaluated with the fluorescence recovery after photobleaching (FRAP) technique, possibly by changing association of the receptor to the nuclear matrix through ubiquitination (58,287,288).

 

SUMOylation

 

GRa is also SUMOylated. SUMOylation is the reaction conjugating the small ubiquitin-related modifier (SUMO) peptide (~100 amino acid peptide with molecular mass of ~11 kDa) to substrate proteins and conducted by an enzymatic cascade similar to those of ubiquitination but specific to SUMOylation (289). The human GRa has three SUMOylation sites, at lysines 277, 293 and 703 (290) (Figure 14). The first 2 sites are located in the NTD and act as major SUMOylation sites, while the last site is positioned in the LBD. SUMOylation of the former 2 sites (K277 and K293) suppresses GRa-induced transcriptional activity of a promoter containing multiple GREs, possibly by influencing the synergistic effect of multiple GRs bound on this promoter (291-293). In contrast, SUMOylation of the 3rd site (K703) enhances GRa-induced transcriptional activity, which is further enhanced by RSUME (RWD-containing SUMOylation enhancer) by changing attraction of the GRIP1 coactivator (294).

 

The death domain-associated protein (DAXX), a protein mediating the Fas-induced apoptosis through interacting with the death domain of Fas, was postulated to mediate SUMOylation-induced repression of GRa transcriptional activity (295). Other molecules, such as HDACs and the protein inhibitors of activated STAT (PIAS) family, which interact with SUMOylated proteins including GRa (296,297), might also participate in SUMO-mediated repression of GRa transcriptional activity, as the DAXX effect appears to be cell type- and/or cellular context-specific (298). SUMOylation of GRa is necessary for GRa-induced transrepression through the nGREs (an inverted quadrimeric palindrome separated by 0-2 nucleotide, see Section 5. ACTIONS OF GR, C. Emerging Concept on GRa-mediated Transcriptional Repression) by facilitating the formation of a complex consisting of SUMOylated GRa, SMRT/NCoR1 and HDAC3 (299). It is known that phosphorylation of rat GR at amino acid position 246 (226 in the human GRa) by JNK facilitates SUMOylation of the receptor and regulates GRa-induced transcriptional activity in a target gene-specific fashion (291).

 

11b-Hydroxysteroid Dehydrogenases (11b-HSDs)

 

There are 2 types of 11b-hydroxysteroid dehydrogenases (11b-HSDs), type 1 and 2 (11b-HSD1 and 2). 11b-HSD1 catalyzes the conversion of the inactive cortisone to active cortisol, thus increases intracellular cortisol levels potentially contributing to tissue hypersensitivity to glucocorticoids. 11b-HSD1 is widely expressed, particularly in the liver, but also in the lung, adipose tissue, blood vessels, ovary and CNS (300). The transgenic mice over-expressing 11b-HSD1 in adipose tissues develop insulin-resistant diabetes mellitus, significant accumulation of visceral fat and hyperlipidemia, and increased systemic blood pressure, indicating that this enzyme may play a role in the development of visceral obesity-related metabolic syndrome by increasing availability of local cortisol in adipose tissues (301,302). 11b-HSD2, on the other hand, catalyzes the conversion of active cortisol into inactive cortisone, and is expressed in the classic mineralocorticoid-responsive tissues, such as kidney, colon and sweat glands (300). This enzyme enables these tissues to respond to the circulating mineralocorticoid aldosterone, protecting MR from binding to the excess amounts of circulating cortisol (300).

 

Chaperones and Co-chaperones

 

GRa forms a heterocomplex with several heat shock proteins (hsps), including hsp90, hsp70, hsp40 and hsp23 (69). These proteins bind many proteins and help their correct assembly and folding, therefore they are called as chaperones. In addition to hsps, there is an additional protein group called co-chaperones, such as Hop (hsp70-hsp90 organizing protein), SGTA (small glutamine-rich tetratricopeptide repeat-containing protein a), FKBP51 (FK506-binding protein 51) and FKBP52, which support folding function of hsps by forming a protein complex with the latter molecules (69). Hsps modulate the transcriptional activity of GRa by influencing maintenance, activation and intracellular circulation of this receptor (303). Specifically, hsp90, hsp70 and hsp40 organize proper folding of the GRa protein, and are required for the maintenance of its high affinity state against ligand where interaction of hsp90 to Hop as well as that between hsp70 and SGTA are required (304,305). Upon binding of the GRa to glucocorticoids, hsp90 helps the receptor to translocate close to the nuclear pore in the side of the cytoplasm by facilitating GRa’s association to microtubules through FKBP52. After GRa goes through the nuclear pore complex and enters into the nucleus, hsp90 regulates GRa-induced transactivation negatively, possibly by reducing the association of GRa to DNA GREs (306). However, there are conflicting reports indicating that hsp90 stabilizes the association of ligand-bound GRa to DNA and helps GRa stimulating the transcriptional activity of glucocorticoid-responsive genes (307). These chaperones also protect GRa from the degradation mediated by the ubiquitin-proteosomal pathway in the nucleus (308). Receptor-associating protein 46 (RAP46), another co-chaperone associated with several hsps, synergizes with hsp70 to regulate GRa transactivation negatively (309). Impact of co-chaperones on in vivo actions of GRa was evaluated in humans and mice. FKBP51 is a co-chaperon known as a negative regulator of GRa activity by reducing the latter’s affinity to glucocorticoids, and nucleotide variations in its encoding gene FKBP5 are associated with development of mood disorders and anxiety in humans possibly by skewing the GRa-signaling system (310,311). FKBP51 knockout mice demonstrate reduced basal activity of the HPA axis, a blunted response to acute stress and an enhanced recovery from this challenge (312).

 

Chemical Compounds

 

There are several chemical compounds that modulate GRa activity. 2,3,7,8-Tetrachlorodibenzo-p-dioxin (TCDD), a wide-spread environmental contaminant that produces adverse biologic effects, such as carcinogenesis, reproductive toxicity, immune dysfunction, hepatotoxicity and teratogenesis, suppresses GRa-induced transactivation possibly by reducing the ligand-binding affinity of GRa (313-315). Geldanamycin, a benzoquinone ansamycin, which specifically binds hsp90 and disrupts its function, suppresses GRa-induced transactivation by inhibiting the translocation of GRa into the nucleus (308,316). GRa is also regulated by the cellular redox state. Thioredoxin, a compound accumulated during oxidative stress, enhances GRa transactivation, most likely due to functional replenishment of GRa (317). Ursodeoxycholic acid (UDCA), one of the hydrophilic bile acids, which acts as a bile secretagogue, cytoprotective agent and immunomodulator, and is used for the treatment of various liver diseases including primary biliary cirrhosis, induces translocation of GRa into the nucleus and causes GRa-mediated inhibition of NF-kB transactivation (318). Mizoribine (4-carbamyl-1-b-D-ribofurano-sylimidazolium-5-olate), an imidazole nucleotide with immunosuppressive activity binds to 14-3-3 and enhances 14-3-3/GRa interaction, which may further potentiate 14-3-3’s effect on GRa transactivation (319). For more details of the GRa/14-3-3 interaction, please see Section FACTORS THAT MODULATE GR ACTIONS, Epigenetic Modulation of GRa, b Phosphorylation.

 

NON-CODING RNAS

 

Human genome expresses numerous non-protein-coding RNAs in addition to protein-coding mRNAs. Indeed, over half of the genome sequence expresses RNAs in both directions either as single- or double-stranded RNAs (320,321). Classic examples of the former RNAs are ribosomal RNAs and transfer RNAs, while several distinct new members have been identified recently (322). Depending on their size, non-coding (nc) RNAs are empirically categorized as short (~200 bs) or long (>200 bs) ncRNAs. The former family includes micro (mi) RNAs, small interfering (si) RNAs, small nucleolar (sno) RNAs, piwi (pi) RNAs and transcription start site (TSS)-associated RNAs, while the latter consists of long intergenic (linc) RNAs, enhancer-associated (e) RNAs, exon-encoding long ncRNAs, circular (c) RNAs, promoter-associated RNAs and others. ncRNAs are also produced from protein-encoding mRNAs through nuclease digestion, such as 3’ UTR RNAs (323). Recently, some of these distinct classes of ncRNAs have been revealed to regulate mRNA/protein degradation and transcriptional activity of GRa and other NRs. In this subsection, new findings on miRNAs and long ncRNAs will be discussed.

 

Micro (mi) RNAs

 

miRNAs are single-stranded, ~22 b-long RNAs transcribed mainly by the RNA polymerase II either from their own genes or from the intronic sequence of the protein-coding/non-coding genes (324). Transcribed precursor miRNAs are processed by multiple reactions including digestion by the RNase III enzyme Dicer, and are liberated as mature forms into the cytoplasm. miRNAs are incorporated as binding modules for target mRNAs into the RNA-induced silencing complex (RISC), a multi-protein machinery containing Dicer, Argonaut (AGO), human immunodeficiency virus (HIV)-transactivating response RNA (TAR)-binding protein (TRBP) and the protein activator of the interferon-induced protein kinase (PACT). Binding of the RICS complex mainly to 3’UTR of the target mRNAs through the complemental 6-8 nucleotides of miRNAs leads to degradation of associated mRNAs or to inhibition of their translation to proteins. In addition to functioning inside the produced cells, miRNAs are secreted into extracellular space/circulation as components of the exosome, and act as “hormones” by influencing the functions of distant organs and tissues (325). This unique action of miRNA was confirmed in vivo using adipocyte-specific Dicer knockout mice supplemented with exosomes obtained from normal animals (326). Human genome contains over 1,000 miRNAs and some of them are known to regulate expression of the GRa protein, while glucocorticoids/GRa regulate expression of other miRNAs.

 

In a study exploring the miRNAs that mediate ACTH-dependent downregulation of GRa in mouse adrenal glands, 4 miRNAs, miR-96, -101a, -142-3p and -433 induced by ACTH injection, suppress GRa protein expression by ~40% (327). miR-142-3p reduces GRa expression by directly interacting with its 3’UTR region, and attenuates responsiveness to glucocorticoids in T-cell leukemia cells (328). miR-124a, -18, -18a and -124 also attenuate GRa protein expression and regulate GRa-induced transcriptional activity in various cells and tissues (329-331). miR-29a mitigates glucocorticoid-induced bone loss in part by reducing GRa expression (332). Glucocorticoids, on the other hand, modulate expression of some miRNAs, such as miR-449a, -98, and miR-155, which in turn mediate hormonal effects of these steroids (333,334). Systematic screening of glucocorticoid-responsive miRNAs in rat primary thymocytes identified over 200 miRNAs responsive to this hormone, and some validated miRNAs regulate cell death pathway (335). In myeloma cells, glucocorticoids induce miR-150-5p, which changes expression of the genes involved in cell death and cell proliferation pathways, thus this miRNA mediates in some part the therapeutic effects of glucocorticoids on multiple myeloma (336). miR-119a-5p is also glucocorticoid-responsive miRNA that mediates anti-proliferative effects of glucocorticoids on osteoblasts by affecting the WNT signaling pathway (337).

 

Long Non-coding (lnc) RNAs

 

Several lncRNAs regulate the transcriptional activity of GRa and/or other SRs. The steroid RNA coactivator (SRA) is a prototype lncRNA that regulates the transcriptional activity of several SRs (99). SRA was originally cloned in the yeast two-hybrid assay by using NTD of the PR as bait. It enhances ligand-induced transcriptional activity of AR, ER, GRa and PR. It is found in the complex containing the p160 coactivator SRC1, and regulates transcriptional activity in part by associating with the SRA stem-loop-interacting RNA binding-protein (SLIRP) and the RISC complex (99,338,339). Recently, SRA was shown to function also as a repressor of transcription, acting as a scaffold for a repressor complex (340).

 

The growth arrest-specific 5 (Gas5), which is a multi-exon-containing ncRNA with a poly-A tail, is accumulated in cells whose growth is arrested due to lack of nutrients or growth factors (341). Gas5 functions as a repressor of the GRa and some other SRs (342). Gas5 sensitizes cells to apoptosis by suppressing glucocorticoid-mediated induction of several responsive genes, including those encoding the cellular inhibitor of apoptosis 2 and the serum/glucocorticoid-responsive kinase. Gas5 binds GRa DBD and acts as a decoy “GRE”, thus, it competes with DNA GREs for binding to GRa (Figure 16). These findings indicate that Gas5 is a ribo-repressor of the GRa, influencing cell survival and metabolic activities during starvation by modulating the transcriptional activity of GRa. Accumulation of Gas5 upon growth arrest or starvation was previously demonstrated in a cellular context, but a study revealed that fasting of mice also accumulates Gas5 in their metabolic organs, such as liver and adipose tissues, through modulation of the mammalian target of rapamycin (mTOR) signaling pathway, but not in the brain and immune organs including thymus and spleen (343). Since basal expression levels of Gas5 in the immune organs are much higher than those of the metabolic organs, Gas5 may have a regulatory activity on GRa in the immune system independent to the nutrient/energy availability, as evidenced by the fact that Gas5 is differentially expressed in blood leukocytes of the patients with autoimmune, inflammatory or infectious diseases (343). Moreover, Gas5 has been shown to be implicated in glucocorticoid response in children with inflammatory bowel disease (344), in multiple sclerosis (345-347), in human beta cell dysfunction (348), as well as in hematologic malignancies (349,350). Similar to Gas5, PRNCR1 (also known as PCAT8) and PCGEM1 bind AR DBD and enhance the transcriptional activity of this receptor (351). These lncRNAs are highly expressed in the prostate gland, and play a role in the androgen-dependent development of prostate cancer. Their effects on GRa have not been tested as yet.

Figure 16. Interaction model of the Gas5 RNA “GRE” to GR DBD and the molecular actions of Gas5 on GR-induced transcriptional activity. A: 3-Dimenstional structure of Gas5 “GRE”-mimic and its interaction model with GR DBD. From (342). B: Schematic model of Gas5 molecular actions on GR-induced transcriptional activity. Gas5 accumulated in response to growth arrest/starvation binds GR DBD and attenuates GR-induced transcriptional activity by competing with DNA GREs located in the promoter region of glucocorticoid-responsive genes.

THE SPLICING VARIANT GRbeta ISOFORM

 

The GRb isoform, which is expressed from the human GR gene through alternative use of its specific exon 9b, is known to have a dominant negative activity on classic GRa-induced transcriptional activity (21,352). This isoform was originally identified in humans, and was also reported in zebrafish, mice and rats (19,353-355). Since human (h) GRb shares the first 727 amino acids from the N-terminus with hGRa (19,356) (Figure 3), hGRb shares the same NTD and DBD with hGRa, but has a unique “LBD”. The divergence point (amino acid 727) of hGRa and hGRb is located at the C-terminal end of helix 10 in the hGRa LBD, therefore the hGRb “LBD” does not have helices 11 and 12 of the hGRa. As these helices are important for forming the ligand-binding pocket and for the creation of the AF-2 surface upon ligand binding (31), GRb cannot form an active ligand-binding pocket, does not bind glucocorticoids, and so, does not directly regulate GRE-containing, glucocorticoid-responsive gene promoters. In the absence of the hGRb “LBD”, the truncated hGR consisting of the NTD and DBD is transcriptionally active on GRE-containing promoters (357), thus the hGRb “LBD” somehow attenuates the transcriptional activity of the other subdomains of the molecule on GRE-driven promoters.

 

The dominant negative activity of GRb was first demonstrated in transient transfection-based reporter assays using GRE-driven reporter genes (21,358), but was subsequently confirmed on endogenous, glucocorticoid-responsive genes, such as the mitogen-activated protein kinase phosphatase-1 (MPK-1), myocilin and fibronectin (359,360). Further, GRb was shown to attenuate glucocorticoid-induced repression of the TNFa and interleukin (IL)-6 genes (359). We also confirmed this negative effect of GRb on GRa-mediated transrepression using microarray analyses (361). Several mechanisms explaining this GRb function have been reported, including (1) competition for GRE binding through their shared DBD, (2) heterodimerization with GRa and (3) coactivator squelching through the preserved AF-1 domain (21,357,358). All these different mechanisms of actions appear to be functional, depending on the promoters and the tissues affected by this GR isoform. Recently, the human GRb was shown to possess intrinsic transcriptional activity independent to its dominant negative effect on GRa-induced transcriptional activity, while the physiologic role(s) of this activity remain(s) to be examined (342,361,362) (see below). Inside the cells, hGRb can localize both in the cytoplasm and in the nucleus (363,364).

 

Similar to the human GR gene, the zebrafish (z) GR gene consists of 9 exons and produces zGRa and zGRb proteins, which contain 746 and 737 amino acids, respectively (353) (Figure 17). zGRa and zGRb share the N-terminal 697 amino acids, whereas they have specific C-terminal portions, which contain 47 and 40 amino acids, respectively. In contrast to hGRa and hGRb, which are produced through alternative use of specific exon 9a and 9b, zGRa and zGRb are formed as a result of intron retention (353). zGRa and zGRb use exon 1 to exon 8 for their common N-terminal 697 amino acids. zGRa uses exon 9 for its specific C-terminal portion, while zGRb continuously employs the rest of exon 8 and uses a stop codon located at the 3’ portion of this exon to express its specific C-terminal peptide (353). Protein alignment comparison of hGRb and zGRb indicated that these two molecules employ exactly the same divergence point, while their b isoform-specific C-terminal peptides show little sequence homology (353). These pieces of molecular information indicate that hGRb and zGRb evolved independently. Mouse (m), and recently, rat (r) GRb are also shown to produce in the same fashion as zGRb, indicating that intron retention may be a general mechanism for expressing this receptor isoform in organisms, while splicing-mediated expression employed by hGRb is rather unique (355,365). Nevertheless, zebrafish, mouse and rat GRb demonstrated the same functional properties as those of hGRb, namely, inability to bind glucocorticoids, a dominant negative activity on respectively zGRa-, mGRa- and rGRa-induced transactivation of GREs-drive promoters, and a strikingly similar tissue distribution as hGRb (353,365). Thus, hGRb, mGRb, rGRb and zGRb were produced through convergent evolution, most likely developed through a strong requirement of this type of GR isoform in the survival of these species. Indeed, the presence of nonligand-binding C-terminal variants is not unique to the GR. Similar to the human, mouse, rat and zebrafish GR, several other human NRs, e.g. ERb, TRa, vitamin D receptor (VDR), constitutive androstane receptor (CAR), dosage-sensitive sex reversal-1 (DAX-1), NURR-2, NOR-2, PPARα and PPARγ, all have C-terminally truncated receptor isoforms that are defective in binding to cognate ligands and have a dominant negative activity on their corresponding classic receptors (366-375). This suggests that evolution has allowed the development and retention of such alternative NRs, probably because they play important biologic roles.

Figure 17. Genomic and complementary DNA and protein structure of the zebrafish GR isoforms. The zebrafish (z) GR gene consists of 9 exons. The zGR gene expresses zGRa and zGRb splicing variants through intron retention (353). C-terminal gray colored and shaded domains in zGRa and zGRb show their specific portions. They are respectively encoded by exon 9 and the 3’ portion of exon 8, which are also shown in the same labeling in the genomic and complementary DNA models. Mouse and rat GR are produced with the same mechanism (355). Modified from (352). DBD: DNA-binding domain; LBD: Ligand-binding domain; NTD: N-terminal domain; UTR: untranslated region.

Biological actions of GRb and associated molecular mechanisms have been examined further during the last years. Using adeno-associated virus-based transfer of GRb to mouse liver, this isoform modulates mRNA expression of many genes in this organ including those related to endocrine system disorders, cancer, gastrointestinal diseases and immune diseases/inflammatory response both in a GRa-dependent and -independent fashions (376). Specifically, GRb attenuates GRa-dependent expression of the hepatic PEPCK gene and hepatic gluconeogenesis, while GRb stimulates expression of STAT1 through GREs located in the intergenic area close to the latter gene. The latter finding suggests that GRb can regulate gene expression by binding to classic GREs, in contrast to the previous findings obtained with GRE-driven reporter genes. In addition, GRb antagonizes to GRa-mediated suppression of bladder cancer cell migration and myogenesis of cardiomyocytes (377,378). GRb suppresses PTEN expression and enhances insulin-stimulated growth by stimulating the phosphorylation of AKT1 in a GRa-independent fashion (379). Further, GRb acts as a coactivator of T-cell factor-4 and enhances glioma cell proliferation also in a GRa-independent manner (380).

Several clinically oriented investigations suggest that GRb is responsible for the development of tissue-specific insensitivity to glucocorticoids in various disorders, most of them associated with dysregulation of immune function. They include glucocorticoid-resistant asthma, rheumatoid arthritis (RA), systemic lupus erythematosus (SLE), ankylosing spondylitis, chronic lymphocytic leukemia and nasal polyps (381-387). In these studies, various immune cells express elevated levels of GRb, which correlate with reduced sensitivity to glucocorticoids. Viral infection also stimulates GRb expression: for example, its expression in the peripheral mononuclear cells is strongly stimulated in the infants with bronchiolitis caused by the respiratory syncytial virus infection, and its expression levels are correlated with severity of the disease (388). Elevated levels of pro-inflammatory cytokines, such as IL-1, -2, -4, -7, -8 and -18, TNFa, and interferons a and g, might be responsible for increased GRb expression in cells from patients with these pathologic conditions, as these cytokines experimentally stimulate the expression of GRb in lymphocytes, neutrophils or airway smooth muscle cells (389-394). Further, presence of a single nucleotide polymorphism in the 3’ UTR of the hGRb mRNA (rs6198G allele), which increases its stability, and thus, causes elevated expression of the GRb protein, was associated with increased incidence of RA, SLE, high blood pressure, ischemic heart disease and nasal carriage of Staphylococcus aureus (382,395-397), possibly through inhibition of glucocorticoid actions by the increased concentrations of GRb. These pieces of clinical evidence further support that GRb has a dominant negative activity on GRa-induced transcription inside the human body, functioning as a negative regulator of glucocorticoid actions in local tissues.

 

PATHOLOGIC MODULATION OF GR ACTIVITY

 

Natural Pathologic GR Gene Mutations that Cause Familial/Sporadic Generalized Glucocorticoid Resistance or Chrousos Syndrome

 

Mutations in the human GR gene result in familial/sporadic generalized glucocorticoid resistance syndrome [see reviews (398-402)]. Since this syndrome was first reported by Chrousos et al. (403), we now call it as “Chrousos syndrome” (398,404). The condition is characterized by hypercortisolism without Cushingoid features (403,405). To overcome reduced sensitivity to glucocorticoids in tissues, affected subjects have compensatory elevations in circulating cortisol and ACTH concentrations, which maintain circadian rhythmicity and appropriate responsiveness to stressors, and resistance of the HPA axis to dexamethasone suppression, but no clinical evidence of hypercortisolism (404). Instead, the excess ACTH secretion causes increased production of adrenal steroids with mineralocorticoid activity, such as deoxycorticosterone (DOC) and corticosterone and/or androgenic activity, such as androstenedione, dehydroepiandrosterone (DHEA) and DHEA-sulfate (DHEA-S); The former accounts for symptoms and signs of mineralocorticoid excess, such as hypertension and hypokalemic alkalosis. The latter accounts for the manifestations of androgen excess, such as ambiguous genitalia and precocious puberty in children, acne, hirsutism and infertility in both sexes, male-pattern hair-loss, menstrual irregularities and oligo-anovulation in females, and adrenal rests in the testes and oligospermia in males. The clinical spectrum of the condition is broad and a large number of subjects may be asymptomatic, displaying biochemical alterations only (404).

 

An increasing number of kindreds and sporadic cases with abnormalities in the GR number, affinity for glucocorticoid, stability, and translocation into the nucleus have been reported (406-414). The molecular defects that have been elucidated are presented in Figure 18 and Table 1. The propositus of the original kindred was a homozygote for a single nonconservative point mutation, replacing aspartic acid with valine at amino acid 641 in the LBD of GRa; this mutation reduces the binding affinity of the affected receptor for dexamethasone by three-fold and causes loss of transactivation activity (411). The proposita of the second family had a 4-base deletion at the 3’-boundary of exon 6, removing a donor splice site. This results in complete ablation of one of the GR alleles in affected members of the family (412). Recent research employing mice with GR haploinsufficiency confirmed that ablation of one GR allele is sufficient to develop generalized glucocorticoid resistance (415). The propositus of the third kindred had a single homozygotic point mutation at amino acid 729 (valine to isoleucine: V729I) in the LBD, which reduced both the affinity and the transactivation activity of GRa (414). Several pathologic heterozygotic or homozygotic mutations of the GRgene have been recently identified in the patients as listed in Table 1 (403,411-444).

Figure 18. Location of the known human GR mutations causing Chrousos syndrome or its mirror image, sporadic glucocorticoid hypersensitivity, in the human GR (NR3C1) gene (A) and in the linearized hGR protein molecule (B). Nucleoside numbers of the mutated sites are determined by the definition employing adenine of the translation initiation site as number 1.

Table 1. Mutations in the NR3C1 Gene Causing Familial/Sporadic Generalized Glucocorticoid Resistance (Chrousos) or Hypersensitivity Syndromes

Authors

cDNA*

Amino acid

Molecular Defects

Genotype

Phenotype

Chrousos et al. (403)
Hurley et al.

(411)

1922A>T

Asp641Val

Transactivation: Decreased
Affinity to ligand: Decreased (x3)
Nuclear translocation: 22 min
Abnormal interaction with GRIP1

Homozygous

Hypertension
Hypokalemic alkalosis

Karl et al.

(412)

4bp deletion in exon-intron 6

 

GRa number: 50% reduction
Inactivation of affected allele

Heterozygous

Hirsutism
Male-pattern hair-loss
Menstrual irregularities

Malchoff et al. (414)

2185G>A

Val729Ile

Transactivation: Decreased
Affinity to ligand: Decreased (x4)
Nuclear translocation: 120 min
Abnormal interaction with GRIP1

Homozygous

Precocious puberty
Hyperandrogenism

Karl et al. (413)
Kino et al. (416)

1676T>A

Ile559Asn

Transactivation: Decreased
Transdominance (+)
Decrease in GR binding sites
Nuclear translocation: 180< min
Abnormal interaction with GRIP1

Heterozygous

Hypertension
Oligospermia
Infertility

Ruiz et al. (418)
Charmandari et al. (419)

1430G>A

Arg477His

Transactivation: Decreased
No GREs binding
Decrease in GR binding sites
Nuclear translocation: 20 min

Heterozygous

Hirsutism
Fatigue
Hypertension

Ruiz et al. (418)
Charmandari et al. (419)

2035G>A

Gly679Ser

Transactivation: Decreased
Affinity to ligand: Decreased (x2)
Nuclear translocation: 30 min
Abnormal interaction with GRIP1

Heterozygous

Hirsutism
Fatigue
Hypertension

Mendonca et al. (417)

1712T>C

Val571Ala

Transactivation: Decreased
Affinity to ligand: Decreased (x6)
Nuclear translocation: 25 min
Abnormal interaction with GRIP1

Homozygous

Ambiguous genitalia
Hypertension
Hypokalemia
Oligo-amenorrhea

Vottero et al. (420)

2241T>G

Ile747Meth

Transactivation: Decreased
Transdominance (+)
Affinity to ligand: Decreased (x2)
Nuclear translocation: Decreased
Abnormal interaction with GRIP1

Heterozygous

Cystic acne
Hirsutism
Oligo-amenorrhea

Charmandari et al. (421)

2318T>C

Leu773Pro

Transactivation: Decreased
Transdominance (+)
Affinity to ligand: Decreased (x2.6)
Nuclear translocation: 30 min
Abnormal interaction with GRIP1

Heterozygous

Fatigue
Anxiety
Acne
Hirsutism
Hypertension

Charmandari et al. (431)

2209T>C

Phe737Leu

Transactivation: Decreased
Transdominance (+)
Affinity to ligand: Decreased (x1.5)
Nuclear translocation: 180 min

Heterozygous

Hypertension
Hypokalemia

Charmandari et al. (430)

1201G>C

Asp401His

Transactivation: Increased­
Transdominance (-)
Affinity to ligand: no change
Nuclear translocation: Normal

Heterozygous

Hypertension
Diabetes mellitus
Accumulation of visceral fat

McMahon et al. (426)

2bp (TG) deletion at 2318 and 2319

Phe774Serfs⃰

No transactivation activity
No ligand-binding activity

Homozygous

Severe hypoglycemia developed 1 day after birth
Hypertension
Fatigues with feeding

Nader et al. (422) (443)

2141G>A

Arg714Gln

Transactivation: Decreased
Transdominance (+)
Affinity to ligand: Decreased (x2.0)
Nuclear translocation: 20 min
Abnormal interaction with GRIP1

Heterozygous

 

 

 

 

 

 

 

 

 

 

 

 

 

Heterozygous

Hypoglycemia developed at age 2 years and 10 months
Hypertension
Accelerated bone age
Mild clitoromegaly

 

 

 

 

 

 

 

 

Infertility

Bouligand et al. (429)

1405C>T

Arg469Ter

Transactivation: Decreased
Affinity to ligand: Decreased
Nuclear Translocation: No

Heterozygous

Bilateral adrenal hyperplasia
Hypertension
Hypokalemia

Zhu et al.
Nicolaides et al. (423) (424)

1667C>T

Threo556Ile

Transactivation: Decreased
Transdominance: No
Affinity to ligand: Decreased
Nuclear translocation: 50 min

Heterozygous

Bilateral adrenal hyperplasia

Roberts et al.

(428)

1268T>C

Val423Ala

Transactivation: Decreased
Transdominance: No
Affinity to ligand: no change
Nuclear translocation: 2.6-fold delay

Heterozygous

Hypertension

Nicolaides et al. (425)

2177A>G

His726Arg

Transactivation: Decreased
Transdominance: No
Affinity to ligand: Decreased
Nuclear translocation: 60 min

Heterozygous

Hirsutism
Acne
Alopecia
Fatigue
Anxiety
Irregular menstrual cycle

Lin et al. (432)

26C>G

Pro9Arg

Not performed

Heterozygous

Hypertension

Paragliola et al. (433)

367G˃T

Glu123Ter

Not performed

Heterozygous

Chronic fatigue

Anxiety

Hirsutism

Irregular menstrual cycles

Infertility

Tatsi et al. (434)

592G˃T

Glu198Ter

Not performed

Compound heterozygous

Hypertensive encephalopathy

Al Argan et al. (435)

1392delC

Ile464Ilefs⃰

Not performed

Heterozygous

Low body weight

Hyperandrogenism

Severe anxiety

Adrenocortical hyperplasia

Vitellius et al. (436)

1429C˃A

Arg477Ser

Cytoplasm to nuclear translocation: Decreased

DNA binding: (-)

Dominant negative effect: (-) Transactivation: (-)

Heterozygous

Obesity

Velayos et al. (437)

1429C˃T

Arg477Cys

Not performed

Heterozygous

Mild hirsutism

Vitellius et al. (436)

1433A˃G

Tyr478Cys

Cytoplasm to nuclear translocation: Decreased

DNA binding: Weak and delayed

Dominant negative effect: (-)

Transactivation: Decreased

Heterozygous

Adrenal mass

Vitellius et al. (438)

1471C˃T

Arg491Ter

Transactivation: (-)

Heterozygous

Bilateral adrenal hyperplasia

Vitellius et al. (438)

1503G˃T

Gln501His

Transactivation: Decreased

Heterozygous

Bilateral adrenal hyperplasia

Ma et al. (439)

1652C˃A

Ser551Tyr

Ligand binding: Decreased

Cytoplasm to nuclear translocation: Decreased

Transactivation: Decreased

Homozygous

Fatigue

Hypokalemia

Hypertension

Polyuria

Velayos et al. (437)

1762_1763insTTAC

His588Leufs⃰

Not performed

Heterozygous

Hirsutism

Chronic fatigue

Anxiety

Cannavò et al. (440)

1915C˃G

Leu595Val

Not performed

Not available

Hirsutism

Amenorrhea

Hypertension

Trebble et al. (441)

1835delC

Ser612Tyrfs⃰

Protein expression: (-)

Ligand binding: (-)

Cytoplasm to nuclear translocation: (-)

Dominant negative effect: Yes

Transactivation: (-)

Heterozygous

Fatigue

Vitellius et al. (442)

1980T˃G

Tyr660Ter

Transactivation: (-)

Heterozygous

Hypertension

Vitellius et al. (436)

2015T˃C

Leu672Pro

Protein expression: Decreased

Ligand binding: (-)

Cytoplasm to nuclear translocation: (-)

DNA binding: (-)

Dominant negative effect: No

Transactivation: (-)

Heterozygous

Adrenal mass

Donner et al. (444)

2317_2318delCT

Leu773Valfs⃰

Protein expression: slightly reduced

Transactivation: Decreased

Dominant negative effect: No

Ligand binding: (-)

Heterozygous

Hypertension

 

 

We examined the impact of 10 pathologic GRa point mutations (559N, V571A, V575G, D641V, G679S, R714Q, V729I, F737L, I747M and L773P) to the molecular structure of the GRa LBD focusing on its ligand-binding pocket and AF-2 surface by using computer-based molecular simulation, and found some rules on the molecular disruption of these structural units by the mutations (89); (1) Topology of the peptide backbones is highly preserved in pathologic GRa mutant LBDs (Figure 19A). This result suggests that alteration in property and/or positioning of the side chain of replaced amino acids is rather crucial for developing molecular defects. (2) Defects in the ligand-binding pocket of the mutant receptors are driven primarily by loss/reduction (indirectly through structural changes in LBD induced by the mutations) of the electrostatic interaction formed by arginine 611 and threonine 739 of the receptor to glucocorticoid and a subsequent conformational mismatch (Figure 19B). (3) Defects of the AF-2 surface that reduce affinity to the LxxLL motif are caused mainly (also indirectly) by disruption of the electrostatic bonds to the non-core leucine residues of this peptide that determine the peptide’s specificity to GRa LBD (Figure 19C), as well as by reduced non-covalent interaction against core leucines and subsequent exposure of the AF-2 surface to solvent.

Figure 19. Impact of pathologic GR point mutations to the molecular structure of GR LBD. A: Distribution of the pathologic GR point mutations in its LBD and their overall impact on the 3-dimensional LBD peptide backbone. Thickness and color of the overlaid C-traces of the GR mutant receptor LBDs and the wild type GR LBD indicate the areas of least (thin and blue) to most (thick and red) motion over the course of simulation. Locations and side chains of the mutated amino acids are indicated, whereas dexamethasone (shown with the white and red spheres of space-filling model) is located inside LBP. B: Alteration of the electrostatic bond formed by arginine (R) 611 and threonine (T) 739 of pathologic GR mutants to dexamethasone may largely explain the reduced affinity of many pathologic GR mutants to this steroid. The left panel demonstrates superimposed 3-dimensional interaction images of dexamethasone and the key residues of all pathologic GRa mutants. Among the key amino acids of pathologic mutants participating in interaction with dexamethasone, R611 is largely deviated in these mutant receptors, which underlies reduced/disappeared electrostatic interaction between this residue and the carbonyl oxygen at carbon-3 of dexamethasone. Q570 and N564 are omitted from these panels. Major changes observed in the electrostatic bond formed by R611 and T739 are indicated with a purple dotted circle. The right panel shows schematic molecular interaction between wild type GRa and dexamethasone. Purple and orange arrows indicate electrostatic and non-covalent bonds, respectively. DEX: dexamethasone. C: Defective non-covalent bonds formed between Q597, D590, K579 and R585 of the pathologic GRa mutants and N742, R746, D750 and D752 of the LxxLL peptide mainly explain reduced interaction of the mutant receptor AF-2s to this peptide. The panel demonstrates 3-dimensional image of the molecular interaction between the LXXLL peptide and key residues of the wild type GRa. The LxxLL peptide forms important electrostatic bonds with its non-core leucine residues (N742, R746, D750 and D752) against the receptor residues (Q597, D590, R585 and K579, respectively) as marked with purple dotted boxes. Pathologic GRa mutants demonstrate significant shift of the side chains of some of these receptor residues among which the side chain of R585 shows the most significant deviation (shown in square inserts). Modified from (89).

GR Gene Mutation-Mediated Hypersensitivity Syndrome

 

Only one mutation has been reported in the GRa NTD that replaces aspartic acid at amino acid 401 by histidine (D401H) (G to C replacement at nucleotide position 1201) (430). The patient harboring this heterozygous mutation presented with manifestations consistent with glucocorticoid hypersensitivity, in accordance with the in vitro results showing that the mutant receptor hGRaD401H demonstrated a 2.4-fold increase in its ability to transactivate the glucocorticoid-responsive promoters. This condition represents the mirror image of the Chrousos syndrome. Although not in humans, one porcine heterozygotic substitution that replaces alanine at amino acid 610 with valine (A610V) in LBD of the porcine GR causes a gain-of-function phenotype, shifting the titration curve of GR-transcriptional activity to leftward (this suggests increase of the receptor affinity to glucocorticoid) (445).

 

GR Gene Polymorphisms

 

Polymorphisms of the human GR gene have also been reported (446). A heterozygous polymorphism replacing aspartic acid to serine at amino acid 363 (N363S) that mildly increases transcriptional activity of the affected receptor in vitro is associated with increased sensitivity to glucocorticoids, weakly correlating with the development of central obesity, and thus, influencing the metabolic profile and the longevity of humans in a negative fashion (447-449). This polymorphism found at amino acid 363 was first described by Karl et al. (412).

 

The polymorphism in the human GR gene that causes arginine to lysine replacement at amino acid 23 (ER22/23EK: GAG AGG to GAA AAG) is associated with relative glucocorticoid resistance by altering the expression levels of GRa translational isoforms (450). This polymorphism increases muscle mass in males and reduces waist to hip ratio in females, and is associated with greater insulin sensitivity, and lower total and low-density lipoprotein cholesterol levels, indicating that this polymorphism causes beneficial effects on longevity by reducing glucocorticoid actions (451,452).

 

One recent study examined influence of N363S and ER22/23EK polymorphisms to intelligence quotient (IQ) and behavior of 344 young subjects who have been followed up from their birth (453). The study found that N363S is not associated with IQ, while ER22/23EK showed significantly higher IQ scores. Both polymorphisms did not show any effects on the behavior scores. Antenatal glucocorticoid treatment reduces IQ scores in the subjects carrying N363S or ER22/23EK polymorphism.

 

The BclI GR polymorphism comprises a C to G nucleotide substitution at 646 bp downstream of exon 2 in intron B of the human GR gene that creates a cutting site for the BclI restriction enzyme. G-allele of this polymorphism increases tissue sensitivity to glucocorticoids as shown by greater suppression of serum cortisol levels after dexamethasone administration (454). This polymorphism is associated with development of mood disorders, psychopathology, bronchial asthma, hypertension, hyperinsulinism and obesity (455,456). It is also associated with increased bone resorption in patients receiving glucocorticoid replacement therapy (457). Although a large study employing adolescents (15-17 years old) did not confirm the association of the BclI polymorphisms to changes in several stress-related neurological parameters (458), a study employing 460 subjects with post-traumatic stress disorder (PTSD) found that this polymorphism and another polymorphism rs258747, located in the 3’-flanking region of the human GR gene and potentially influencing stability of GR mRNA, significantly increase a risk for developing PTSD (459). In one study, the BclGR polymorphism was associated with lower frequency of insulin resistance in the women with polycystic ovary syndrome (PCOS) in contrast to the findings obtained in normal subjects (460).

 

A single nucleotide polymorphism that replaces A with G at the nucleoside 3669 (A3669G) located in the 3’ end of exon 9b has been described in a European population (461). This polymorphism does not change the amino acid sequence but increases the stability of GRb mRNA and increases GRb protein expression, leading to greater inhibition of GRa-induced transcriptional activity and causing glucocorticoid resistance in tissues. The presence of the A3669G allele is associated with reduced central obesity and a more favorable lipid profile in affected subjects (461).

 

Viral Infection

 

HUMAN IMMUNODEFICIENCY VIRUS TYPE-1

 

Patients with the Acquired Immunodeficiency Syndrome (AIDS), which is caused by infection of the Human Immunodeficiency Virus type-1 (HIV-1), have several manifestations compatible with increased activity of GRa. They develop reduction of innate and Th1-directed cellular immunity, which is also seen in the conditions of glucocorticoid excess. Patients with AIDS often develop symptoms and signs that manifest in hypercortisolemic states, such as muscle wasting, myopathy, dyslipidemia and visceral obesity-related insulin resistance (462-466). Therefore, it is possible that some HIV-1-related factor(s) may modulate the function of GRa in patients with AIDS. Please see for more details the chapter on AIDS and the HPA Axis in the Adrenal Section of Endotext.

 

We have shown that one of the HIV-1 accessory proteins, Vpr, a 96-amino acid virion-associated protein with multiple functions (467,468), enhances GRa transactivation by functioning as a coactivator (469) (Figure 20). Indeed, Vpr contains a NR coactivator motif LxxLL at amino acids 64-68. This motif is used by host NR coactivators to bind NRs (80) (see Section ln ACTIONS OF GR, Mechanism of GRa-mediated Activation of Transcription). Similarly, through this motif, Vpr directly binds GRa and cooperatively enhances its activity on its responsive promoters along with host NR coactivators SRC-1 (p160-type protein, NCoA1) and p300/CBP (469). Vpr directly binds p300 at its C-terminal amino acids 2045-2191, where the p160 coactivators (NCoAs) also bind (470). Since Vpr circulates at detectable levels in HIV-1-infected individuals and is able to penetrate the cell membrane, its effects may be extended to cells not infected by HIV-1 (471,472). Indeed, extracellularly administered Vpr polypeptide regulates glucocorticoid-responsive genes, such as IL-12 p40, in the same way as the potent glucocorticoid, dexamethasone (473). In addition to regulating GRa activity, Vpr modulates the transcriptional activity of PPARb/d and PPARg, the NR family proteins important for fatty acid metabolism (474,475). Through modulating activities of GRa and the PPARs, Vpr appears to participate in the development of the characteristic AIDS-related lipodystrophy syndrome, which is quite prevalent among AIDS patients (476,477).

Figure 20. Linearized Vpr, Tat, E1A, p300 and CtBP1 molecules and their mutual interaction domains. Vpr interacts with GR and several other NRs through its LxxLL motif located at amino acids 64 to 69. Binding sites of Vpr and p160-type HAT coactivators overlap with each other on p300. Since Vpr has a LxxLL motif similar to p160 coactivators, Vpr mimics host p160 coactivators and enhances GR transcriptional activity. Tat also binds both p300 and p160 coactivators. p300 facilitates attraction of many transcription factors, cofactors and general transcription complexes, and loosens the histone/DNA interaction through acetylation of the histone tails by its histone acetyltransferase (HAT) domain. E1A binds p300 at the latter’s C-terminal portion, while it physically interacts with the N-terminal portion of CtBP1 through its C-terminal end. The N-terminal portion of CtBP1 physically interacts with HDAC5 and Retinoblastoma protein (Rb), which have repressive activity on transcription. CtBP1 regulates its interaction to binding partners by sensing cellular NAD+ levels through its NAD+-binding domain. The HAT domain of p300 and the NAD+-binding domain of CtBP1 are indicated in grey. Modified from (478). CREB: CRE-binding protein, HAT: histone acetyltransferase, HDAC5: histone deacetylases 5, NF-B: nuclear factor-B, NAD: nicotinamide adenine dinucleotide, NR: nuclear hormone receptor, p/CAF: p300/CBP-associating factor, pTEFb: positive-acting transcription elongation factor b, Rb: retinoblastoma protein, SF-1: steroidogenic factor-1, STAT2: signal transducer and activator of transcription 2, TFIIB: transcription factor IIB.

Another HIV-1 accessory protein, Tat, which functions as a major transactivator of the HIV-1 long terminal repeat promoter (479) also potentiates GRa activity moderately by increasing accumulation of the positive transcription elongation factor b (pTEFb) (480-482) (Figure 20). Like Vpr, Tat readily penetrates the cell membranes (483) and may, therefore, modulate the transcriptional activity of GRa in the cells/tissues not infected by HIV-1.

 

Through Vpr and Tat, HIV-1 may facilitate the transcription of genes encoding its own proteins by directly stimulating viral proliferation. On the other hand, by enhancing transactivation of GRa and other NRs, these proteins may contribute to the viral proliferation possibly by suppressing the host immune system, while they participate in the development of several pathologic conditions associated with HIV-1 infection (480,484).

 

ADENOVIRUS

 

Adenoviruses cause illness of the respiratory system, such as common cold syndrome, pneumonia, croup and bronchitis, as well as illnesses of other organs, such as gastroenteritis, conjunctivitis and cystitis. They encode the E1A protein, which is expressed just after the infection and is necessary for the transcriptional regulation of the adenovirus-encoded genes (485). In addition to the viral genes, E1A regulates the transcriptional activity of a variety of host genes through interaction with the host transcriptional integrator p300 and its homologous molecule CBP (77,486) (Figure 20). In an in vitro system, E1A, in contrast to Vpr, blocks the actions of glucocorticoids on the transcriptional activity of genes, producing resistance to glucocorticoids (470).

 

E1A also interacts with the C-terminal tail-binding protein 1 (CtBP1), which functions as a transcriptional repressor for numerous transcription factors, by communicating with the class II HDACs and other inhibitory molecules like the retinoblastoma protein (Rb) (487) (Figure 20). E1A suppresses functions of p300/CBP and CtBP1 by binding to their functionally critical domains (77,487). Although there is no supportive clinical evidence, it is highly possible that adenovirus changes the peripheral action of glucocorticoids as well as of other bioactive molecules that activate NRs and directly regulates the transcriptional activity of their target genes, ultimately contributing to the pathologic states observed in adenoviral infection.

 

OTHER VIRUSES

 

We examined the impact of viral infection (murine cytomegalovirus: mCMV) on glucocorticoid-mediated modulation of gene expression in dendritic cells (488). Among 96 genes examined, the viral infection significantly enhanced dexamethasone-induced IL-10 expression. Activation of the toll-like receptors (TLRs) by the virus stimulates the extracellular signal-regulated kinase (ERK) 1/2, which in turn increases phosphorylation of the human GRa at serine 203, resulting in the enhancement of GRa transcriptional activity on the IL-10 gene promoter. Since IL-10 is a potent anti-inflammatory cytokine, it appears that the virus stimulates its own infection/propagation by enhancing GRa activity on this cytokine. Respiratory syncytial virus (RSV), which is one of the major causes of lower respiratory tract infection and hospital visits during infancy and childhood, is reported to repress the anti-inflammatory action of glucocorticoids through GRa (489-491).

 

ACKNOWLEDGEMENTS

 

This literary work was supported by the intramural fund of the Sidra Medical and Research Center to T. Kino.

 

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